Neal S. Shah
CIK 1688494 · View on SEC EDGAR ↗
First SEC filing: Nov. 8, 2016 · Latest: Aug. 11, 2023
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 6, 2026 | NIOBW | A | 114,007 | — | — | 114,007 Direct | — | Acquired | (price as of 2026-08-21) |
| March 6, 2017 | NIOBW | A | 400,000 | — | — | 400,000 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 6, 2026 | NIOBW | Employee Stock Option (Right to Buy) | Common Shares (114,007) | $4.74 | July 6, 2031 | 114,007 | Acquired |
| March 6, 2017 | NIOBW | Employee Stock Option (Right to Buy) | Common Shares (400,000) | — | March 6, 2022 | 400,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 9 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 8, 2016 | NIOBW | Common Shares | 54,500 | Direct |
| Nov. 8, 2016 | NIOBW | Employee Stock Option (Right to Buy)→ Common Shares (500,000) | 500,000 | Direct |
| Nov. 8, 2016 | NIOBW | Employee Stock Option (Right to Buy)→ Common Shares (200,000) | 200,000 | Direct |
| Nov. 8, 2016 | NIOBW | Employee Stock Option (Right to Buy)→ Common Shares | — | Direct |
| Oct. 28, 2016 | NIOBW | Common Shares | 27,250 | Direct |
| Oct. 28, 2016 | NIOBW | Warrants→ Common Shares (27,250) | 27,250 | Direct |
| Oct. 28, 2016 | NIOBW | Employee Stock Option (Right to Buy)→ Common Shares (500,000) | 500,000 | Direct |
| Oct. 28, 2016 | NIOBW | Employee Stock Option (Right to Buy)→ Common Shares (200,000) | 200,000 | Direct |
| Oct. 28, 2016 | NIOBW | Employee Stock Option (Right to Buy)→ Common Shares | — | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
NIOBW
CFO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2025 | $250,000 | — | — | $84,000 | — | — | — | $334,000 |
| 2024 | $250,000 | — | — | $427,500 | — | — | — | $677,500 |
| 2023 | $227,500 | $50,000 | — | $123,600 | — | — | — | $401,100 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.