Nicolas Berggruen
CIK 1018408 · View on SEC EDGAR ↗
First SEC filing: Nov. 6, 2007 · Latest: Nov. 6, 2007
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 14, 2007 | 1365790 | P | 9,600 | $10.48 | $100,608 | 7,623,700 Indirect | +0.13% | Acquired | |
| Aug. 13, 2007 | 1365790 | P | 143,100 | $10.48 | $1,499,688 | 7,623,100 Indirect | +1.91% | Acquired | |
| Aug. 10, 2007 | 1365790 | P | 1,056,800 | $10.49 | $11,085,832 | 7,480,000 Indirect | +16.45% | Acquired | |
| Aug. 9, 2007 | 1365790 | P | 500,000 | $10.50 | $5,250,000 | 6,423,200 Indirect | +8.44% | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 2, 2007 | 1365790 | Warrants (right to buy) | Common Stock (2,500,000) | $7.50 | Dec. 28, 2011 | 2,500,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).