Norbert G Riedel
Insider
First SEC filing: Nov. 13, 2018 · Latest: Nov. 13, 2018
Insider at
Insider transactions
0 buys (P)
1 sells (S)
Net: $-655,680
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 31, 2026 | JAZZ | F | 14 | $244.64 | $3,425 | 8,615 Direct | -0.16% | Disposed | -12.5% (price as of ) |
| Aug. 31, 2026 | JAZZ | F | 1,692 | $241.39 | $408,432 | 6,923 Direct | -19.64% | Disposed | -11.3% (price as of ) |
| Aug. 5, 2026 | JAZZ | A | 1,605 | · | · | 8,629 Direct | +22.85% | Acquired | |
| July 31, 2026 | ETON | A | 10,000 | · | · | 10,000 Direct | · | Acquired | |
| April 21, 2026 | ETON | M | 12,500 | $7.31 | $91,375 | 47,500 Direct | +35.71% | Acquired | 584.0% (price as of ) |
| April 21, 2026 | ETON | M | 19,655 | $8.61 | $169,230 | 67,155 Direct | +41.38% | Acquired | 480.7% (price as of ) |
| April 21, 2026 | ETON | M | 12,500 | · | · | 0 Direct | -100.00% | Disposed | |
| April 21, 2026 | ETON | M | 19,655 | · | · | 0 Direct | -100.00% | Disposed | |
| Feb. 27, 2026 | JAZZ | M | 3,415 | $138.08 | $471,543 | 10,439 Direct | +48.62% | Acquired | 55.0% (price as of ) |
| Feb. 27, 2026 | JAZZ | S | 3,415 | $192.00 | $655,680 | 7,024 Direct | -32.71% | Disposed | 11.5% (price as of ) |
| Feb. 27, 2026 | JAZZ | M | 3,415 | · | · | 0 Direct | -100.00% | Disposed | |
| Feb. 3, 2026 | ETON | X | 30,000 | $4.42 | $132,600 | 35,000 Direct | +600.00% | Acquired | 1031.2% (price as of ) |
| Feb. 3, 2026 | ETON | X | 30,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 12, 2026 | ETON | A | 12,196 | · | · | 286,496 Direct | +4.45% | Acquired | |
| Jan. 12, 2026 | ETON | A | 7,757 | · | · | 294,253 Direct | +2.71% | Acquired | |
| Aug. 8, 2025 | JAZZ | F | 1,805 | $111.25 | $200,806 | 7,024 Direct | -20.44% | Disposed | 92.4% (price as of ) |
| Aug. 7, 2025 | JAZZ | A | 3,507 | · | · | 8,829 Direct | +65.90% | Acquired | |
| Jan. 3, 2025 | ETON | A | 25,000 | · | · | 25,000 Direct | · | Acquired | |
| Jan. 3, 2025 | ETON | M | 27,400 | $3.58 | $98,092 | 87,145 Direct | +45.86% | Acquired | 1296.6% (price as of ) |
| Jan. 3, 2025 | ETON | M | 50,000 | $3.78 | $189,000 | 137,145 Direct | +57.38% | Acquired | 1222.8% (price as of ) |
| Jan. 3, 2025 | ETON | M | 25,000 | $3.47 | $86,750 | 162,145 Direct | +18.23% | Acquired | 1340.9% (price as of ) |
| Jan. 3, 2025 | ETON | M | 27,400 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 3, 2025 | ETON | M | 50,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 3, 2025 | ETON | M | 25,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 6, 2024 | JAZZ | F | 1,484 | $111.35 | $165,243 | 5,322 Direct | -21.80% | Disposed | 92.2% (price as of ) |
| Aug. 2, 2024 | JAZZ | A | 3,731 | · | · | 6,806 Direct | +121.33% | Acquired | |
| Feb. 13, 2024 | ETON | A | 30,000 | · | · | 164,555 Direct | +22.30% | Acquired | |
| Aug. 14, 2023 | JAZZ | S | 1,241 | $138.16 | $171,457 | 13,705 Direct | -8.30% | Disposed | 54.9% (price as of ) |
| Aug. 11, 2023 | JAZZ | A | 3,075 | · | · | 14,946 Direct | +25.90% | Acquired | |
| March 3, 2023 | ETON | A | 25,000 | · | · | 134,555 Direct | +22.82% | Acquired | |
| Aug. 8, 2022 | JAZZ | S | 1,089 | $152.32 | $165,876 | 11,871 Direct | -8.40% | Disposed | 40.5% (price as of ) |
| Aug. 5, 2022 | JAZZ | M | 8,000 | $55.28 | $442,240 | 18,399 Direct | +76.93% | Acquired | 287.1% (price as of ) |
| Aug. 5, 2022 | JAZZ | S | 8,000 | $155.86 | $1,246,880 | 10,399 Direct | -43.48% | Disposed | 37.3% (price as of ) |
| Aug. 5, 2022 | JAZZ | A | 2,561 | · | · | 12,960 Direct | +24.63% | Acquired | |
| Aug. 5, 2022 | JAZZ | M | 8,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Feb. 7, 2022 | ETON | A | 50,000 | · | · | 109,555 Direct | +83.96% | Acquired | |
| Aug. 6, 2021 | JAZZ | S | 1,306 | $147.96 | $193,236 | 10,399 Direct | -11.16% | Disposed | 44.6% (price as of ) |
| July 29, 2021 | JAZZ | A | 2,246 | · | · | 11,705 Direct | +23.74% | Acquired | |
| May 3, 2021 | ETON | A | 19,655 | · | · | 59,555 Direct | +49.26% | Acquired | |
| Aug. 7, 2020 | JAZZ | S | 931 | $125.87 | $117,185 | 9,459 Direct | -8.96% | Disposed | 70.0% (price as of ) |
| Aug. 6, 2020 | JAZZ | A | 2,705 | · | · | 10,390 Direct | +35.20% | Acquired | |
| Aug. 6, 2020 | JAZZ | A | 6,765 | · | · | 6,765 Direct | · | Acquired | |
| March 12, 2020 | ETON | A | 27,400 | · | · | 27,400 Direct | · | Acquired | |
| Aug. 9, 2019 | JAZZ | S | 726 | $135.65 | $98,482 | 7,685 Direct | -8.63% | Disposed | 57.8% (price as of ) |
| Aug. 8, 2019 | JAZZ | A | 1,920 | · | · | 8,411 Direct | +29.58% | Acquired | |
| Aug. 8, 2019 | JAZZ | A | 4,805 | · | · | 4,805 Direct | · | Acquired | |
| Feb. 20, 2019 | ETON | A | 12,500 | · | · | 12,500 Direct | · | Acquired | |
| Nov. 15, 2018 | ETON | P | 5,000 | $6.00 | $30,000 | 59,745 Direct | +9.13% | Acquired | 733.3% (price as of ) |
| Aug. 10, 2018 | JAZZ | S | 660 | $176.61 | $116,563 | 6,491 Direct | -9.23% | Disposed | 21.2% (price as of ) |
| Aug. 9, 2018 | JAZZ | A | 1,495 | · | · | 7,151 Direct | +26.43% | Acquired | |
| Aug. 9, 2018 | JAZZ | A | 3,735 | · | · | 3,735 Direct | · | Acquired | |
| Aug. 11, 2017 | JAZZ | S | 659 | $142.36 | $93,815 | 5,659 Direct | -10.43% | Disposed | 50.3% (price as of ) |
| Aug. 11, 2017 | JAZZ | S | 3 | $144.13 | $432 | 5,656 Direct | -0.05% | Disposed | 48.5% (price as of ) |
| Aug. 10, 2017 | JAZZ | A | 1,365 | · | · | 6,318 Direct | +27.56% | Acquired | |
| Aug. 10, 2017 | JAZZ | A | 3,415 | · | · | 3,415 Direct | · | Acquired | |
| Aug. 15, 2016 | JAZZ | S | 633 | $136.45 | $86,373 | 4,953 Direct | -11.33% | Disposed | 56.8% (price as of ) |
| Aug. 11, 2016 | JAZZ | A | 1,365 | · | · | 5,586 Direct | +32.34% | Acquired | |
| Aug. 11, 2016 | JAZZ | A | 3,415 | · | · | 3,415 Direct | · | Acquired | |
| May 16, 2016 | JAZZ | S | 644 | $145.20 | $93,509 | 4,221 Direct | -13.24% | Disposed | 47.4% (price as of ) |
| Aug. 10, 2015 | JAZZ | S | 797 | $179.98 | $143,444 | 4,869 Direct | -14.07% | Disposed | 18.9% (price as of ) |
| Aug. 10, 2015 | JAZZ | S | 4 | $183.36 | $733 | 4,865 Direct | -0.08% | Disposed | 16.7% (price as of ) |
| Aug. 7, 2015 | JAZZ | A | 1,310 | · | · | 5,666 Direct | +30.07% | Acquired | |
| Aug. 7, 2015 | JAZZ | A | 3,415 | · | · | 3,415 Direct | · | Acquired | |
| May 12, 2015 | JAZZ | S | 644 | $173.85 | $111,959 | 4,362 Direct | -12.86% | Disposed | 23.1% (price as of ) |
| May 12, 2015 | JAZZ | S | 6 | $175.10 | $1,051 | 4,356 Direct | -0.14% | Disposed | 22.2% (price as of ) |
| Aug. 7, 2014 | JAZZ | A | 1,650 | · | · | 5,006 Direct | +49.17% | Acquired | |
| Aug. 7, 2014 | JAZZ | A | 3,300 | · | · | 3,300 Direct | · | Acquired | |
| May 28, 2014 | JAZZ | S | 644 | $142.49 | $91,764 | 3,356 Direct | -16.10% | Disposed | 50.2% (price as of ) |
| May 9, 2013 | JAZZ | A | 4,000 | · | · | 4,000 Direct | · | Acquired | |
| May 9, 2013 | JAZZ | A | 8,000 | · | · | 8,000 Direct | · | Acquired | |
| Jan. 16, 2013 | BAX | A | 5,799 | · | · | 58,614 Direct | +10.98% | Acquired | |
| Jan. 16, 2013 | BAX | F | 1,925 | $66.52 | $128,051 | 56,689 Direct | -3.28% | Disposed | -30.0% (price as of ) |
| Aug. 3, 2012 | BAX | M | 70,125 | $38.35 | $2,689,294 | 122,940 Direct | +132.77% | Acquired | 21.5% (price as of ) |
| Aug. 3, 2012 | BAX | S | 70,125 | $58.99 | $4,136,674 | 52,815 Direct | -57.04% | Disposed | -21.0% (price as of ) |
| Aug. 3, 2012 | BAX | M | 70,125 | · | · | 0 Direct | -100.00% | Disposed | |
| March 6, 2012 | BAX | A | 36,048 | · | · | 36,048 Direct | · | Acquired | |
| March 4, 2011 | BAX | A | 36,346 | · | · | 36,346 Direct | · | Acquired | |
| Jan. 19, 2011 | BAX | A | 3,302 | · | · | 53,066 Direct | +6.64% | Acquired | |
| Jan. 19, 2011 | BAX | F | 1,096 | $50.30 | $55,129 | 51,970 Direct | -2.07% | Disposed | -7.4% (price as of ) |
| March 15, 2010 | BAX | F | 763 | $58.37 | $44,536 | 49,485 Direct | -1.52% | Disposed | -20.2% (price as of ) |
| March 5, 2010 | BAX | M | 75,600 | $49.54 | $3,745,224 | 125,848 Direct | +150.45% | Acquired | -6.0% (price as of ) |
| March 5, 2010 | BAX | S | 75,600 | $59.29 | $4,482,324 | 50,248 Direct | -60.07% | Disposed | -21.4% (price as of ) |
| March 5, 2010 | BAX | M | 75,600 | · | · | 0 Direct | -100.00% | Disposed | |
| March 3, 2010 | BAX | A | 31,523 | · | · | 31,523 Direct | · | Acquired | |
| Jan. 20, 2010 | BAX | A | 20,000 | · | · | 56,424 Direct | +54.91% | Acquired | |
| Jan. 20, 2010 | BAX | F | 6,323 | $60.80 | $384,438 | 50,101 Direct | -11.21% | Disposed | -23.4% (price as of ) |
| Dec. 2, 2009 | BAX | M | 10,000 | $27.13 | $271,300 | 46,424 Direct | +27.45% | Acquired | 71.7% (price as of ) |
| Dec. 2, 2009 | BAX | M | 82,500 | $34.85 | $2,875,125 | 128,924 Direct | +177.71% | Acquired | 33.7% (price as of ) |
| Dec. 2, 2009 | BAX | S | 92,500 | $55.92 | $5,172,600 | 36,424 Direct | -71.75% | Disposed | -16.7% (price as of ) |
| Dec. 2, 2009 | BAX | M | 10,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 2, 2009 | BAX | M | 82,500 | · | · | 0 Direct | -100.00% | Disposed | |
| March 16, 2009 | BAX | F | 1,342 | $51.07 | $68,536 | 36,906 Direct | -3.51% | Disposed | -8.8% (price as of ) |
| March 16, 2009 | BAX | F | 763 | $51.07 | $38,966 | 36,143 Direct | -2.07% | Disposed | -8.8% (price as of ) |
| March 4, 2009 | BAX | A | 27,510 | · | · | 27,510 Direct | · | Acquired | |
| Jan. 27, 2009 | BAX | M | 15,200 | $41.34 | $628,368 | 53,299 Direct | +39.90% | Acquired | 12.7% (price as of ) |
| Jan. 27, 2009 | BAX | S | 15,200 | $58.09 | $882,968 | 38,099 Direct | -28.52% | Disposed | -19.8% (price as of ) |
| Jan. 27, 2009 | BAX | M | 10,500 | $41.34 | $434,070 | 48,599 Direct | +27.56% | Acquired | 12.7% (price as of ) |
| Jan. 27, 2009 | BAX | S | 10,500 | $58.09 | $609,945 | 38,099 Direct | -21.61% | Disposed | -19.8% (price as of ) |
| Jan. 26, 2009 | BAX | M | 22,300 | $41.34 | $921,882 | 60,399 Direct | +58.53% | Acquired | 12.7% (price as of ) |
| Jan. 26, 2009 | BAX | S | 22,300 | $58.00 | $1,293,400 | 38,099 Direct | -36.92% | Disposed | -19.7% (price as of ) |
Loaded 100 of 142 rows
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 31, 2026 | ETON | Common Stock | Common Stock | · | · | 10,000 | Acquired |
| April 21, 2026 | ETON | Employee Stock Option (Right to Buy) | Common Stock | $7.31 | Feb. 19, 2029 | 12,500 | Disposed |
| April 21, 2026 | ETON | Employee Stock Option (Right to Buy) | Common Stock | $8.61 | May 2, 2031 | 19,655 | Disposed |
| Feb. 27, 2026 | JAZZ | Non-Qualified Stock Option (right to buy) | Ordinary Shares | $138.08 | Aug. 10, 2026 | 3,415 | Disposed |
| Feb. 3, 2026 | ETON | Employee Stock Option (Right to Buy) | Common Stock | $4.42 | Feb. 12, 2034 | 30,000 | Disposed |
| Jan. 12, 2026 | ETON | Employee Stock Option (Right to Buy) | Common Stock | $15.47 | Jan. 11, 2036 | 12,196 | Acquired |
| Jan. 12, 2026 | ETON | Restricted Stock Units | Common Stock | · | · | 7,757 | Acquired |
| Jan. 3, 2025 | ETON | Employee Stock Option (Right to Buy) | Common Stock | $13.00 | Jan. 2, 2035 | 25,000 | Acquired |
| Jan. 3, 2025 | ETON | Employee Stock Option (Right to Buy) | Common Stock | $3.58 | March 12, 2030 | 27,400 | Disposed |
| Jan. 3, 2025 | ETON | Employee Stock Option (Right to Buy) | Common Stock | $3.78 | Feb. 6, 2032 | 50,000 | Disposed |
| Jan. 3, 2025 | ETON | Employee Stock Option (Right to Buy) | Common Stock | $3.47 | Feb. 19, 2033 | 25,000 | Disposed |
| Feb. 13, 2024 | ETON | Stock Option (Right to buy) | Common Stock | $4.42 | Feb. 12, 2034 | 30,000 | Acquired |
| March 3, 2023 | ETON | Stock Option (Right to buy) | Common Stock | $3.47 | Feb. 19, 2033 | 25,000 | Acquired |
| Aug. 5, 2022 | JAZZ | Non-Qualified Stock Option (right to buy) | Ordinary Shares | $55.28 | May 8, 2023 | 8,000 | Disposed |
| Feb. 7, 2022 | ETON | Stock Option (Right to buy) | Common Stock | $3.78 | Feb. 7, 2032 | 50,000 | Acquired |
| May 3, 2021 | ETON | Stock Option (Right to buy) | Common Stock | $8.61 | May 3, 2031 | 19,655 | Acquired |
| Aug. 6, 2020 | JAZZ | Non-Qualified Stock Option (right to buy) | Ordinary Shares | $127.07 | Aug. 5, 2030 | 6,765 | Acquired |
| March 12, 2020 | ETON | Stock Option (Right to buy) | Common Stock | $3.58 | March 11, 2030 | 27,400 | Acquired |
| Aug. 8, 2019 | JAZZ | Non-Qualified Stock Option (right to buy) | Ordinary Shares | $137.12 | Aug. 7, 2029 | 4,805 | Acquired |
| Feb. 20, 2019 | ETON | Stock option (right to buy) | Common Stock | $7.31 | Feb. 19, 2029 | 12,500 | Acquired |
| Aug. 9, 2018 | JAZZ | Non-Qualified Stock Option (right to buy) | Ordinary Shares | $177.73 | Aug. 8, 2028 | 3,735 | Acquired |
| Aug. 10, 2017 | JAZZ | Non-Qualified Stock Option (right to buy) | Ordinary Shares | $143.66 | Aug. 9, 2027 | 3,415 | Acquired |
| Aug. 11, 2016 | JAZZ | Non-Qualified Stock Option (right to buy) | Ordinary Shares | $138.08 | Aug. 10, 2026 | 3,415 | Acquired |
| Aug. 7, 2015 | JAZZ | Nonstatutory Stock Option (right to buy) | Ordinary Shares | $181.79 | Aug. 6, 2025 | 3,415 | Acquired |
| Aug. 7, 2014 | JAZZ | Nonstatutory Stock Option (right to buy) | Ordinary Shares | $135.44 | Aug. 6, 2024 | 3,300 | Acquired |
| May 9, 2013 | JAZZ | Nonstatutory Stock Option (right to buy) | Ordinary Shares | $55.28 | May 8, 2023 | 8,000 | Acquired |
| Aug. 3, 2012 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $38.35 | March 14, 2016 | 70,125 | Disposed |
| March 6, 2012 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $57.48 | March 4, 2022 | 36,048 | Acquired |
| March 4, 2011 | BAX | Stock Options (Right to Buy) | Common Stock, $1 par value | $53.80 | March 4, 2021 | 36,346 | Acquired |
| March 5, 2010 | BAX | Stock Options (Right to Buy) | Common Stock, $1 par value | $49.54 | Nov. 25, 2011 | 75,600 | Disposed |
| March 3, 2010 | BAX | Stock Options (Right to Buy) | Common Stock, $1 par value | $59.00 | March 3, 2020 | 31,523 | Acquired |
| Dec. 2, 2009 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $27.13 | Nov. 18, 2013 | 10,000 | Disposed |
| Dec. 2, 2009 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $34.85 | March 13, 2015 | 82,500 | Disposed |
| March 4, 2009 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $52.50 | March 4, 2019 | 27,510 | Acquired |
| Jan. 27, 2009 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $41.34 | Nov. 12, 2010 | 15,200 | Disposed |
| Jan. 27, 2009 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $41.34 | Nov. 12, 2010 | 10,500 | Disposed |
| Jan. 27, 2009 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $41.34 | Nov. 12, 2010 | 54,300 | Disposed |
| Jan. 26, 2009 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $41.34 | Nov. 12, 2010 | 22,300 | Disposed |
| March 5, 2008 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $58.12 | March 5, 2018 | 30,450 | Acquired |
| June 6, 2007 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $27.13 | Nov. 18, 2013 | 33,200 | Disposed |
| June 6, 2007 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $30.06 | Nov. 16, 2012 | 6,500 | Disposed |
| June 5, 2007 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $31.45 | Nov. 13, 2009 | 25,084 | Disposed |
| June 5, 2007 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $30.06 | Nov. 16, 2012 | 29,500 | Disposed |
| March 15, 2007 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $51.21 | March 15, 2017 | 35,000 | Acquired |
| March 14, 2006 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $38.35 | March 14, 2016 | 70,125 | Acquired |
| March 14, 2005 | BAX | Stock Option (right to buy) | Common Stock, $1 par value | $34.85 | March 13, 2015 | 82,500 | Acquired |
| Dec. 19, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund | Common Stock, $1 par value [F2] | · | · | 36 | Acquired |
| Dec. 16, 2003 | BAX | Deferred Compensation Plan-Baxter Stock Fund | Common Stock $1 par value | · | · | 6,961 | Disposed |
| Dec. 5, 2003 | BAX | Deferred Compensation Plan--Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 39 | Acquired |
| Nov. 21, 2003 | BAX | Deferred Compensation Plan--Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 41 | Acquired |
| Nov. 18, 2003 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $27.13 | Nov. 18, 2013 | 43,200 | Acquired |
| Oct. 10, 2003 | BAX | Deferred Compensation Plan Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 37 | Acquired |
| Sept. 26, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1par value [F1] | · | · | 38 | Acquired |
| Sept. 12, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 36 | Acquired |
| Aug. 29, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 40 | Acquired |
| Aug. 15, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 39 | Acquired |
| Aug. 1, 2003 | BAX | Deferred Compensation Plan - Baxter Stock Fund [F1] | Common Stock, $1 par value [F1] | · | · | 39 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
Holdings reported on Form 4 7 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Sept. 2, 2026 | JAZZ | Ordinary Shares | 10,630 | · | · | Indirect |
| Aug. 7, 2026 | JAZZ | Ordinary Shares | 10,630 | · | · | Indirect |
| April 22, 2026 | ETON | Common Stock | 157,145 | · | · | Indirect |
| March 2, 2026 | JAZZ | Ordinary Shares | 10,630 | · | · | Indirect |
| Feb. 5, 2026 | ETON | Common Stock | 157,145 | · | · | Indirect |
| Aug. 11, 2025 | JAZZ | Ordinary Shares | 10,630 | · | · | Indirect |
| Aug. 6, 2024 | JAZZ | Ordinary Shares | 10,630 | · | · | Indirect |