Nicholas R Singh

Insider

First SEC filing: May 25, 2005 · Latest: Jan. 13, 2017

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

NLY buying May 6, 2016

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 30 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

30 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 6, 2016	NLY	P	5,200	$10.85	$56,420	21,899 Indirect	+31.14%	Acquired	-45.3% (price as of 2026-08-20)
May 6, 2016	NLY	P	130,400	$10.85	$1,414,840	436,800 Direct	+42.56%	Acquired	-45.3% (price as of 2026-08-20)
Aug. 8, 2014	NLY	P	9,284	$11.46	$106,395	16,699 Indirect	+125.21%	Acquired	-48.2% (price as of 2026-08-20)
Aug. 8, 2014	NLY	P	113,500	$11.46	$1,300,710	306,400 Direct	+58.84%	Acquired	-48.2% (price as of 2026-08-20)
April 25, 2013	NLY	M	37,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 25, 2013	NLY	M	37,500	$13.25	$496,875	192,900 Direct	+24.13%	Acquired	-55.2% (price as of 2026-08-20)
Sept. 12, 2012	NLY	M	37,500	—	—	37,500 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Sept. 12, 2012	NLY	M	37,500	$13.25	$496,875	155,400 Direct	+31.81%	Acquired	-55.2% (price as of 2026-08-20)
Dec. 14, 2011	NLY	M	5,500	—	—	75,000 Direct	-6.83%	Disposed	(price as of 2026-08-20)
Dec. 14, 2011	NLY	M	5,500	$13.25	$72,875	117,900 Direct	+4.89%	Acquired	-55.2% (price as of 2026-08-20)
June 23, 2011	NLY	M	32,000	—	—	80,500 Direct	-28.44%	Disposed	(price as of 2026-08-20)
June 23, 2011	NLY	M	32,000	$13.25	$424,000	112,400 Direct	+39.80%	Acquired	-55.2% (price as of 2026-08-20)
Dec. 16, 2010	NLY	M	7,500	—	—	112,500 Direct	-6.25%	Disposed	(price as of 2026-08-20)
Dec. 16, 2010	NLY	M	7,500	$13.25	$99,375	80,400 Direct	+10.29%	Acquired	-55.2% (price as of 2026-08-20)
Oct. 4, 2010	NLY	M	15,000	—	—	120,000 Direct	-11.11%	Disposed	(price as of 2026-08-20)
Oct. 4, 2010	NLY	M	15,000	$13.25	$198,750	72,900 Direct	+25.91%	Acquired	-55.2% (price as of 2026-08-20)
June 29, 2010	NLY	M	15,000	—	—	135,000 Direct	-10.00%	Disposed	(price as of 2026-08-20)
June 29, 2010	NLY	M	15,000	$13.25	$198,750	57,900 Direct	+34.97%	Acquired	-55.2% (price as of 2026-08-20)
March 11, 2010	NLY	M	9,561	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 11, 2010	NLY	M	9,561	$11.72	$112,055	42,900 Direct	+28.68%	Acquired	-49.4% (price as of 2026-08-20)
April 22, 2009	NLY	A	150,000	—	—	150,000 Direct	—	Acquired	(price as of 2026-08-20)
March 5, 2009	NLY	M	9,562	$11.72	$112,067	33,337 Direct	+40.22%	Acquired	-49.4% (price as of 2026-08-20)
March 3, 2009	NLY	M	9,562	—	—	9,563 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 20, 2009	NLY	P	1,675	$13.70	$22,948	7,415 Indirect	+29.18%	Acquired	-56.7% (price as of 2026-08-20)
Sept. 19, 2008	NLY	A	53,000	—	—	53,000 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 20, 2008	NLY	P	2,190	$13.70	$30,003	5,740 Indirect	+61.69%	Acquired	-56.7% (price as of 2026-08-20)
June 25, 2008	NLY	M	2,125	—	—	19,125 Direct	-10.00%	Disposed	(price as of 2026-08-20)
June 25, 2008	NLY	M	2,125	$11.72	$24,905	23,775 Direct	+9.82%	Acquired	-49.4% (price as of 2026-08-20)
May 8, 2008	NLY	A	53,000	—	—	53,000 Direct	—	Acquired	(price as of 2026-08-20)
March 26, 2008	NLY	M	8,500	—	—	21,250 Direct	-28.57%	Disposed	(price as of 2026-08-20)
March 26, 2008	NLY	M	8,500	$11.72	$99,620	21,650 Direct	+64.64%	Acquired	-49.4% (price as of 2026-08-20)
Aug. 6, 2007	NLY	P	900	$24.08	$21,672	900 Indirect	—	Acquired	-75.4% (price as of 2026-08-20)
Aug. 6, 2007	NLY	P	250	$23.95	$5,988	250 Indirect	—	Acquired	-75.2% (price as of 2026-08-20)
May 17, 2007	NLY	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)
March 21, 2007	NLY	M	8,500	—	—	29,750 Direct	-22.22%	Disposed	(price as of 2026-08-20)
March 21, 2007	NLY	M	8,500	$11.72	$99,620	13,150 Direct	+182.80%	Acquired	-49.4% (price as of 2026-08-20)
May 4, 2006	NLY	P	1,850	$13.42	$24,827	3,550 Indirect	+108.82%	Acquired	-55.8% (price as of 2026-08-20)
Feb. 28, 2006	NLY	P	4,650	$11.83	$55,010	4,650 Direct	—	Acquired	-49.8% (price as of 2026-08-20)
Feb. 13, 2006	NLY	A	38,250	—	—	38,250 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Jan. 12, 2006	NLY	P	1,700	$12.63	$21,471	1,700 Indirect	—	Acquired	-53.0% (price as of 2026-08-20)
July 7, 2005	NLY	A	30,000	$17.07	$512,100	30,000 Direct	—	Acquired	-65.2% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 25, 2013	NLY	Option to purchase Common Stock [F1]	Common Stock (37,500)	$13.25	April 22, 2019	37,500	Disposed
Sept. 12, 2012	NLY	Option to purchase Common Stock [F1]	Common Stock (37,500)	$13.25	April 22, 2019	37,500	Disposed
Dec. 14, 2011	NLY	Option to purchase Common Stock [F1]	Common Stock (5,500)	$13.25	April 22, 2019	5,500	Disposed
June 23, 2011	NLY	Option to purchase Common Stock [F1]	Common Stock (32,000)	$13.25	April 22, 2019	32,000	Disposed
Dec. 16, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (7,500)	$13.25	April 22, 2019	7,500	Disposed
Oct. 4, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (15,000)	$13.25	April 22, 2019	15,000	Disposed
June 29, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (15,000)	$13.25	April 22, 2019	15,000	Disposed
March 11, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (9,561)	$11.72	Feb. 13, 2016	9,561	Disposed
April 22, 2009	NLY	Option to purchase Common Stock [F2]	Common Stock (150,000)	$13.25	April 22, 2019	150,000	Acquired
March 3, 2009	NLY	Option to purchase Common Stock [F1]	Common Stock (19,125)	$11.72	Feb. 13, 2016	9,562	Disposed
Sept. 19, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (53,000)	$15.61	Sept. 19, 2018	53,000	Acquired
June 25, 2008	NLY	Option to purchase Common Stock [F1]	Common Stock (2,125)	$11.72	Feb. 13, 2016	2,125	Disposed
May 8, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (53,000)	$16.46	May 8, 2018	53,000	Acquired
March 26, 2008	NLY	Option to purchase Common Stock [F1]	Common Stock (8,500)	$11.72	Feb. 13, 2016	8,500	Disposed
May 17, 2007	NLY	Option to purchase Common Stock [F2]	Common Stock (40,000)	$15.70	May 17, 2017	40,000	Acquired
March 21, 2007	NLY	Option to purchase Common Stock [F1]	Common Stock (8,500)	$11.72	Feb. 13, 2016	8,500	Disposed
Feb. 13, 2006	NLY	Option tp purchase Common Stock	Common Stock (38,250)	$11.72	Feb. 13, 2016	38,250	Disposed
July 7, 2005	NLY	Option to purchase Common Stock	Common Stock (30,000)	$17.07	July 7, 2015	30,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 25, 2005	FMY	Common Shares	0	Direct
Feb. 23, 2005	NLY	Common Stock	0	Direct