Nora B Sullivan

CIK 1057067 · View on SEC EDGAR ↗

Insider

First SEC filing: March 8, 2016 · Latest: March 8, 2016

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 6, 2018 XXII A 51,724 $2.76 $142,758 51,724 Direct Acquired -100.0% (price as of 2026-08-20)
May 24, 2017 XXII A 100,000 $1.39 $139,000 100,000 Direct Acquired -100.0% (price as of 2026-08-20)
March 4, 2016 XXII A 138,376 138,376 Direct Acquired (price as of 2026-08-20)
May 20, 2015 XXII A 61,643 61,643 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 6, 2018 XXII Non-Qualified Stock Option Common Stock (51,724) $2.76 March 6, 2023 51,724 Acquired
May 24, 2017 XXII Non-Qualified Stock Option Common Stock (100,000) $1.39 May 24, 2022 100,000 Acquired
March 4, 2016 XXII Non-Qualified Stock Option Common Stock (138,376) $0.95 March 4, 2021 138,376 Acquired
May 20, 2015 XXII Non-Qualified Stock Option Common Stock (61,643) $1.43 May 20, 2020 61,643 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 8, 2016 XXII Common Stock 16,375 Direct
May 22, 2015 XXII Common Stock 0 Direct