NEWCASTLE PARTNERS L P

CIK 932334 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 2, 2012 · Latest: Aug. 2, 2012

On this page

Institution The 13F filer entity this person is associated with.
Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Institution

View 13F portfolio

Insider at

RAVE

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 17 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

17 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 31, 2012	932334	P	14,550,047	$0.13	$1,833,306	48,614,513	—	—
Sept. 15, 2009	932334	D	2,700	—	—	0 Direct	-100.00%	Disposed
Sept. 15, 2009	932334	D	5,000	—	—	0 Direct	-100.00%	Disposed
Sept. 15, 2009	932334	D	8,095	$72939.30	$590,443,634	0 Direct	-100.00%	Disposed
Sept. 15, 2009	932334	D	803,239	$7237544.29	$5,813,477,837,955	0 Direct	-100.00%	Disposed
Aug. 14, 2009	932334	P	1,000	$0.75	$750	120,524 Direct	+0.84%	Acquired
July 24, 2009	932334	P	76,275	$0.75	$57,206	119,524 Direct	+176.36%	Acquired
July 6, 2009	932334	J	1,159,756	—	—	4,741,859	—	—
July 6, 2009	932334	J	1,159,756	—	—	4,741,859	—	—
May 22, 2009	932334	P	1,700,749	$0.14	$238,105	34,064,466 Direct	+5.26%	Acquired
May 21, 2009	932334	P	837,200	$0.14	$117,208	32,363,717 Direct	+2.66%	Acquired
April 15, 2009	932334	P	725	$0.75	$544	43,249 Direct	+1.70%	Acquired
April 7, 2009	932334	J	1,417,498	$6.93	$9,823,261	5,901,615 Direct	-19.37%	Disposed
April 7, 2009	RAVE	J	693,461	$1.01	$700,396	2,884,494 Direct	-19.38%	Disposed	206.9% (price as of 2026-08-21)
March 13, 2009	932334	P	14,269	$0.95	$13,556	42,524 Direct	+50.50%	Acquired
Feb. 13, 2009	932334	P	12,145,749	$0.25	$3,036,437	31,526,517 Direct	+62.67%	Acquired
Jan. 6, 2009	RAVE	J	874,935	$1.93	$1,688,625	3,660,798 Direct	-19.29%	Disposed	60.6% (price as of 2026-08-21)
Jan. 6, 2009	932334	J	195,468	$5.33	$1,041,844	817,010 Direct	-19.31%	Disposed
Jan. 6, 2009	932334	J	1,789,777	$8.77	$15,696,344	12,181,482 Direct	-12.81%	Disposed
Jan. 6, 2009	932334	J	1,789,777	$8.77	$15,696,344	12,181,482 Direct	-12.81%	Disposed
Nov. 10, 2008	932334	J	498,723	—	—	2,136,900 Indirect	-18.92%	Disposed
Nov. 10, 2008	932334	J	629,353	$9.09	$5,720,819	13,971,259 Direct	-4.31%	Disposed
Nov. 10, 2008	932334	J	68,671	$8.03	$551,428	1,012,478 Direct	-6.35%	Disposed
Nov. 10, 2008	932334	J	1,670,536	—	—	24,189,140 Indirect	-6.46%	Disposed
Nov. 10, 2008	RAVE	J	307,660	$2.45	$753,767	4,535,333 Direct	-6.35%	Disposed	26.5% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 15, 2009	932334	Stock Option (right to buy)	Common Stock (2,700)	$6.70	May 1, 2012	2,700	Disposed
Sept. 15, 2009	932334	Stock Option (right to buy)	Common Stock (5,000)	$5.85	May 8, 2011	5,000	Disposed
Nov. 10, 2008	932334	4% Convertible Promissory Note Due 2017	Common Stock, $.001 par value per share	$0.20	Jan. 31, 2017	498,723	Disposed
Nov. 10, 2008	932334	4% Convertible Promissory Note Due 2017	Common Stock, $.001 par value per share	$0.20	Jan. 31, 2017	1,670,536	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).