Neil Solomons
First SEC filing: Jan. 4, 2021 · Latest: Jan. 4, 2021
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 2, 2022 | AUPH | A | 8,500 | · | · | 95,799 Direct | +9.74% | Acquired | (price as of 2026-10-02) |
| March 2, 2022 | AUPH | S | 4,846 | $12.01 | $58,200 | 90,953 Direct | -5.06% | Disposed | 31.8% (price as of 2026-10-02) |
| March 2, 2022 | AUPH | A | 72,856 | · | · | 72,856 Direct | · | Acquired | (price as of 2026-10-02) |
| March 2, 2022 | AUPH | A | 124,644 | · | · | 124,644 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 11, 2021 | AUPH | M | 100,000 | $5.30 | $530,000 | 187,299 Direct | +114.55% | Acquired | 198.7% (price as of 2026-10-02) |
| Nov. 11, 2021 | AUPH | S 10b5-1 | 100,000 | $28.89 | $2,889,000 | 87,299 Direct | -53.39% | Disposed | -45.2% (price as of 2026-10-02) |
| Nov. 11, 2021 | AUPH | M | 100,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 10, 2021 | AUPH | M | 70,000 | $6.06 | $424,200 | 157,299 Direct | +80.18% | Acquired | 161.2% (price as of 2026-10-02) |
| Nov. 10, 2021 | AUPH | M | 30,000 | $5.30 | $159,000 | 187,299 Direct | +19.07% | Acquired | 198.7% (price as of 2026-10-02) |
| Nov. 10, 2021 | AUPH | S 10b5-1 | 90,000 | $31.17 | $2,805,300 | 97,299 Direct | -48.05% | Disposed | -49.2% (price as of 2026-10-02) |
| Nov. 10, 2021 | AUPH | S 10b5-1 | 10,000 | $30.55 | $305,500 | 87,299 Direct | -10.28% | Disposed | -48.2% (price as of 2026-10-02) |
| Nov. 10, 2021 | AUPH | M | 70,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 10, 2021 | AUPH | M | 30,000 | · | · | 100,000 Direct | -23.08% | Disposed | (price as of 2026-10-02) |
| Nov. 9, 2021 | AUPH | S 10b5-1 | 50,000 | $30.17 | $1,508,500 | 87,299 Direct | -36.42% | Disposed | -47.5% (price as of 2026-10-02) |
| Nov. 1, 2021 | AUPH | M | 45,000 | $5.30 | $238,500 | 182,299 Direct | +32.78% | Acquired | 198.7% (price as of 2026-10-02) |
| Nov. 1, 2021 | AUPH | S 10b5-1 | 45,000 | $31.64 | $1,423,800 | 137,299 Direct | -24.68% | Disposed | -50.0% (price as of 2026-10-02) |
| Nov. 1, 2021 | AUPH | M | 45,000 | · | · | 130,000 Direct | -25.71% | Disposed | (price as of 2026-10-02) |
| Sept. 13, 2021 | AUPH | M | 150,000 | $3.20 | $480,000 | 287,299 Direct | +109.25% | Acquired | 394.7% (price as of 2026-10-02) |
| Sept. 13, 2021 | AUPH | M | 150,000 | · | · | 2,000 Direct | -98.68% | Disposed | (price as of 2026-10-02) |
| Sept. 10, 2021 | AUPH | S 10b5-1 | 150,000 | $19.84 | $2,976,000 | 137,299 Direct | -52.21% | Disposed | -20.2% (price as of 2026-10-02) |
| Aug. 25, 2021 | AUPH | S 10b5-1 | 5,000 | $15.85 | $79,250 | 137,299 Direct | -3.51% | Disposed | -0.1% (price as of 2026-10-02) |
| Aug. 9, 2021 | AUPH | S 10b5-1 | 45,000 | $16.03 | $721,350 | 142,299 Direct | -24.03% | Disposed | -1.2% (price as of 2026-10-02) |
| March 12, 2021 | AUPH | M | 40,000 | $3.02 | $120,800 | 227,299 Direct | +21.36% | Acquired | 424.2% (price as of 2026-10-02) |
| March 12, 2021 | AUPH | S | 40,000 | $13.49 | $539,600 | 187,299 Direct | -17.60% | Disposed | 17.3% (price as of 2026-10-02) |
| March 12, 2021 | AUPH | M | 40,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 2, 2022 | AUPH | Restricted Stock Unit | Common Shares | · | · | 72,856 | Acquired |
| March 2, 2022 | AUPH | Stock Option (right to buy) | Common Stock | $12.01 | March 2, 2032 | 124,644 | Acquired |
| Nov. 11, 2021 | AUPH | Stock Option (right to buy) | Common Stock | · | Feb. 1, 2028 | 100,000 | Disposed |
| Nov. 10, 2021 | AUPH | Stock Option (right to buy) | Common Stock | · | Jan. 29, 2029 | 70,000 | Disposed |
| Nov. 10, 2021 | AUPH | Stock Option (right to buy) | Common Stock | · | Feb. 1, 2028 | 30,000 | Disposed |
| Nov. 1, 2021 | AUPH | Stock Option (right to buy) | Common Stock | · | Feb. 1, 2028 | 45,000 | Disposed |
| Sept. 13, 2021 | AUPH | Stock Option (right to buy) | Common Stock | · | Feb. 9, 2027 | 150,000 | Disposed |
| March 12, 2021 | AUPH | Stock Option (right to buy) | Common Stock | · | March 30, 2021 | 40,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 4, 2021 | AUPH | Common Stock | 187,299 | Direct |
| Jan. 4, 2021 | AUPH | Stock Option (right to buy) | 40,000 | Direct |
| Jan. 4, 2021 | AUPH | Stock Option (right to buy) | 152,000 | Direct |
| Jan. 4, 2021 | AUPH | Stock Option (right to buy) | 175,000 | Direct |
| Jan. 4, 2021 | AUPH | Stock Option (right to buy) | 70,000 | Direct |
| Jan. 4, 2021 | AUPH | Stock Option (right to buy) | 69,900 | Direct |
| Jan. 4, 2021 | AUPH | Stock Option (right to buy) | 224,184 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2022 | $369,021 | · | · | · | $221,413 | · | $881,223 | $3,222,128 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.