Nicholas John Waddock III

Insider

First SEC filing: Dec. 7, 2009 · Latest: Dec. 7, 2009

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

2 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 3, 2009	BUSEP	C	1	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 3, 2009	BUSEP	C	18,750	$4.00	$75,000	20,750 Direct	+937.50%	Acquired	548.5% (price as of 2026-08-20)
Oct. 29, 2009	BUSEP	P	1	$100000.00	$100,000	1 Direct	—	Acquired	-100.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 3, 2009	BUSEP	Series A Convertible Preferred Stock [F1]	Common (18,750)	$4.00	—	1	Disposed
Oct. 29, 2009	BUSEP	Series A Convertible Preferred Stock	Common	—	—	1	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2009	$175,000	—	—	—	—	$485	$25,920	$201,405

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.