Neal R Verfuerth

CIK 1420983 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 2, 2008 · Latest: Jan. 2, 2008

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

OESX selling Nov. 8, 2010

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

20 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 9, 2012	OESX	J	434,174	—	—	1,348,687 Direct	-24.35%	Disposed	(price as of 2026-08-21)
June 18, 2012	OESX	A	200,000	—	—	200,000 Direct	—	Acquired	(price as of 2026-08-21)
June 18, 2012	OESX	A	50,000	—	—	1,782,861 Direct	+2.89%	Acquired	(price as of 2026-08-21)
Nov. 16, 2011	OESX	G	75,000	—	—	1,732,861 Direct	-4.15%	Disposed	(price as of 2026-08-21)
May 23, 2011	OESX	A	36,166	—	—	36,166 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 8, 2010	OESX	S	23,620	$3.41	$80,544	723,326 Indirect	-3.16%	Disposed	-44.1% (price as of 2026-08-21)
Nov. 5, 2010	OESX	S	26,380	$3.43	$90,483	746,946 Indirect	-3.41%	Disposed	-44.4% (price as of 2026-08-21)
Nov. 2, 2010	OESX	G	70,000	—	—	1,807,861 Direct	-3.73%	Disposed	(price as of 2026-08-21)
June 30, 2010	OESX	M	20,000	—	—	20,000 Indirect	-50.00%	Disposed	(price as of 2026-08-21)
June 30, 2010	OESX	F	15,908	$3.16	$50,269	773,326 Indirect	-2.02%	Disposed	-39.6% (price as of 2026-08-21)
June 30, 2010	OESX	M	20,000	$2.20	$44,000	789,234 Indirect	+2.60%	Acquired	-13.3% (price as of 2026-08-21)
May 18, 2010	OESX	A	34,207	—	—	34,207 Direct	—	Acquired	(price as of 2026-08-21)
March 5, 2010	OESX	S 10b5-1	20,000	$5.29	$105,800	1,877,861 Direct	-1.05%	Disposed	-63.9% (price as of 2026-08-21)
March 4, 2010	OESX	S 10b5-1	20,000	$5.19	$103,800	1,897,861 Direct	-1.04%	Disposed	-63.2% (price as of 2026-08-21)
March 3, 2010	OESX	S 10b5-1	20,000	$5.31	$106,200	1,917,861 Direct	-1.03%	Disposed	-64.1% (price as of 2026-08-21)
March 2, 2010	OESX	S 10b5-1	20,000	$5.42	$108,400	1,937,861 Direct	-1.02%	Disposed	-64.8% (price as of 2026-08-21)
June 2, 2009	OESX	M	50,000	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-21)
June 2, 2009	OESX	M	7,665	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-21)
June 2, 2009	OESX	S	57,665	$3.40	$196,061	769,234 Indirect	-6.97%	Disposed	-43.9% (price as of 2026-08-21)
June 2, 2009	OESX	M	7,665	$0.69	$5,289	826,899 Indirect	+0.94%	Acquired	176.4% (price as of 2026-08-21)
June 2, 2009	OESX	M	50,000	$0.94	$47,000	819,234 Indirect	+6.50%	Acquired	102.9% (price as of 2026-08-21)
May 19, 2009	OESX	A	35,276	—	—	35,276 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 8, 2008	OESX	A	108,911	—	—	108,911 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 1, 2008	OESX	M	10,000	—	—	40,000 Indirect	-20.00%	Disposed	(price as of 2026-08-21)
Feb. 1, 2008	OESX	M	10,000	$2.20	$22,000	769,234 Indirect	+1.32%	Acquired	-13.3% (price as of 2026-08-21)
Dec. 31, 2007	OESX	M	45,454	$2.20	$99,999	1,957,861 Direct	+2.38%	Acquired	-13.3% (price as of 2026-08-21)
Dec. 31, 2007	OESX	M	45,454	—	—	204,546 Direct	-18.18%	Disposed	(price as of 2026-08-21)
Dec. 24, 2007	OESX	S	90,766	$13.00	$1,179,958	759,234 Indirect	-10.68%	Disposed	-85.3% (price as of 2026-08-21)
Dec. 24, 2007	OESX	S	212,489	$13.00	$2,762,357	1,912,407 Direct	-10.00%	Disposed	-85.3% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 18, 2012	OESX	Stock Options (right to buy)	Common Stock (200,000)	$2.00	June 18, 2022	200,000	Acquired
May 23, 2011	OESX	Stock Options (right to buy)	Common Stock (36,166)	$4.19	May 23, 2021	36,166	Acquired
June 30, 2010	OESX	Stock Options (right to buy)	Common Stock (20,000)	$2.20	Dec. 20, 2016	20,000	Disposed
May 18, 2010	OESX	Stock Options (right to buy)	Common Stock (34,207)	$3.46	May 18, 2020	34,207	Acquired
June 2, 2009	OESX	Stock Options (right to buy)	Common Stock (50,000)	$0.94	Oct. 1, 2011	50,000	Disposed
June 2, 2009	OESX	Stock Options (right to buy)	Common Stock (7,665)	$0.69	Oct. 1, 2011	7,665	Disposed
May 19, 2009	OESX	Stock Options (right to buy)	Common Stock (35,276)	$3.78	May 19, 2019	35,276	Acquired
Aug. 8, 2008	OESX	Stock Options (right to buy)	Common Stock (108,911)	$5.35	Aug. 8, 2018	108,911	Acquired
Feb. 1, 2008	OESX	Stock Options (right to buy)	Common Stock (10,000)	$2.20	Dec. 20, 2016	10,000	Disposed
Dec. 31, 2007	OESX	Stock Options (right to buy)	Common Stock (45,454)	$2.20	Dec. 20, 2016	45,454	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 2, 2008	OESX	Stock Options (right to buy)→ Common Stock	—	Indirect
Jan. 2, 2008	OESX	Stock Options (right to buy)→ Common Stock	—	Indirect
Jan. 2, 2008	OESX	Stock Options (right to buy)→ Common Stock	—	Indirect
Jan. 2, 2008	OESX	Stock Options (right to buy)→ Common Stock	—	Indirect
Dec. 18, 2007	OESX	Common Stock	2,124,896	Direct
Dec. 18, 2007	OESX	Common Stock	850,000	Indirect
Dec. 18, 2007	OESX	Stock Options (right to buy)→ Common Stock (250,000)	250,000	Direct
Dec. 18, 2007	OESX	Stock Options (right to buy)→ Common Stock (180,958)	180,958	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

OESX

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2013	$317,917	—	$100,000	$258,912	—	—	$356,954	$1,033,783

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.