NOMURA INVESTMENT MANAGERS U.S.A.,INC.

CIK 1389289 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 13, 2014 · Latest: Feb. 13, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 1 non-open-market transaction below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

1 other filing hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 13, 2014 1380393 S 60,568,275 $6.00 $363,409,650 0 Direct -100.00% Disposed
May 20, 2009 1380393 P 5,400,000 $5.00 $27,000,000 60,487,666 Direct +9.80% Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.