Nicholas G Moore

Insider

First SEC filing: March 7, 2006 · Latest: March 7, 2006

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 91 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

91 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 29, 2018	GILD	A	205	—	—	27,376 Direct	+0.75%	Acquired	(price as of 2026-08-20)
March 1, 2018	GILD	M	178	—	—	27,170 Direct	-0.65%	Disposed	(price as of 2026-08-20)
March 1, 2018	GILD	M	178	—	—	12,233 Direct	+1.48%	Acquired	(price as of 2026-08-20)
Dec. 28, 2017	GILD	A	195	—	—	27,349 Direct	+0.72%	Acquired	(price as of 2026-08-20)
Sept. 28, 2017	GILD	A	173	—	—	27,154 Direct	+0.64%	Acquired	(price as of 2026-08-20)
July 1, 2017	GILD	A	953	—	—	26,980 Direct	+3.66%	Acquired	(price as of 2026-08-20)
June 29, 2017	GILD	A	190	—	—	26,027 Direct	+0.74%	Acquired	(price as of 2026-08-20)
May 10, 2017	GILD	A	2,241	—	—	23,377 Direct	+10.60%	Acquired	(price as of 2026-08-20)
May 10, 2017	GILD	A	10,376	—	—	10,376 Direct	—	Acquired	(price as of 2026-08-20)
March 30, 2017	GILD	A	197	—	—	25,838 Direct	+0.77%	Acquired	(price as of 2026-08-20)
March 1, 2017	GILD	M	173	—	—	25,640 Direct	-0.67%	Disposed	(price as of 2026-08-20)
March 1, 2017	GILD	M	173	—	—	12,055 Direct	+1.46%	Acquired	(price as of 2026-08-20)
Dec. 29, 2016	GILD	A	167	—	—	25,813 Direct	+0.65%	Acquired	(price as of 2026-08-20)
Nov. 21, 2016	GILD	G	3,406	—	—	11,882 Direct	-22.28%	Disposed	(price as of 2026-08-20)
Sept. 29, 2016	GILD	A	154	—	—	25,646 Direct	+0.60%	Acquired	(price as of 2026-08-20)
July 1, 2016	GILD	A	795	—	—	25,492 Direct	+3.22%	Acquired	(price as of 2026-08-20)
June 29, 2016	GILD	A	140	—	—	24,697 Direct	+0.57%	Acquired	(price as of 2026-08-20)
May 11, 2016	GILD	A	7,321	—	—	7,321 Direct	—	Acquired	(price as of 2026-08-20)
May 11, 2016	GILD	A	1,787	—	—	21,136 Direct	+9.24%	Acquired	(price as of 2026-08-20)
March 30, 2016	GILD	A	114	—	—	24,557 Direct	+0.47%	Acquired	(price as of 2026-08-20)
March 1, 2016	GILD	M	169	—	—	24,443 Direct	-0.69%	Disposed	(price as of 2026-08-20)
March 1, 2016	GILD	M	169	—	—	15,288 Direct	+1.12%	Acquired	(price as of 2026-08-20)
Dec. 30, 2015	GILD	A	103	—	—	24,612 Direct	+0.42%	Acquired	(price as of 2026-08-20)
Sept. 29, 2015	GILD	A	109	—	—	24,509 Direct	+0.45%	Acquired	(price as of 2026-08-20)
July 1, 2015	GILD	A	581	—	—	24,400 Direct	+2.44%	Acquired	(price as of 2026-08-20)
June 29, 2015	GILD	A	88	—	—	23,819 Direct	+0.37%	Acquired	(price as of 2026-08-20)
May 6, 2015	GILD	A	1,466	—	—	19,349 Direct	+8.20%	Acquired	(price as of 2026-08-20)
May 6, 2015	GILD	A	5,167	—	—	5,167 Direct	—	Acquired	(price as of 2026-08-20)
March 1, 2015	GILD	M	167	—	—	23,728 Direct	-0.70%	Disposed	(price as of 2026-08-20)
March 1, 2015	GILD	M	167	—	—	15,119 Direct	+1.12%	Acquired	(price as of 2026-08-20)
July 28, 2014	GILD	M	45,000	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
July 28, 2014	GILD	S	45,000	$90.56	$4,075,200	0 Indirect	-100.00%	Disposed	60.6% (price as of 2026-08-20)
July 28, 2014	GILD	M	45,000	$26.62	$1,197,900	45,000 Indirect	—	Acquired	446.4% (price as of 2026-08-20)
July 1, 2014	GILD	A	791	—	—	23,895 Direct	+3.42%	Acquired	(price as of 2026-08-20)
May 7, 2014	GILD	A	1,904	—	—	17,883 Direct	+11.92%	Acquired	(price as of 2026-08-20)
May 7, 2014	GILD	A	4,868	—	—	4,868 Direct	—	Acquired	(price as of 2026-08-20)
March 1, 2014	GILD	M	167	—	—	23,104 Direct	-0.72%	Disposed	(price as of 2026-08-20)
March 1, 2014	GILD	M	167	—	—	14,952 Direct	+1.13%	Acquired	(price as of 2026-08-20)
Feb. 26, 2014	GILD	M	20,000	—	—	45,000 Indirect	-30.77%	Disposed	(price as of 2026-08-20)
Feb. 26, 2014	GILD	S	20,000	$84.05	$1,681,000	0 Indirect	-100.00%	Disposed	73.0% (price as of 2026-08-20)
Feb. 26, 2014	GILD	M	20,000	$26.62	$532,400	20,000 Indirect	—	Acquired	446.4% (price as of 2026-08-20)
Feb. 19, 2014	NTAP	M	20,000	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 19, 2014	NTAP	M	25,000	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 19, 2014	NTAP	M	5,000	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 19, 2014	NTAP	S	50,000	$40.63	$2,031,500	0 Indirect	-100.00%	Disposed	375.6% (price as of 2026-08-20)
Feb. 19, 2014	NTAP	M	25,000	$27.02	$675,500	50,000 Indirect	+100.00%	Acquired	615.2% (price as of 2026-08-20)
Feb. 19, 2014	NTAP	M	20,000	$29.50	$590,000	25,000 Indirect	+400.00%	Acquired	555.1% (price as of 2026-08-20)
Feb. 19, 2014	NTAP	M	5,000	$25.08	$125,400	5,000 Indirect	—	Acquired	670.5% (price as of 2026-08-20)
Feb. 19, 2014	GILD	M	19,068	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 19, 2014	GILD	S	11,892	$82.89	$985,728	0 Indirect	-100.00%	Disposed	75.5% (price as of 2026-08-20)
Feb. 19, 2014	GILD	S	7,176	$83.51	$599,268	11,892 Indirect	-37.63%	Disposed	74.2% (price as of 2026-08-20)
Feb. 19, 2014	GILD	M	19,068	$22.02	$419,877	19,068 Indirect	—	Acquired	560.5% (price as of 2026-08-20)
Feb. 18, 2014	NTAP	G	20,000	—	—	20,000 Indirect	—	Acquired	(price as of 2026-08-20)
Feb. 18, 2014	NTAP	G	25,000	—	—	25,000 Indirect	—	Acquired	(price as of 2026-08-20)
Feb. 18, 2014	NTAP	G	5,000	—	—	5,000 Indirect	—	Acquired	(price as of 2026-08-20)
Feb. 18, 2014	NTAP	G	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 18, 2014	NTAP	G	25,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 18, 2014	NTAP	G	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 14, 2014	GILD	G	19,068	—	—	19,068 Indirect	—	Acquired	(price as of 2026-08-20)
Feb. 14, 2014	GILD	G	65,000	—	—	65,000 Indirect	—	Acquired	(price as of 2026-08-20)
Feb. 14, 2014	GILD	G	19,068	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 14, 2014	GILD	G	65,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 13, 2013	NTAP	A	2,856	—	—	15,188 Direct	+23.16%	Acquired	(price as of 2026-08-20)
Sept. 13, 2013	NTAP	A	11,416	—	—	11,416 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 30, 2013	GILD	M 10b5-1	130,000	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 30, 2013	GILD	M 10b5-1	21,720	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 30, 2013	GILD	S 10b5-1	4,816	$61.02	$293,872	0 Indirect	-100.00%	Disposed	138.3% (price as of 2026-08-20)
Aug. 30, 2013	GILD	S 10b5-1	146,904	$60.40	$8,873,002	4,816 Indirect	-96.83%	Disposed	140.8% (price as of 2026-08-20)
Aug. 30, 2013	GILD	M	21,720	$19.63	$426,364	151,720 Indirect	+16.71%	Acquired	640.9% (price as of 2026-08-20)
Aug. 30, 2013	GILD	M	130,000	$20.70	$2,691,000	130,000 Indirect	—	Acquired	602.6% (price as of 2026-08-20)
July 1, 2013	GILD	A	784	—	—	23,273 Direct	+3.49%	Acquired	(price as of 2026-08-20)
June 28, 2013	GILD	G	130,000	—	—	130,000 Indirect	—	Acquired	(price as of 2026-08-20)
June 28, 2013	GILD	G	21,720	—	—	21,720 Indirect	—	Acquired	(price as of 2026-08-20)
June 28, 2013	GILD	G	130,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 28, 2013	GILD	G	21,720	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 8, 2013	GILD	A	2,863	—	—	15,979 Direct	+21.83%	Acquired	(price as of 2026-08-20)
May 8, 2013	GILD	A	8,442	—	—	8,442 Direct	—	Acquired	(price as of 2026-08-20)
April 1, 2013	WFC	A	1,652	$36.93	$61,008	61,963 Direct	+2.74%	Acquired	130.8% (price as of 2026-08-20)
March 1, 2013	GILD	M	167	—	—	22,489 Direct	-0.74%	Disposed	(price as of 2026-08-20)
March 1, 2013	GILD	M	167	—	—	14,785 Direct	+1.14%	Acquired	(price as of 2026-08-20)
Jan. 2, 2013	WFC	A	1,119	$34.18	$38,247	59,888 Direct	+1.90%	Acquired	149.3% (price as of 2026-08-20)
Nov. 30, 2012	GILD	A	65,000	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 30, 2012	GILD	S	65,000	$74.96	$4,872,400	7,309 Direct	-89.89%	Disposed	288.0% (price as of 2026-08-20)
Nov. 30, 2012	GILD	M	65,000	$28.68	$1,864,200	72,309 Direct	+889.31%	Acquired	914.2% (price as of 2026-08-20)
Oct. 1, 2012	WFC	A	1,045	$34.70	$36,262	58,380 Direct	+1.82%	Acquired	145.6% (price as of 2026-08-20)
July 2, 2012	GILD	A	784	—	—	11,329 Direct	+7.43%	Acquired	(price as of 2026-08-20)
July 1, 2012	WFC	A	1,204	$33.44	$40,262	56,967 Direct	+2.16%	Acquired	154.8% (price as of 2026-08-20)
May 10, 2012	GILD	A	2,926	—	—	6,558 Direct	+80.56%	Acquired	(price as of 2026-08-20)
May 10, 2012	GILD	A	8,161	—	—	8,161 Direct	—	Acquired	(price as of 2026-08-20)
April 24, 2012	WFC	A	4,536	$33.07	$150,006	55,360 Direct	+8.92%	Acquired	157.7% (price as of 2026-08-20)
April 2, 2012	WFC	A	1,179	$34.14	$40,251	50,824 Direct	+2.37%	Acquired	149.6% (price as of 2026-08-20)
March 1, 2012	GILD	M	83	—	—	10,545 Direct	-0.78%	Disposed	(price as of 2026-08-20)
March 1, 2012	GILD	M	83	—	—	7,309 Direct	+1.15%	Acquired	(price as of 2026-08-20)
Feb. 8, 2012	GILD	M	65,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 8, 2012	GILD	S	65,000	$54.29	$3,528,850	7,226 Direct	-90.00%	Disposed	435.8% (price as of 2026-08-20)
Feb. 8, 2012	GILD	M	65,000	$19.43	$1,262,950	72,226 Direct	+899.53%	Acquired	1397.1% (price as of 2026-08-20)
Jan. 3, 2012	WFC	A	1,388	$27.56	$38,253	49,310 Direct	+2.90%	Acquired	209.2% (price as of 2026-08-20)
Sept. 30, 2011	WFC	A	1,586	$24.12	$38,254	47,701 Direct	+3.44%	Acquired	253.3% (price as of 2026-08-20)
Aug. 31, 2011	NTAP	A	8,500	—	—	8,500 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 31, 2011	NTAP	A	3,000	—	—	11,500 Direct	+35.29%	Acquired	(price as of 2026-08-20)

Showing latest 100 of 329 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 29, 2018	GILD	Phantom Stock [F1]	Common Stock (205)	$0.00	—	205	Acquired
March 1, 2018	GILD	Phantom Stock	Common Stock (178)	—	—	178	Disposed
Dec. 28, 2017	GILD	Phantom Stock [F1]	Common Stock (195)	$0.00	—	195	Acquired
Sept. 28, 2017	GILD	Phantom Stock [F1]	Common Stock (173)	$0.00	—	173	Acquired
July 1, 2017	GILD	Phantom Stock [F1]	Common Stock (953)	$0.00	—	953	Acquired
June 29, 2017	GILD	Phantom Stock [F1]	Common Stock (190)	$0.00	—	190	Acquired
May 10, 2017	GILD	Restricted Stock Unit	Common Stock (2,241)	—	—	2,241	Acquired
May 10, 2017	GILD	Non-qualified Stock Option (Right to Buy)	Common Stock (10,376)	$66.92	May 10, 2027	10,376	Acquired
March 30, 2017	GILD	Phantom Stock [F1]	Common Stock (197)	$0.00	—	197	Acquired
March 1, 2017	GILD	Phantom Stock	Common Stock (173)	—	—	173	Disposed
Dec. 29, 2016	GILD	Phantom Stock [F1]	Common Stock (167)	$0.00	—	167	Acquired
Sept. 29, 2016	GILD	Phantom Stock [F1]	Common Stock (154)	$0.00	—	154	Acquired
July 1, 2016	GILD	Phantom Stock [F1]	Common Stock (795)	$0.00	—	795	Acquired
June 29, 2016	GILD	Phantom Stock [F1]	Common Stock (140)	$0.00	—	140	Acquired
May 11, 2016	GILD	Non-qualified Stock Option (Right to Buy)	Common Stock (7,321)	$83.90	May 11, 2026	7,321	Acquired
May 11, 2016	GILD	Restricted Stock Unit	Common Stock (1,787)	—	—	1,787	Acquired
March 30, 2016	GILD	Phantom Stock [F1]	Common Stock (114)	$0.00	—	114	Acquired
March 1, 2016	GILD	Phantom Stock	Common Stock (169)	—	—	169	Disposed
Dec. 30, 2015	GILD	Phantom Stock [F1]	Common Stock (103)	$0.00	—	103	Acquired
Sept. 29, 2015	GILD	Phantom Stock [F1]	Common Stock (109)	$0.00	—	109	Acquired
July 1, 2015	GILD	Phantom Stock [F1]	Common Stock (581)	$0.00	—	581	Acquired
June 29, 2015	GILD	Phantom Stock [F1]	Common Stock (88)	$0.00	—	88	Acquired
May 6, 2015	GILD	Restricted Stock Units	Common Stock (1,466)	—	—	1,466	Acquired
May 6, 2015	GILD	Non-Qualified Stock Options (Right to Buy)	Common Stock (5,167)	$102.27	May 6, 2025	5,167	Acquired
March 1, 2015	GILD	Phantom Stock	Common Stock (167)	—	—	167	Disposed
July 28, 2014	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (45,000)	$26.62	May 8, 2018	45,000	Disposed
July 1, 2014	GILD	Phantom Shares	Common Stock (791)	—	—	791	Acquired
May 7, 2014	GILD	Restricted Stock Units	Common Stock (1,904)	—	—	1,904	Acquired
May 7, 2014	GILD	Non-Qualified Stock Options (Right to Buy)	Common Stock (4,868)	$78.77	May 7, 2024	4,868	Acquired
March 1, 2014	GILD	Phantom Stock	Common Stock (167)	—	—	167	Disposed
Feb. 26, 2014	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (20,000)	$26.62	May 8, 2018	20,000	Disposed
Feb. 19, 2014	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$29.50	Oct. 13, 2016	20,000	Disposed
Feb. 19, 2014	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (25,000)	$27.02	Sept. 18, 2014	25,000	Disposed
Feb. 19, 2014	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$25.08	Sept. 1, 2015	5,000	Disposed
Feb. 19, 2014	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (19,068)	$22.02	May 6, 2019	19,068	Disposed
Feb. 18, 2014	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$29.50	Oct. 13, 2016	20,000	Acquired
Feb. 18, 2014	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (25,000)	$27.02	Sept. 18, 2014	25,000	Acquired
Feb. 18, 2014	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$25.08	Sept. 1, 2015	5,000	Acquired
Feb. 18, 2014	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$29.50	Oct. 13, 2016	20,000	Disposed
Feb. 18, 2014	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (25,000)	$27.02	Sept. 18, 2014	25,000	Disposed
Feb. 18, 2014	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$25.08	Sept. 1, 2015	5,000	Disposed
Feb. 14, 2014	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (19,068)	$22.02	May 6, 2019	19,068	Acquired
Feb. 14, 2014	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (65,000)	$26.62	May 8, 2018	65,000	Acquired
Feb. 14, 2014	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (19,068)	$22.02	May 6, 2019	19,068	Disposed
Feb. 14, 2014	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (65,000)	$26.62	May 8, 2018	65,000	Disposed
Sept. 13, 2013	NTAP	Restricted Stock Unit	Common Stock (2,856)	$0.00	—	2,856	Acquired
Sept. 13, 2013	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (11,416)	$43.77	Sept. 12, 2020	11,416	Acquired
Aug. 30, 2013	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (130,000)	$20.70	May 9, 2017	130,000	Disposed
Aug. 30, 2013	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (21,720)	$19.63	May 11, 2020	21,720	Disposed
July 1, 2013	GILD	Phantom Shares	Common Stock (784)	—	—	784	Acquired
June 28, 2013	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (130,000)	$20.70	May 9, 2017	130,000	Acquired
June 28, 2013	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (21,720)	$19.63	May 11, 2020	21,720	Acquired
June 28, 2013	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (130,000)	$20.70	May 9, 2017	130,000	Disposed
June 28, 2013	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (21,720)	$19.63	May 11, 2020	21,720	Disposed
May 8, 2013	GILD	Restricted Stock Units	Common Stock (2,863)	—	—	2,863	Acquired
May 8, 2013	GILD	Non-Qualified Stock Option (Right to Buy)	Common Stock (8,442)	$52.38	May 8, 2023	8,442	Acquired
April 1, 2013	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (1,652)	—	—	1,652	Acquired
March 1, 2013	GILD	Phantom Stock	Common Stock (167)	—	—	167	Disposed
Jan. 2, 2013	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (1,119)	—	—	1,119	Acquired
Nov. 30, 2012	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (65,000)	$28.68	May 10, 2016	65,000	Acquired
Oct. 1, 2012	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (1,045)	—	—	1,045	Acquired
July 2, 2012	GILD	Phantom Shares	Common Stock (784)	—	—	784	Acquired
July 1, 2012	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (1,204)	—	—	1,204	Acquired
May 10, 2012	GILD	Restricted Stock Units	Common Stock (2,926)	—	—	2,926	Acquired
May 10, 2012	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (8,161)	$51.25	May 10, 2022	8,161	Acquired
April 24, 2012	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (4,536)	—	—	4,536	Acquired
April 2, 2012	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (1,179)	—	—	1,179	Acquired
March 1, 2012	GILD	Phantom Stock	Common Stock (83)	—	—	83	Disposed
Feb. 8, 2012	GILD	Non-Qualified Stock Option (right to buy)	Common Stock (65,000)	$19.43	May 10, 2015	65,000	Disposed
Jan. 3, 2012	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (1,388)	—	—	1,388	Acquired
Sept. 30, 2011	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (1,586)	—	—	1,586	Acquired
Aug. 31, 2011	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (8,500)	$37.62	Aug. 30, 2018	8,500	Acquired
Aug. 31, 2011	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$37.62	Aug. 30, 2018	3,000	Acquired
Aug. 31, 2011	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (3,000)	$37.62	Aug. 30, 2018	3,000	Acquired
Aug. 31, 2011	NTAP	Restricted Stock Unit	Common Stock (2,833)	$0.00	—	2,833	Acquired
July 1, 2011	GILD	Phantom Shares	Common Stock (1,930)	—	—	1,930	Acquired
July 1, 2011	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (1,577)	—	—	1,577	Acquired
May 12, 2011	GILD	Restricted Stock Units	Common Stock (3,632)	—	—	3,632	Acquired
May 12, 2011	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (10,141)	$41.29	May 12, 2021	10,141	Acquired
May 11, 2011	GILD	Restricted Stock Units	Common Stock (3,820)	—	—	3,820	Disposed
May 3, 2011	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (4,745)	—	—	4,745	Acquired
April 1, 2011	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (1,333)	—	—	1,333	Acquired
Jan. 3, 2011	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (1,170)	—	—	1,170	Acquired
Oct. 1, 2010	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (1,442)	—	—	1,442	Acquired
Sept. 2, 2010	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$43.07	Sept. 1, 2017	5,000	Acquired
Sept. 2, 2010	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$43.07	Sept. 1, 2017	5,000	Acquired
Aug. 31, 2010	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$40.38	Aug. 30, 2017	10,000	Acquired
Aug. 31, 2010	NTAP	Restricted Stock Unit	Common Stock (3,333)	$0.00	—	3,333	Acquired
Aug. 20, 2010	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$25.08	Sept. 1, 2015	20,000	Disposed
Aug. 20, 2010	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (15,000)	$23.73	Aug. 30, 2015	15,000	Disposed
Aug. 20, 2010	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$23.73	Aug. 30, 2015	5,000	Disposed
July 1, 2010	GILD	Phantom Shares	Common Stock (2,373)	—	—	2,373	Acquired
July 1, 2010	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (1,494)	—	—	1,494	Acquired
May 11, 2010	GILD	Restricted Stock Units	Common Stock (3,820)	—	—	3,820	Acquired
May 11, 2010	GILD	Non-Qualified Stock Options (right to buy)	Common Stock (10,860)	$39.26	May 11, 2020	10,860	Acquired
April 27, 2010	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (2,207)	—	—	2,207	Acquired
April 27, 2010	WFC	Director Stock Purchase Option	Common Stock, $1 2/3 Par Value (7,570)	$31.72	April 27, 2020	7,570	Acquired
April 1, 2010	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (1,293)	—	—	1,293	Acquired
Jan. 4, 2010	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (1,565)	—	—	1,565	Acquired
Dec. 29, 2009	NTAP	Non-Qualified Stock Option (right to buy)	Common Stock (15,000)	$22.62	Sept. 1, 2013	15,000	Disposed

Showing latest 100 of 187 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 7, 2006	WFC	Common Stock, $1 2/3 par value	500	Indirect
March 7, 2006	WFC	Director Stock Option→ Common Stock, $1 2/3 par value (580)	580	Direct