Nicholas J Spaeth
CIK 1260363 · View on SEC EDGAR ↗
First SEC filing: Feb. 4, 2004 · Latest: Feb. 4, 2004
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 2, 2006 | HRB | J | 19 | $23.94 | $455 | 61,255 Direct | +0.03% | Acquired | 121.8% (price as of 2026-08-20) |
| July 3, 2006 | HRB | J | 16 | $23.94 | $383 | 61,237 Direct | +0.03% | Acquired | 121.8% (price as of 2026-08-20) |
| June 30, 2006 | HRB | A | 55,000 | — | — | 55,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 30, 2006 | HRB | J | 6,000 | $23.86 | $143,160 | 61,220 Direct | +10.87% | Acquired | 122.5% (price as of 2026-08-20) |
| June 30, 2006 | HRB | F | 2,230 | $23.94 | $53,386 | 55,220 Direct | -3.88% | Disposed | 121.8% (price as of 2026-08-20) |
| April 3, 2006 | HRB | J | 17 | $21.65 | $368 | 57,446 Direct | +0.03% | Acquired | 145.2% (price as of 2026-08-20) |
| Feb. 2, 2006 | HRB | F | 5,287 | $24.00 | $126,888 | 56,574 Direct | -8.55% | Disposed | 121.2% (price as of 2026-08-20) |
| Jan. 3, 2006 | HRB | J | 15 | $24.45 | $367 | 61,861 Direct | +0.02% | Acquired | 117.1% (price as of 2026-08-20) |
| Oct. 3, 2005 | HRB | J | 15 | $23.87 | $358 | 61,846 Direct | +0.02% | Acquired | 122.4% (price as of 2026-08-20) |
| Sept. 16, 2005 | HRB | J | 2,946 | $27.43 | $80,809 | 61,830 Direct | +5.00% | Acquired | 93.5% (price as of 2026-08-20) |
| June 30, 2005 | HRB | A | 25,000 | — | — | 25,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 30, 2005 | HRB | F | 558 | $58.63 | $32,716 | 29,442 Direct | -1.86% | Disposed | 81.1% (price as of 2026-08-20) |
| June 30, 2005 | HRB | A | 5,000 | $58.35 | $291,750 | 30,000 Direct | +20.00% | Acquired | 82.0% (price as of 2026-08-20) |
| June 30, 2005 | HRB | A | 25,000 | — | — | 25,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 30, 2005 | HRB | F | 575 | $58.63 | $33,712 | 29,425 Direct | -1.92% | Disposed | 81.1% (price as of 2026-08-20) |
| June 30, 2005 | HRB | A | 5,000 | $58.35 | $291,750 | 30,000 Direct | +20.00% | Acquired | 82.0% (price as of 2026-08-20) |
| June 30, 2004 | HRB | A | 35,000 | — | — | 35,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 30, 2004 | HRB | A | 5,000 | $47.68 | $238,400 | 25,000 Direct | +25.00% | Acquired | 122.7% (price as of 2026-08-20) |
| Dec. 15, 2003 | INTU | A | 126 | — | — | 126 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 30, 2006 | HRB | Call Option to Purchase | Common Stock, without par value (55,000) | $23.86 | June 30, 2016 | 55,000 | Acquired |
| June 30, 2005 | HRB | Call Option to Purchase | Common Stock, without par value (25,000) | $58.35 | June 30, 2015 | 25,000 | Acquired |
| June 30, 2005 | HRB | Call Option to Purchase | Common Stock, without par value (25,000) | $58.35 | June 30, 2015 | 25,000 | Acquired |
| June 30, 2004 | HRB | Call Option to Purchase | Common Stock, without par value (35,000) | $47.68 | June 30, 2014 | 35,000 | Acquired |
| Dec. 15, 2003 | INTU | Matching Unit Stock Bonus Award | — | — | — | 126 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.