Nicholas J. Matthews
CIK 1433029 · View on SEC EDGAR ↗
Insider
First SEC filing: June 21, 2012 · Latest: Jan. 24, 2013
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 6 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 25, 2013 | GATX | F | 184 | $49.66 | $9,137 | 4,345 Direct | -4.06% | Disposed | 252.2% (price as of 2026-08-20) |
| Jan. 24, 2013 | GATX | A | 4,000 | — | — | 4,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 23, 2010 | RAIL | A | 7,250 | — | — | 19,110 Direct | +61.13% | Acquired | (price as of 2026-08-20) |
| Feb. 3, 2010 | RAIL | F | 223 | $21.22 | $4,732 | 13,049 Direct | -1.68% | Disposed | -66.4% (price as of 2026-08-20) |
| Feb. 3, 2010 | RAIL | F | 820 | $20.81 | $17,064 | 13,272 Direct | -5.82% | Disposed | -65.7% (price as of 2026-08-20) |
| May 12, 2009 | RAIL | A | 722 | — | — | 14,092 Direct | +5.40% | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 24, 2013 | GATX | Stock-Settled Stock Appreciation Right | Common Stock (4,000) | $45.89 | Jan. 24, 2020 | 4,000 | Acquired |
| Feb. 23, 2010 | RAIL | Employee Stock Option (right to buy) | Common stock (7,250) | $20.69 | Feb. 23, 2020 | 7,250 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 21, 2012 | GATX | Common Stock | 4,497 | Direct |
| June 21, 2012 | GATX | Stock-Settled Stock Appreciation Right→ Common Stock (5,600) | 5,600 | Direct |
| June 21, 2012 | GATX | Stock-Settled Stock Appreciation Right→ Common Stock (4,600) | 4,600 | Direct |
| June 21, 2012 | GATX | Stock Settled Stock Appreciation Right→ Common Stock (3,900) | 3,900 | Direct |
| May 27, 2008 | RAIL | Common Stock | 13,370 | Direct |
| May 27, 2008 | RAIL | Employee Stock Option (right to buy)→ Common Stock (11,860) | 11,860 | Direct |