Insider at

04

Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

4 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 30, 2016 ASTH P 555,555 $9.00 $4,999,995 555,555 Direct · Acquired 298.7% (price as of 2026-10-02)
March 30, 2016 ASTH P 555,555 $9.00 $4,999,995 1,666,666 Direct +50.00% Acquired 298.7% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 8, 2017 ASTH Series A Preferred Stock [F7] Common Stock (1,111,111) · · 1,111,111 Disposed
Dec. 8, 2017 ASTH Series B Preferred Stock [F7] Common Stock (555,555) · · 555,555 Disposed
Dec. 8, 2017 ASTH Warrants to purchase Common Stock [F7] Common Stock (1,111,111) $9.00 Oct. 14, 2020 1,111,111 Disposed
Dec. 8, 2017 ASTH Warrants to purchase Common Stock [F7] Common Stock (555,555) $10.00 March 30, 2021 555,555 Disposed
March 30, 2016 ASTH Series B Preferred Stock [F1] Common Stock (555,555) · · 555,555 Acquired
March 30, 2016 ASTH Warrants to purchase Common Stock [F1] Common Stock (555,555) $10.00 March 30, 2021 555,555 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
April 29, 2016 ASTH Common Stock [F1] · Indirect
April 29, 2016 ASTH Series A Preferred Stock→ Common Stock (1,111,111) 1,111,111 Direct
Oct. 27, 2015 ASTH Common Stock · Direct
Oct. 27, 2015 ASTH Series A Preferred Stock [F2]→ Common Stock (1,111,111) 1,111,111 Direct
Oct. 23, 2015 ASTH Series A Preferred Stock 1,111,111 Direct
Oct. 23, 2015 ASTH Warrants to purchase Common Stock→ Common Stock (1,111,111) 1,111,111 Direct