Nicholas J Spaeth

CIK 1260363 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 4, 2004 · Latest: Feb. 4, 2004

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Oct. 2, 2006 HRB J 19 $23.94 $455 61,255 Direct +0.03% Acquired 121.8% (price as of 2026-08-20)
July 3, 2006 HRB J 16 $23.94 $383 61,237 Direct +0.03% Acquired 121.8% (price as of 2026-08-20)
June 30, 2006 HRB A 55,000 55,000 Direct Acquired (price as of 2026-08-20)
June 30, 2006 HRB J 6,000 $23.86 $143,160 61,220 Direct +10.87% Acquired 122.5% (price as of 2026-08-20)
June 30, 2006 HRB F 2,230 $23.94 $53,386 55,220 Direct -3.88% Disposed 121.8% (price as of 2026-08-20)
April 3, 2006 HRB J 17 $21.65 $368 57,446 Direct +0.03% Acquired 145.2% (price as of 2026-08-20)
Feb. 2, 2006 HRB F 5,287 $24.00 $126,888 56,574 Direct -8.55% Disposed 121.2% (price as of 2026-08-20)
Jan. 3, 2006 HRB J 15 $24.45 $367 61,861 Direct +0.02% Acquired 117.1% (price as of 2026-08-20)
Oct. 3, 2005 HRB J 15 $23.87 $358 61,846 Direct +0.02% Acquired 122.4% (price as of 2026-08-20)
Sept. 16, 2005 HRB J 2,946 $27.43 $80,809 61,830 Direct +5.00% Acquired 93.5% (price as of 2026-08-20)
June 30, 2005 HRB A 25,000 25,000 Direct Acquired (price as of 2026-08-20)
June 30, 2005 HRB F 558 $58.63 $32,716 29,442 Direct -1.86% Disposed 81.1% (price as of 2026-08-20)
June 30, 2005 HRB A 5,000 $58.35 $291,750 30,000 Direct +20.00% Acquired 82.0% (price as of 2026-08-20)
June 30, 2005 HRB A 25,000 25,000 Direct Acquired (price as of 2026-08-20)
June 30, 2005 HRB F 575 $58.63 $33,712 29,425 Direct -1.92% Disposed 81.1% (price as of 2026-08-20)
June 30, 2005 HRB A 5,000 $58.35 $291,750 30,000 Direct +20.00% Acquired 82.0% (price as of 2026-08-20)
June 30, 2004 HRB A 35,000 35,000 Direct Acquired (price as of 2026-08-20)
June 30, 2004 HRB A 5,000 $47.68 $238,400 25,000 Direct +25.00% Acquired 122.7% (price as of 2026-08-20)
Dec. 15, 2003 INTU A 126 126 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 30, 2006 HRB Call Option to Purchase Common Stock, without par value (55,000) $23.86 June 30, 2016 55,000 Acquired
June 30, 2005 HRB Call Option to Purchase Common Stock, without par value (25,000) $58.35 June 30, 2015 25,000 Acquired
June 30, 2005 HRB Call Option to Purchase Common Stock, without par value (25,000) $58.35 June 30, 2015 25,000 Acquired
June 30, 2004 HRB Call Option to Purchase Common Stock, without par value (35,000) $47.68 June 30, 2014 35,000 Acquired
Dec. 15, 2003 INTU Matching Unit Stock Bonus Award 126 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 4, 2004 HRB Common Stock, without par value 20,000 Direct
Feb. 4, 2004 HRB Call Option to Purchase→ Common Stock, without par value (200,000) 200,000 Direct
Aug. 26, 2003 INTU No securities owned 0 Direct