NEUBAUER JOSEPH

CIK 905129 · View on SEC EDGAR ↗

Insider

First SEC filing: April 4, 2016 · Latest: April 4, 2016

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 97 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

97 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 13, 2015 MDLZ P 25,000 $37.09 $927,250 27,178 Direct +1147.84% Acquired 72.1% (price as of 2026-08-19)
Dec. 17, 2014 ARMK S 150,000 $27.02 $4,053,000 14,385,843 Direct -1.03% Disposed 209.1% (price as of 2026-08-19)
June 4, 2014 ARMK S 1,150,000 $24.54 $28,221,000 15,544,710 Direct -6.89% Disposed 240.3% (price as of 2026-08-19)

Showing latest 100 of 261 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 31, 2016 M Phantom Stock Units Common Stock (671) — — 671 Acquired
Dec. 31, 2015 M Phantom Stock Units Common Stock (648) — — 648 Acquired
Sept. 30, 2015 M Phantom Stock Units Common Stock (443) — — 443 Acquired
Sept. 1, 2015 M Option to Purchase Common Stock Common Stock (5,000) $11.32 May 15, 2019 5,000 Disposed
Sept. 1, 2015 M Option to Purchase Common Stock Common Stock (2,500) $25.32 May 16, 2018 2,500 Disposed
Sept. 1, 2015 M Option to Purchase Common Stock Common Stock (2,500) $39.06 May 18, 2017 2,500 Disposed
June 30, 2015 M Phantom Stock Units Common Stock (407) — — 407 Acquired
May 15, 2015 M Restricted Stock Units Common Stock (2,104) — — 2,104 Acquired
March 31, 2015 M Phantom Stock Units Common Stock (428) — — 428 Acquired
Jan. 7, 2015 ARMK Installment Stock Purchase Opportunity Common Stock (20,000) $11.63 — 20,000 Disposed
Dec. 31, 2014 M Phantom Stock Units Common Stock (455) — — 455 Acquired
Nov. 18, 2014 ARMK Stock Option (Right to Buy) Common Stock (50,000) $11.63 June 22, 2021 50,000 Acquired
Sept. 30, 2014 M Phantom Stock Units Common Stock (464) — — 464 Acquired
June 30, 2014 M Phantom Stock Units Common Stock (475) — — 475 Acquired
May 16, 2014 M Restricted Stock Units Common Stock (2,411) — — 2,411 Acquired
March 31, 2014 M Phantom Stock Units Common Stock (495) — — 495 Acquired
March 7, 2014 VZ Phantom Stock Common Stock (3,181) — — 3,181 Acquired
Jan. 27, 2014 VZ Stock Option Non-Qualified Common Stock — Feb. 3, 2014 7,798 Disposed
Dec. 31, 2013 M Phantom Stock Units Common Stock (543) — — 543 Acquired
Dec. 30, 2013 ARMK Installment Stock Purchase Opportunity Common Stock (20,000) $11.63 — 20,000 Disposed
Dec. 30, 2013 ARMK Stock Option (Right to Buy) Common Stock (25,000) $11.63 June 22, 2021 25,000 Disposed
Dec. 30, 2013 ARMK Stock Option (Right to Buy) Common Stock (50,000) $9.48 March 2, 2020 50,000 Disposed
Dec. 30, 2013 ARMK Stock Option (Right to Buy) Common Stock (17,812) $9.74 March 5, 2018 17,812 Disposed
Dec. 30, 2013 ARMK Stock Option (Right to Buy) Common Stock (53,437) $5.44 Feb. 27, 2017 53,437 Disposed
Dec. 6, 2013 M Option to Purchase Common Stock Common Stock (7,500) $39.06 May 18, 2017 7,500 Disposed
Dec. 6, 2013 M Option to Purchase Common Stock Common Stock (10,000) $36.24 May 19, 2016 10,000 Disposed
Dec. 6, 2013 M Option to Purchase Common Stock Common Stock (10,000) $38.15 July 13, 2015 10,000 Disposed
Sept. 30, 2013 M Phantom Stock Units Common Stock (564) — — 564 Acquired
June 30, 2013 M Phantom Stock Units Common Stock (564) — — 564 Acquired
May 17, 2013 M Restricted Stock Units Common Stock (2,774) — — 2,774 Acquired
March 31, 2013 M Phantom Stock Units Common Stock (660) — — 660 Acquired
March 8, 2013 VZ Phantom Stock Common Stock (3,128) — — 3,128 Acquired
Dec. 31, 2012 M Phantom Stock Units Common Stock (637) — — 637 Acquired
Nov. 30, 2012 VZ Stock Opton Non-Qualified Common Stock — Feb. 2, 2013 10,931 Disposed
Sept. 29, 2012 M Phantom Stock Units Common Stock (668) — — 668 Acquired
June 30, 2012 M Phantom Stock Units Common Stock (662) — — 662 Acquired
May 18, 2012 M Restricted Stock Units Common Stock (3,689) — — 3,689 Acquired
March 31, 2012 M Phantom Stock Units Common Stock (683) — — 683 Acquired
March 2, 2012 VZ Phantom Stock Common Stock (3,879) — — 3,879 Acquired
Jan. 3, 2012 VZ Phantom Stock (unitized) Common Stock (152) — — 528 Acquired
Dec. 31, 2011 M Phantom Stock Units Common Stock (817) — — 817 Acquired
Dec. 14, 2011 M Option to Purchase Common Stock Common Stock (5,000) $11.32 May 15, 2019 5,000 Disposed
Dec. 14, 2011 M Option to Purchase Common Stock Common Stock (7,500) $25.32 May 16, 2018 7,500 Disposed
Dec. 14, 2011 M Option to Purchase Common Stock Common Stock (10,000) $23.03 May 21, 2014 10,000 Disposed
Dec. 14, 2011 M Option to Purchase Common Stock Common Stock (10,000) $15.75 May 16, 2013 10,000 Disposed
Dec. 14, 2011 M Option to Purchase Common Stock Common Stock (10,000) $21.72 May 17, 2012 10,000 Disposed
Sept. 30, 2011 VZ Phantom Stock (unitized) Common Stock (734) — — 2,560 Acquired
Sept. 30, 2011 M Phantom Stock Units Common Stock (930) — — 930 Acquired
July 1, 2011 VZ Phantom Stock (unitized) Common Stock (661) — — 2,308 Acquired
June 30, 2011 M Phantom Stock Units Common Stock (939) — — 939 Acquired
May 20, 2011 M Restricted Stock Units Common Stock (4,191) — — 4,191 Acquired
April 14, 2011 M Option to Purchase Common Stock Common Stock (10,000) $23.50 May 18, 2011 10,000 Disposed
April 1, 2011 VZ Phantom Stock (unitized) Common Stock (754) — — 2,631 Acquired
March 31, 2011 M Phantom Stock Units Common Stock (1,064) — — 1,064 Acquired
Feb. 3, 2011 VZ Phantom Stock Common Stock (3,573) — — 3,573 Acquired
Jan. 3, 2011 VZ Phantom Stock (unitized) Common Stock (686) — — 2,393 Acquired
May 14, 2010 M Restricted Stock Units Common Stock (4,436) — — 4,436 Acquired
April 26, 2010 M Option to Purchase Common Stock Common Stock (7,000) $19.97 May 19, 2010 7,000 Disposed
March 31, 2010 M Phantom Stock Units Common Stock (1) — — 1 Acquired
Feb. 4, 2010 VZ Phantom Stock Common Stock (4,541) — — 4,541 Acquired
Dec. 31, 2009 M Phantom Stock Units Common Stock (893) — — 893 Acquired
Dec. 31, 2009 M Phantom Stock Units Common Stock (893) — — 893 Acquired
Oct. 1, 2009 VZ Phantom Stock (unitized) Common Stock (833) — — 2,897 Acquired
Sept. 30, 2009 M Phantom Stock Units Common Stock (986) — — 986 Acquired
Sept. 30, 2009 M Phantom Stock Units Common Stock (984) — — 984 Acquired
July 1, 2009 VZ Phantom Stock (unitized) Common Stock (876) — — 3,051 Acquired
June 30, 2009 M Phantom Stock Units Common Stock (732) — — 732 Acquired
June 30, 2009 M Phantom Stock Units Common Stock (733) — — 733 Acquired
May 15, 2009 M Options to Purchase Common Stock Common Stock (10,000) $11.32 May 15, 2019 10,000 Acquired
April 1, 2009 VZ Phantom Stock (unitized) Common Stock (865) — — 3,008 Acquired
March 31, 2009 M Phantom Stock Units Common Stock (1,769) — — 1,769 Acquired
March 31, 2009 M Phantom Stock Units Common Stock (1,769) — — 1,769 Acquired
Feb. 5, 2009 VZ Phantom Stock Common Stock (4,168) — — 4,168 Acquired
Dec. 31, 2008 M Phantom Stock Units Common Stock (1,285) — — 1,285 Acquired
Dec. 31, 2008 M Phantom Stock Units Common Stock (1,287) — — 1,287 Acquired
Dec. 31, 2008 36995 Phantom Stock Units [F3] Common Stock (82,286) $0.00 — 82,286 Disposed
Dec. 15, 2008 36995 Phantom Stock Units [F2] Common Stock (797) $0.00 — 797 Acquired
Oct. 1, 2008 36995 Phantom Stock Units [F1] Common Stock (21,197) $0.00 — 21,197 Acquired
Sept. 30, 2008 M Phantom Stock Units Common Stock (694) — — 694 Acquired
Sept. 30, 2008 M Phantom Stock Units Common Stock (696) — — 696 Acquired
Sept. 15, 2008 36995 Phantom Stock Units [F1] Common Stock (280) $0.00 — 280 Acquired
July 1, 2008 36995 Phantom Stock Units [F2] Common Stock (5,099) $0.00 — 5,099 Acquired
June 30, 2008 M Phantom Stock Units Common Stock (592) — — 592 Acquired
June 30, 2008 M Phantom Stock Units Common Stock (593) — — 593 Acquired
June 16, 2008 36995 Phantom Stock Units [F2] Common Stock (1,113) $0.00 — 1,113 Acquired
May 16, 2008 M Options to Purchase Common Stock Common Stock (10,000) $25.32 May 16, 2018 10,000 Acquired
April 28, 2008 36995 Phantom Stock Units [F1] Common Stock (2,553) $0.00 — 2,553 Acquired
March 31, 2008 M Phantom Stock Units Common Stock (680) — — 680 Acquired
March 31, 2008 M Phantom Stock Units Common Stock (683) — — 683 Acquired
March 17, 2008 36995 Phantom Stock Units [F1] Common Stock (1,250) $0.00 — 1,250 Acquired
Jan. 2, 2008 36995 Phantom Stock Units [F1] Common Stock (1,917) $0.00 — 1,917 Acquired
Dec. 31, 2007 M Phantom Stock Units Common Stock (449) — — 449 Acquired
Dec. 31, 2007 M Phantom Stock Units Common Stock (451) — — 451 Acquired
Dec. 17, 2007 36995 Phantom Stock Units [F1] Common Stock (768) $0.00 — 768 Acquired
Oct. 1, 2007 36995 Phantom Stock Units [F1] Common Stock (1,360) $0.00 — 1,360 Acquired
Sept. 30, 2007 M Phantom Stock Units Common Stock (374) — — 374 Acquired
Sept. 30, 2007 M Phantom Stock Units Common Stock (376) — — 376 Acquired
Sept. 17, 2007 36995 Phantom Stock Units [F1] Common Stock (583) $0.00 — 583 Acquired
July 2, 2007 36995 Phantom Stock Units [F1] Common Stock (1,334) $0.00 — 1,334 Acquired
June 30, 2007 M Phantom Stock Units Common Stock (279) — — 279 Acquired

Showing latest 100 of 192 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 24, 2014 MDLZ Class A Common Stock 0 Direct
Dec. 11, 2013 ARMK Common Stock 18,577,952 Direct
Dec. 11, 2013 ARMK Common Stock 515,000 Indirect
Dec. 11, 2013 ARMK Stock Option (Right to Buy)→ Common Stock (106,874) 106,874 Direct
Dec. 11, 2013 ARMK Stock Option (Right to Buy)→ Common Stock (35,624) 35,624 Direct
Dec. 11, 2013 ARMK Stock Option (Right to Buy)→ Common Stock (200,000) 200,000 Direct
Dec. 11, 2013 ARMK Stock Option (Right to Buy)→ Common Stock (200,000) 200,000 Direct
Dec. 11, 2013 ARMK Installment Stock Purchase Opportunity (Right to Buy)→ Common Stock (60,000) 60,000 Direct