Neal Dempsey

CIK 1015934 · View on SEC EDGAR ↗

Insider

First SEC filing: March 29, 2012 · Latest: March 29, 2012

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 55 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

55 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 19, 2014 ENPH S 300,000 $10.03 $3,009,000 1,522,496 Indirect -16.46% Disposed 290.0% (price as of 2026-08-21)
Sept. 6, 2013 GWRE S 10,270 $44.55 $457,528 80,631 Direct -11.30% Disposed 307.3% (price as of 2026-08-21)
Sept. 6, 2013 GWRE S 14,730 $43.54 $641,344 90,901 Direct -13.94% Disposed 316.7% (price as of 2026-08-21)
July 15, 2013 GWRE S 10,000 $44.90 $449,000 105,631 Direct -8.65% Disposed 304.1% (price as of 2026-08-21)
June 18, 2013 GWRE S 50,000 $42.82 $2,141,000 140,631 Direct -26.23% Disposed 323.7% (price as of 2026-08-21)
June 17, 2013 GWRE S 7,755 $40.24 $312,061 190,631 Direct -3.91% Disposed 350.9% (price as of 2026-08-21)
June 14, 2013 GWRE S 42,245 $40.07 $1,692,757 198,386 Direct -17.56% Disposed 352.8% (price as of 2026-08-21)
March 4, 2013 GWRE S 10b5-1 838 $36.45 $30,545 106,639 Indirect -0.78% Disposed 397.8% (price as of 2026-08-21)
March 4, 2013 GWRE S 10b5-1 7,705 $36.03 $277,611 107,477 Indirect -6.69% Disposed 403.6% (price as of 2026-08-21)
March 4, 2013 GWRE S 10b5-1 15,128 $36.45 $551,416 1,929,648 Indirect -0.78% Disposed 397.8% (price as of 2026-08-21)
March 4, 2013 GWRE S 10b5-1 139,068 $36.03 $5,010,620 1,944,776 Indirect -6.67% Disposed 403.6% (price as of 2026-08-21)
March 1, 2013 GWRE S 10b5-1 6,118 $36.12 $220,982 115,182 Indirect -5.04% Disposed 402.3% (price as of 2026-08-21)
March 1, 2013 GWRE S 10b5-1 110,415 $36.12 $3,988,190 2,083,844 Indirect -5.03% Disposed 402.3% (price as of 2026-08-21)
Feb. 28, 2013 GWRE S 10b5-1 91,433 $36.12 $3,302,560 2,224,031 Indirect -3.95% Disposed 402.3% (price as of 2026-08-21)
Feb. 28, 2013 GWRE S 10b5-1 29,772 $36.61 $1,089,953 2,194,259 Indirect -1.34% Disposed 395.6% (price as of 2026-08-21)
Feb. 28, 2013 GWRE S 10b5-1 5,066 $36.12 $182,984 122,950 Indirect -3.96% Disposed 402.3% (price as of 2026-08-21)
Feb. 28, 2013 GWRE S 10b5-1 1,650 $36.61 $60,406 121,300 Indirect -1.34% Disposed 395.6% (price as of 2026-08-21)
Feb. 27, 2013 GWRE S 10b5-1 57,125 $35.50 $2,027,938 2,820,023 Indirect -1.99% Disposed 411.1% (price as of 2026-08-21)
Feb. 27, 2013 GWRE S 10b5-1 260,625 $36.53 $9,520,631 2,559,398 Indirect -9.24% Disposed 396.7% (price as of 2026-08-21)
Feb. 27, 2013 GWRE S 10b5-1 222,627 $37.48 $8,344,060 2,336,771 Indirect -8.70% Disposed 384.1% (price as of 2026-08-21)
Feb. 27, 2013 GWRE S 10b5-1 21,307 $38.18 $813,501 2,315,464 Indirect -0.91% Disposed 375.2% (price as of 2026-08-21)
Feb. 27, 2013 GWRE S 10b5-1 3,165 $35.50 $112,358 155,974 Indirect -1.99% Disposed 411.1% (price as of 2026-08-21)
Feb. 27, 2013 GWRE S 10b5-1 14,441 $36.53 $527,530 141,533 Indirect -9.26% Disposed 396.7% (price as of 2026-08-21)
Feb. 27, 2013 GWRE S 10b5-1 12,336 $37.48 $462,353 129,197 Indirect -8.72% Disposed 384.1% (price as of 2026-08-21)
Feb. 27, 2013 GWRE S 10b5-1 1,181 $38.18 $45,091 128,016 Indirect -0.91% Disposed 375.2% (price as of 2026-08-21)
April 24, 2012 GWRE S 1,895,000 $28.25 $53,533,750 7,614,648 Indirect -19.93% Disposed 542.3% (price as of 2026-08-21)
April 24, 2012 GWRE S 105,000 $28.25 $2,966,250 421,639 Indirect -19.94% Disposed 542.3% (price as of 2026-08-21)
April 4, 2012 ENPH P 166,667 $6.00 $1,000,002 166,667 Indirect — Acquired 552.0% (price as of 2026-08-21)
Nov. 15, 2011 ENPH P 13,402 $5.27 $70,629 13,402 Indirect — Acquired 642.3% (price as of 2026-08-21)
Nov. 15, 2011 ENPH P 13,402 $0.58 $7,773 13,402 Indirect — Acquired 6644.8% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 28, 2016 ENPH Stock Option (Right to Buy) [F1] Common Stock (49,788) $2.58 April 27, 2023 49,788 Acquired
April 30, 2015 ENPH Stock Option (Right to Buy) [F1] Common Stock (10,209) $12.57 April 29, 2022 10,209 Acquired
May 1, 2014 ENPH Stock Option (Right to Buy) [F1] Common Stock (18,804) $7.44 June 1, 2021 18,804 Acquired
May 2, 2013 ENPH Stock Option (Right to Buy) [F1] Common Stock (27,428) $7.50 May 1, 2020 27,428 Acquired
Dec. 5, 2012 GWRE Stock Option (Right to Buy) Common Stock (5,936) $29.03 Dec. 5, 2022 5,936 Acquired
Dec. 1, 2012 GWRE Restricted Stock Unit Common Stock (1,250) — Dec. 1, 2012 1,250 Disposed
May 11, 2012 ENPH Stock Option (Right to Buy) [F1] Common Stock (24,691) $8.43 May 10, 2022 24,691 Acquired
April 4, 2012 ENPH Convertible Promissory Notes Common Stock (189,050) — — 189,050 Disposed
April 4, 2012 ENPH Series E Convertible Preferred Stock Common Stock (971,753) — — 971,753 Disposed
April 4, 2012 ENPH Series D Convertible Preferred Stock Common Stock (468,647) — — 468,647 Disposed
March 27, 2012 GWRE Restricted Stock Unit Common Stock (1,250) $0.00 March 26, 2022 1,250 Acquired
March 27, 2012 GWRE Stock Option (right to buy) Common Stock (2,903) $35.00 March 26, 2022 2,903 Acquired
Jan. 30, 2012 GWRE Series C Convertible Preferred Stock Common Stock (852,429) — — 852,429 Disposed
Jan. 30, 2012 GWRE Series B Convertible Preferred Stock Common Stock (2,733,173) — — 2,733,173 Disposed
Jan. 30, 2012 GWRE Series A Convertible Preferred Stock Common Stock (5,659,063) — — 5,659,063 Disposed
Jan. 30, 2012 GWRE Series C Convertible Preferred Stock Common Stock (47,232) — — 47,232 Disposed
Jan. 30, 2012 GWRE Series B Convertible Preferred Stock Common Stock (151,443) — — 151,443 Disposed
Jan. 30, 2012 GWRE Series A Convertible Preferred Stock Common Stock (313,281) — — 313,281 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 29, 2012 ENPH Common Stock 26,378 Indirect
March 29, 2012 ENPH Series D Convertible Preferred Stock→ Common Stock [F1,F9] (468,647) 468,647 Indirect
March 29, 2012 ENPH Series E Convertible Preferred Stock→ Common Stock [F1,F10] (971,753) 971,753 Indirect
March 29, 2012 ENPH Convertible Promissory Notes→ Common Stock — Indirect
Jan. 24, 2012 GWRE Common Stock 14,683 Indirect
Jan. 24, 2012 GWRE Common Stock 264,983 Indirect
Jan. 24, 2012 GWRE Series A Convertible Preferred Stock→ Common Stock (313,281) 313,281 Indirect
Jan. 24, 2012 GWRE Series B Convertible Preferred Stock→ Common Stock (151,443) 151,443 Indirect
Jan. 24, 2012 GWRE Series C Convertible Preferred Stock→ Common Stock (47,232) 47,232 Indirect
Jan. 24, 2012 GWRE Series A Convertible Preferred Stock→ Common Stock (5,659,063) 5,659,063 Indirect
Jan. 24, 2012 GWRE Series B Convertible Preferred Stock→ Common Stock (2,733,173) 2,733,173 Indirect
Jan. 24, 2012 GWRE Series C Convertible Preferred Stock→ Common Stock (852,429) 852,429 Indirect