Neil Thompson

CIK 1464077 · View on SEC EDGAR ↗

Insider

First SEC filing: March 11, 2011 · Latest: March 11, 2011

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 2, 2011 CL S 1,149 $88.38 $101,549 29,305 Direct -3.77% Disposed 106.0% (price as of 2026-08-20)
Nov. 1, 2011 CL S 14,976 $88.58 $1,326,574 30,454 Direct -32.97% Disposed 105.6% (price as of 2026-08-20)
Sept. 12, 2011 CL S 585 $86.67 $50,702 28,764 Direct -1.99% Disposed 110.1% (price as of 2026-08-20)
May 13, 2011 CL S 600 $86.84 $52,104 29,025 Direct -2.03% Disposed 109.7% (price as of 2026-08-20)
May 4, 2011 CL S 101 $85.36 $8,621 29,625 Direct -0.34% Disposed 113.3% (price as of 2026-08-20)
Feb. 28, 2011 CL S 193 $78.20 $15,093 29,034 Direct -0.66% Disposed 132.9% (price as of 2026-08-20)
Nov. 2, 2010 CL S 3,340 $78.09 $260,821 22,190 Direct -13.08% Disposed 133.2% (price as of 2026-08-20)
Sept. 14, 2010 CL S 92 $75.48 $6,944 25,530 Direct -0.36% Disposed 141.3% (price as of 2026-08-20)
July 15, 2010 CL S 279 $83.04 $23,168 25,640 Direct -1.08% Disposed 119.3% (price as of 2026-08-20)
May 13, 2010 CL S 1,500 $83.63 $125,445 26,796 Direct -5.30% Disposed 117.7% (price as of 2026-08-20)
May 7, 2010 CL S 172 $80.62 $13,867 28,296 Direct -0.60% Disposed 125.9% (price as of 2026-08-20)
March 2, 2010 CL S 126 $83.78 $10,556 27,288 Direct -0.46% Disposed 117.4% (price as of 2026-08-20)
Nov. 11, 2009 CL S 119 $81.64 $9,715 20,055 Direct -0.59% Disposed 123.1% (price as of 2026-08-20)
Nov. 11, 2009 CL S 750 $81.59 $61,192 19,305 Direct -3.74% Disposed 123.2% (price as of 2026-08-20)
Sept. 9, 2009 CL S 83 $71.11 $5,902 19,358 Direct -0.43% Disposed 156.1% (price as of 2026-08-20)
Aug. 14, 2009 CL S 74 $71.77 $5,311 19,607 Direct -0.38% Disposed 153.7% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 1, 2011 CL Stock Option (Right to Buy) Common Stock (16,666) $73.23 Sept. 10, 2015 16,666 Disposed
Sept. 8, 2011 CL Stock Option (Right to Buy) Common Stock (28,000) $90.46 Sept. 8, 2017 28,000 Acquired
May 3, 2011 CL Stock Option (Right to Buy) Common Stock (5,167) $68.45 Sept. 12, 2013 5,167 Disposed
Dec. 29, 2010 CL Series B Convertible Preference Stock Common Stock (1,068) 134 Disposed
Sept. 16, 2010 CL Stock Option (Right to Buy) Common Stock (28,000) $76.58 Sept. 16, 2016 28,000 Acquired
May 6, 2010 CL Stock Option (Right to Buy) Common Stock (10,333) $68.15 Sept. 12, 2013 10,333 Disposed
Nov. 10, 2009 CL Stock Option (Right to Buy) Common Stock (4,667) $60.68 Sept. 7, 2012 4,667 Disposed
Sept. 10, 2009 CL Stock Option (Right to Buy) Common Stock (25,000) $73.23 Sept. 10, 2015 25,000 Acquired
Aug. 13, 2009 CL Stock Option (Right to Buy) Common Stock (4,667) $60.68 Sept. 7, 2012 4,667 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 11, 2011 CL Common Stock Indirect
May 15, 2009 CL Common Stock 19,072 Direct
May 15, 2009 CL Common Stock 182 Indirect
May 15, 2009 CL Series B Convertible Preference Stock 88 Indirect
May 15, 2009 CL Stock Option (Right to Buy)→ Common Stock (9,334) 9,334 Direct
May 15, 2009 CL Stock Option (Right to Buy)→ Common Stock (15,500) 15,500 Direct
May 15, 2009 CL Stock Option (Right to Buy)→ Common Stock (18,000) 18,000 Direct