Nicholas John Deroma

CIK 1232224 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 24, 2012 · Latest: Jan. 24, 2012

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 20, 2012 HWM A 24,102 43,418 Direct +124.78% Acquired (price as of 2026-08-20)
Dec. 30, 2011 HWM A 328 $8.62 $2,827 1,764 Direct +22.84% Acquired 3149.7% (price as of 2026-08-20)
Nov. 25, 2011 HWM A 314 $8.98 $2,820 1,435 Direct +28.01% Acquired 3019.4% (price as of 2026-08-20)
Nov. 4, 2011 HWM A 262 $10.80 $2,830 1,114 Direct +30.75% Acquired 2493.7% (price as of 2026-08-20)
Sept. 30, 2011 HWM A 289 $9.78 $2,826 852 Direct +51.33% Acquired 2764.2% (price as of 2026-08-20)
Sept. 2, 2011 HWM A 233 $12.10 $2,819 559 Direct +71.47% Acquired 2215.0% (price as of 2026-08-20)
July 29, 2011 HWM A 192 $14.72 $2,826 323 Direct +146.56% Acquired 1803.0% (price as of 2026-08-20)
July 1, 2011 HWM A 130 $16.12 $2,096 130 Direct Acquired 1637.7% (price as of 2026-08-20)
Jan. 25, 2011 HWM A 48,390 48,390 Direct Acquired (price as of 2026-08-20)
Jan. 20, 2011 HWM A 132,960 265,920 Direct +100.00% Acquired (price as of 2026-08-20)
Jan. 20, 2011 HWM A 14,316 19,316 Direct +286.32% Acquired (price as of 2026-08-20)
Jan. 26, 2010 HWM A 132,960 132,960 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 30, 2011 HWM Phantom Stock Units Common Stock (328) 328 Acquired
Nov. 25, 2011 HWM Phantom Stock Units Common Stock (314) 314 Acquired
Nov. 4, 2011 HWM Phantom Stock Units Common Stock (262) 262 Acquired
Sept. 30, 2011 HWM Phantom Stock Units Common Stock (289) 289 Acquired
Sept. 2, 2011 HWM Phantom Stock Units Common Stock (233) 233 Acquired
July 29, 2011 HWM Phantom Stock Units Common Stock (192) 192 Acquired
July 1, 2011 HWM Phantom Stock Units Common Stock (130) 130 Acquired
Jan. 25, 2011 HWM Employee Stock Option (right to buy) Common Stock (48,390) $16.24 Jan. 25, 2021 48,390 Acquired
Jan. 20, 2011 HWM Employee Stock Option (right to buy) Common Stock (132,960) $13.54 Jan. 26, 2020 132,960 Acquired
Jan. 26, 2010 HWM Employee Stock Option (right to buy) Common Stock (132,960) $13.54 Jan. 26, 2020 132,960 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 12, 2009 HWM Common Stock 5,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HWM

Chief Legal and Compliance Officer
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2011 $562,500 $0 $461,880 $0 $67,125 $2,291,628

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.