Nick R. Lugo

CIK 1717577 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 16, 2022 · Latest: Feb. 16, 2022

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 6, 2022 PDLB P 1,046 $9.55 $9,989 99,025 Direct +1.07% Acquired 113.4% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 7, 2023 PDLB Premium Stock Options Common Stock (3,000) $10.52 Dec. 6, 2033 3,000 Acquired
Dec. 7, 2023 PDLB Premium Stock Options Common Stock (3,000) $10.70 Dec. 6, 2033 3,000 Acquired
Dec. 7, 2023 PDLB Premium Stock Options Common Stock (3,000) $10.89 Dec. 6, 2033 3,000 Acquired
Dec. 7, 2023 PDLB Premium Stock Options Common Stock (3,000) $11.08 Dec. 6, 2033 3,000 Acquired
Dec. 7, 2023 PDLB Premium Stock Option Common Stock (3,000) $10.33 Dec. 6, 2033 3,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 16, 2022 PDLB Common Stock 93,328 Direct
Feb. 16, 2022 PDLB Common Stock 27,904 Indirect
Feb. 16, 2022 PDLB Stock Options→ Common Stock — Direct
Jan. 28, 2022 PDLB Common Stock 93,328 Direct
Jan. 28, 2022 PDLB Common Stock 27,904 Indirect
Jan. 28, 2022 PDLB Stock Options→ Common Stock — Direct