Neil Thompson
CIK 1464077 · View on SEC EDGAR ↗
First SEC filing: March 11, 2011 · Latest: March 11, 2011
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 2, 2011 | CL | S | 1,149 | $88.38 | $101,549 | 29,305 Direct | -3.77% | Disposed | 106.0% (price as of 2026-08-20) |
| Nov. 1, 2011 | CL | S | 14,976 | $88.58 | $1,326,574 | 30,454 Direct | -32.97% | Disposed | 105.6% (price as of 2026-08-20) |
| Sept. 12, 2011 | CL | S | 585 | $86.67 | $50,702 | 28,764 Direct | -1.99% | Disposed | 110.1% (price as of 2026-08-20) |
| May 13, 2011 | CL | S | 600 | $86.84 | $52,104 | 29,025 Direct | -2.03% | Disposed | 109.7% (price as of 2026-08-20) |
| May 4, 2011 | CL | S | 101 | $85.36 | $8,621 | 29,625 Direct | -0.34% | Disposed | 113.3% (price as of 2026-08-20) |
| Feb. 28, 2011 | CL | S | 193 | $78.20 | $15,093 | 29,034 Direct | -0.66% | Disposed | 132.9% (price as of 2026-08-20) |
| Nov. 2, 2010 | CL | S | 3,340 | $78.09 | $260,821 | 22,190 Direct | -13.08% | Disposed | 133.2% (price as of 2026-08-20) |
| Sept. 14, 2010 | CL | S | 92 | $75.48 | $6,944 | 25,530 Direct | -0.36% | Disposed | 141.3% (price as of 2026-08-20) |
| July 15, 2010 | CL | S | 279 | $83.04 | $23,168 | 25,640 Direct | -1.08% | Disposed | 119.3% (price as of 2026-08-20) |
| May 13, 2010 | CL | S | 1,500 | $83.63 | $125,445 | 26,796 Direct | -5.30% | Disposed | 117.7% (price as of 2026-08-20) |
| May 7, 2010 | CL | S | 172 | $80.62 | $13,867 | 28,296 Direct | -0.60% | Disposed | 125.9% (price as of 2026-08-20) |
| March 2, 2010 | CL | S | 126 | $83.78 | $10,556 | 27,288 Direct | -0.46% | Disposed | 117.4% (price as of 2026-08-20) |
| Nov. 11, 2009 | CL | S | 119 | $81.64 | $9,715 | 20,055 Direct | -0.59% | Disposed | 123.1% (price as of 2026-08-20) |
| Nov. 11, 2009 | CL | S | 750 | $81.59 | $61,192 | 19,305 Direct | -3.74% | Disposed | 123.2% (price as of 2026-08-20) |
| Sept. 9, 2009 | CL | S | 83 | $71.11 | $5,902 | 19,358 Direct | -0.43% | Disposed | 156.1% (price as of 2026-08-20) |
| Aug. 14, 2009 | CL | S | 74 | $71.77 | $5,311 | 19,607 Direct | -0.38% | Disposed | 153.7% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 1, 2011 | CL | Stock Option (Right to Buy) | Common Stock (16,666) | $73.23 | Sept. 10, 2015 | 16,666 | Disposed |
| Sept. 8, 2011 | CL | Stock Option (Right to Buy) | Common Stock (28,000) | $90.46 | Sept. 8, 2017 | 28,000 | Acquired |
| May 3, 2011 | CL | Stock Option (Right to Buy) | Common Stock (5,167) | $68.45 | Sept. 12, 2013 | 5,167 | Disposed |
| Dec. 29, 2010 | CL | Series B Convertible Preference Stock | Common Stock (1,068) | — | — | 134 | Disposed |
| Sept. 16, 2010 | CL | Stock Option (Right to Buy) | Common Stock (28,000) | $76.58 | Sept. 16, 2016 | 28,000 | Acquired |
| May 6, 2010 | CL | Stock Option (Right to Buy) | Common Stock (10,333) | $68.15 | Sept. 12, 2013 | 10,333 | Disposed |
| Nov. 10, 2009 | CL | Stock Option (Right to Buy) | Common Stock (4,667) | $60.68 | Sept. 7, 2012 | 4,667 | Disposed |
| Sept. 10, 2009 | CL | Stock Option (Right to Buy) | Common Stock (25,000) | $73.23 | Sept. 10, 2015 | 25,000 | Acquired |
| Aug. 13, 2009 | CL | Stock Option (Right to Buy) | Common Stock (4,667) | $60.68 | Sept. 7, 2012 | 4,667 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 11, 2011 | CL | Common Stock | — | Indirect |
| May 15, 2009 | CL | Common Stock | 19,072 | Direct |
| May 15, 2009 | CL | Common Stock | 182 | Indirect |
| May 15, 2009 | CL | Series B Convertible Preference Stock | 88 | Indirect |
| May 15, 2009 | CL | Stock Option (Right to Buy)→ Common Stock (9,334) | 9,334 | Direct |
| May 15, 2009 | CL | Stock Option (Right to Buy)→ Common Stock (15,500) | 15,500 | Direct |
| May 15, 2009 | CL | Stock Option (Right to Buy)→ Common Stock (18,000) | 18,000 | Direct |