Norman M. Brothers Jr
CIK 1662878 · View on SEC EDGAR ↗
First SEC filing: Jan. 7, 2016 · Latest: Jan. 28, 2022
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 28, 2026 | UPS | S | 388 | $107.68 | $41,780 | 24,626 Direct | -1.55% | Disposed | -4.0% (price as of 2026-08-21) |
| Jan. 28, 2026 | UPS | S | 3,241 | $106.68 | $345,750 | 21,385 Direct | -13.16% | Disposed | -3.1% (price as of 2026-08-21) |
| Jan. 28, 2026 | UPS | S | 21,385 | $106.04 | $2,267,665 | 0 Direct | -100.00% | Disposed | -2.6% (price as of 2026-08-21) |
| Nov. 25, 2024 | UPS | S | 7,325 | $138.57 | $1,015,025 | 0 Direct | -100.00% | Disposed | -25.4% (price as of 2026-08-21) |
| Feb. 17, 2023 | UPS | S | 2,149 | $183.51 | $394,363 | 18,575 Direct | -10.37% | Disposed | -43.7% (price as of 2026-08-21) |
| Feb. 17, 2023 | UPS | S | 4,112 | $182.70 | $751,262 | 14,463 Direct | -22.14% | Disposed | -43.4% (price as of 2026-08-21) |
| Feb. 17, 2023 | UPS | S | 14,463 | $181.96 | $2,631,687 | 0 Direct | -100.00% | Disposed | -43.2% (price as of 2026-08-21) |
| Feb. 18, 2022 | UPS | S 10b5-1 | 8,660 | $208.85 | $1,808,641 | 8,700 Direct | -49.88% | Disposed | -50.5% (price as of 2026-08-21) |
| Feb. 18, 2022 | UPS | S 10b5-1 | 8,700 | $208.24 | $1,811,688 | 0 Direct | -100.00% | Disposed | -50.4% (price as of 2026-08-21) |
| Feb. 2, 2022 | UPS | S | 5,677 | $227.52 | $1,291,631 | 37,881 Direct | -13.03% | Disposed | -54.6% (price as of 2026-08-21) |
| Feb. 22, 2021 | UPS | S 10b5-1 | 13,337 | $159.64 | $2,129,119 | 0 Direct | -100.00% | Disposed | -35.3% (price as of 2026-08-21) |
| Aug. 13, 2020 | UPS | S | 9,825 | $159.15 | $1,563,649 | 34,971 Direct | -21.93% | Disposed | -35.1% (price as of 2026-08-21) |
Showing latest 100 of 217 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 15, 2026 | UPS | Restricted Stock Units | Class A Common Stock (2,505) | — | — | 2,505 | Disposed |
| May 6, 2026 | UPS | Restricted Stock Units 2026 | Class A Common Stock (8,911) | — | May 6, 2029 | 8,911 | Acquired |
| Feb. 13, 2026 | UPS | Restricted Performance Units | Class A Common Stock (1,250) | — | — | 1,250 | Disposed |
| Feb. 4, 2026 | UPS | Option to Purchase Class A Common | Class A Common Stock (37,270) | $116.74 | Feb. 4, 2036 | 37,270 | Acquired |
| Feb. 4, 2026 | UPS | Restricted Performance Units | Class A Common Stock (1,250) | — | — | 1,250 | Acquired |
| May 9, 2025 | UPS | Option to Purchase Class A Common | Class A Common Stock (13,715) | $95.89 | May 9, 2035 | 13,715 | Acquired |
| May 9, 2025 | UPS | Restricted Stock Units | Class A Common Stock (9,371) | — | May 9, 2028 | 9,371 | Acquired |
| Feb. 14, 2025 | UPS | Restricted Performance Units | Class A Common Stock (5,023) | — | — | 5,023 | Disposed |
| Feb. 5, 2025 | UPS | Restricted Performance Units | Class A Common Stock (5,023) | — | — | 5,023 | Acquired |
| March 20, 2024 | UPS | Option to Purchase Class A Common | Class A Common Stock (6,395) | $154.76 | March 20, 2034 | 6,395 | Acquired |
| Feb. 16, 2024 | UPS | Restricted Performance Units | Class A Common Stock (13,342) | — | — | 13,342 | Disposed |
| Feb. 16, 2024 | UPS | Restricted Units 2023 | Class A Common Stock | — | — | 3,542 | Disposed |
| Feb. 7, 2024 | UPS | Restricted Performance Units | Class A Common Stock (13,342) | — | — | 13,342 | Acquired |
| March 22, 2023 | UPS | Option to Purchase Class A Common | Class A Common Stock (5,228) | $185.54 | March 22, 2033 | 5,228 | Acquired |
| Feb. 17, 2023 | UPS | Restricted Performance Units | Class A Common Stock (37,750) | — | — | 37,750 | Disposed |
| Feb. 17, 2023 | UPS | Restricted Units 2022 | Class A Common Stock | — | — | 4,078 | Disposed |
| Feb. 8, 2023 | UPS | Restricted Performance Units | Class A Common Stock (37,750) | — | — | 37,750 | Acquired |
| Feb. 8, 2023 | UPS | Restricted Units 2023 | Class A Common Stock (3,409) | — | — | 3,409 | Acquired |
| Jan. 25, 2023 | UPS | Restricted Units 2018 | Class A Common Stock (947) | — | — | 947 | Disposed |
| March 23, 2022 | UPS | Option to Purchase Class A Common | Class A Common Stock (4,063) | $214.58 | March 23, 2032 | 4,063 | Acquired |
| Feb. 18, 2022 | UPS | Restricted Units 2021 | Class A Common Stock | — | — | 4,096 | Disposed |
| Feb. 17, 2022 | UPS | Restricted Performance Units | Class A Common Stock (31,622) | — | — | 31,622 | Disposed |
| Feb. 9, 2022 | UPS | Restricted Performance Units | Class A Common Stock (31,622) | — | — | 31,622 | Acquired |
| Feb. 9, 2022 | UPS | Restricted Units 2022 | Class A Common Stock (3,952) | — | — | 3,952 | Acquired |
| Feb. 2, 2022 | UPS | Option to Purchase UPS Class A Common | Class A Common Stock (1,952) | $106.87 | March 1, 2027 | 1,952 | Disposed |
| Feb. 2, 2022 | UPS | Option to Purchase UPS Class A Common | Class A Common Stock (3,500) | $106.43 | March 1, 2028 | 3,500 | Disposed |
| Feb. 2, 2022 | UPS | Option to Purchase UPS Class A Common | Class A Common Stock (1,455) | $98.77 | March 2, 2026 | 1,455 | Disposed |
| Jan. 26, 2022 | UPS | Restricted Units 2017 | Class A Common Stock | — | — | 624 | Disposed |
| Jan. 26, 2022 | UPS | Restricted Units 2018 | Class A Common Stock | — | — | 918 | Disposed |
| Feb. 19, 2021 | UPS | Restricted Performance Units | Class A Common Stock (24,294) | — | — | 24,294 | Disposed |
| Feb. 19, 2021 | UPS | Restricted Units | Class A Common Stock (2,089) | — | — | 2,089 | Disposed |
| Feb. 10, 2021 | UPS | Option to Purchase Class A Common | Class A Common Stock (7,406) | $165.66 | Feb. 10, 2031 | 7,406 | Acquired |
| Feb. 10, 2021 | UPS | Restricted Performance Units | Class A Common Stock (24,294) | — | — | 24,294 | Acquired |
| Feb. 10, 2021 | UPS | Restricted Units | Class A Common Stock (4,010) | — | — | 4,010 | Acquired |
| Jan. 27, 2021 | UPS | Restricted Performance Units | Class A Common Stock (367) | — | Jan. 15, 2021 | 367 | Disposed |
| Jan. 27, 2021 | UPS | Restricted Performance Units | Class A Common Stock (611) | — | Jan. 15, 2022 | 611 | Disposed |
| Jan. 27, 2021 | UPS | Restricted Performance Units | Class A Common Stock (898) | — | Jan. 15, 2023 | 898 | Disposed |
| Aug. 13, 2020 | UPS | Option to Purchase UPS Class A Common | Class A Common Stock (5,855) | $106.87 | March 1, 2027 | 5,855 | Disposed |
| Aug. 13, 2020 | UPS | Option to Purchase UPS Class A Common | Class A Common Stock (5,820) | $98.77 | March 2, 2026 | 5,820 | Disposed |
| Feb. 21, 2020 | UPS | Restricted Performance Units | Class A Common Stock (14,268) | — | Feb. 12, 2020 | 14,268 | Disposed |
| Feb. 21, 2020 | UPS | Restricted Performance Units | Class A Common Stock (5,452) | — | Feb. 14, 2020 | 5,452 | Disposed |
| Feb. 12, 2020 | UPS | Option to Purchase UPS Class A Common | Class A Common Stock (13,332) | $105.54 | Feb. 12, 2030 | 13,332 | Acquired |
| Feb. 12, 2020 | UPS | Restricted Performance Units | Class A Common Stock (2,021) | — | — | 2,021 | Acquired |
| Feb. 12, 2020 | UPS | Restricted Performance Units | Class A Common Stock (14,268) | — | Feb. 12, 2020 | 14,268 | Acquired |
| Jan. 22, 2020 | UPS | Restricted Performance Units | Class A Common Stock (260) | — | Jan. 15, 2020 | 260 | Disposed |
| Jan. 22, 2020 | UPS | Restricted Performance Units | Class A Common Stock (355) | — | Jan. 15, 2021 | 355 | Disposed |
| Jan. 22, 2020 | UPS | Restricted Performance Units | Class A Common Stock (592) | — | Jan. 15, 2022 | 592 | Disposed |
| Jan. 22, 2020 | UPS | Restricted Performance Units | Class A Common Stock (869) | — | Jan. 15, 2023 | 869 | Disposed |
| Feb. 25, 2019 | UPS | Restricted Performance Units | Class A Common Stock (11,578) | — | Feb. 14, 2019 | 11,578 | Disposed |
| Feb. 14, 2019 | UPS | Option to Purchase Class A Common | Class A Common Stock (9,422) | $111.80 | Feb. 14, 2029 | 9,422 | Acquired |
| Feb. 14, 2019 | UPS | Restricted Performance Units | Class A Common Stock (11,578) | — | Feb. 14, 2019 | 11,578 | Acquired |
| Feb. 14, 2019 | UPS | Restricted Performance Units | Class A Common Stock (5,265) | — | Feb. 14, 2020 | 5,265 | Acquired |
| Jan. 23, 2019 | UPS | Restricted Performance Units | Class A Common Stock (253) | — | Jan. 15, 2019 | 253 | Disposed |
| Jan. 23, 2019 | UPS | Restricted Performance Units | Class A Common Stock (251) | — | Jan. 15, 2020 | 251 | Disposed |
| Jan. 23, 2019 | UPS | Restricted Performance Units | Class A Common Stock (342) | — | Jan. 15, 2021 | 342 | Disposed |
| Jan. 23, 2019 | UPS | Restricted Performance Units | Class A Common Stock (571) | — | Jan. 15, 2022 | 571 | Disposed |
| Jan. 23, 2019 | UPS | Restricted Performance Units | Class A Common Stock (840) | — | Jan. 15, 2023 | 840 | Disposed |
| March 14, 2018 | UPS | Restricted Performance Units | Class A Common Stock | — | Dec. 31, 2017 | 2,284 | Disposed |
| March 1, 2018 | UPS | Option to Purchase UPS Class A Common | Class A Common Stock (9,790) | $106.43 | March 1, 2028 | 9,790 | Acquired |
| March 1, 2018 | UPS | Restricted Performance Units | Class A Common Stock (4,099) | — | Jan. 15, 2023 | 4,099 | Acquired |
| March 1, 2018 | UPS | Restricted Performance Units | Class A Common Stock | — | Dec. 31, 2017 | 2,265 | Acquired |
| Jan. 24, 2018 | UPS | Restricted Performance Units | Class A Common Stock (267) | — | Jan. 15, 2018 | 267 | Disposed |
| Jan. 24, 2018 | UPS | Restricted Performance Units | Class A Common Stock (244) | — | Jan. 15, 2019 | 244 | Disposed |
| Jan. 24, 2018 | UPS | Restricted Performance Units | Class A Common Stock (244) | — | Jan. 15, 2020 | 244 | Disposed |
| Jan. 24, 2018 | UPS | Restricted Performance Units | Class A Common Stock (331) | — | Jan. 15, 2021 | 331 | Disposed |
| Jan. 24, 2018 | UPS | Restricted Performance Units | Class A Common Stock (554) | — | Jan. 15, 2022 | 554 | Disposed |
| March 14, 2017 | UPS | Restricted Performance Units | Class A Common Stock (1,738) | — | Dec. 31, 2016 | 1,738 | Disposed |
| March 1, 2017 | UPS | Option to Purchase UPS Class A Common | Class A Common Stock (9,759) | $106.87 | March 1, 2027 | 9,759 | Acquired |
| March 1, 2017 | UPS | Restricted Performance Units | Class A Common Stock (2,706) | — | Jan. 15, 2022 | 2,706 | Acquired |
| March 1, 2017 | UPS | Restricted Performance Units | Class A Common Stock | — | Dec. 31, 2016 | 1,738 | Acquired |
| Jan. 27, 2017 | UPS | Restricted Performance Units | Class A Common Stock (323) | — | Jan. 15, 2021 | 323 | Disposed |
| Jan. 27, 2017 | UPS | Restricted Performance Units | Class A Common Stock (235) | — | Jan. 15, 2020 | 235 | Disposed |
| Jan. 27, 2017 | UPS | Restricted Performance Units | Class A Common Stock (237) | — | Jan. 15, 2019 | 237 | Disposed |
| Jan. 27, 2017 | UPS | Restricted Performance Units | Class A Common Stock (260) | — | Jan. 15, 2018 | 260 | Disposed |
| Jan. 27, 2017 | UPS | Restricted Performance Units | Class A Common Stock (349) | — | Jan. 15, 2017 | 349 | Disposed |
| May 13, 2016 | UPS | Restricted Performance Units | Class A Common Stock | — | May 4, 2016 | 307 | Disposed |
| March 11, 2016 | UPS | Restricted Stock Units | Class A Common Stock | — | Jan. 31, 2016 | 2,112 | Disposed |
| March 4, 2016 | UPS | Restricted Performance Units | Class A Common Stock (1,577) | — | Jan. 15, 2021 | 1,577 | Acquired |
| March 2, 2016 | UPS | Restricted Stock Units | Class A Common Stock (717) | — | Jan. 31, 2016 | 717 | Acquired |
| March 2, 2016 | UPS | Option to Purchase UPS Class A Common | Class A Common Stock (7,275) | $98.77 | March 2, 2026 | 7,275 | Acquired |
| Jan. 29, 2016 | UPS | Restricted Performance Units | Class A Common Stock (230) | — | Jan. 15, 2020 | 230 | Disposed |
| Jan. 29, 2016 | UPS | Restricted Performance Units | Class A Common Stock (230) | — | Jan. 15, 2019 | 230 | Disposed |
| Jan. 29, 2016 | UPS | Restricted Performance Units | Class A Common Stock (252) | — | Jan. 15, 2018 | 252 | Disposed |
| Jan. 29, 2016 | UPS | Restricted Performance Units | Class A Common Stock (339) | — | Jan. 15, 2017 | 339 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 7, 2016 | UPS | Class A Common Stock | 12,535 | Direct |
| Jan. 7, 2016 | UPS | Restricted Performance Units→ Class A Common Stock (678) | 678 | Direct |
| Jan. 7, 2016 | UPS | Restricted Performance Units→ Class A Common Stock (756) | 756 | Direct |
| Jan. 7, 2016 | UPS | Restricted Performance Units→ Class A Common Stock (922) | 922 | Direct |
| Jan. 7, 2016 | UPS | Restricted Performance Units→ Class A Common Stock (1,146) | 1,146 | Direct |
| Jan. 7, 2016 | UPS | Restricted Performance Units→ Class A Common Stock (305) | 305 | Direct |
| Jan. 7, 2016 | UPS | Restricted Stock Units→ Class A Common Stock (1,378) | 1,378 | Direct |