Norman Rickard Frisbie JR

Insider

First SEC filing: Feb. 4, 2008 · Latest: Feb. 4, 2008

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

BEN selling Aug. 15, 2007

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 31 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

31 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 1, 2010	BEN	F	208	$117.63	$24,467	17,336 Direct	-1.19%	Disposed	-11.8% (price as of 2026-08-21)
Dec. 1, 2010	BEN	A	560	—	—	17,544 Direct	+3.30%	Acquired	(price as of 2026-08-21)
Nov. 2, 2010	BEN	A	1,889	$118.62	$224,073	16,984 Direct	+12.51%	Acquired	-12.6% (price as of 2026-08-21)
Aug. 31, 2010	BEN	F	880	$96.51	$84,929	15,095 Direct	-5.51%	Disposed	7.5% (price as of 2026-08-21)
Nov. 4, 2009	BEN	A	1,633	$107.18	$175,025	15,704 Direct	+11.61%	Acquired	-3.2% (price as of 2026-08-21)
Nov. 4, 2009	BEN	A	3,313	$107.18	$355,087	17,384 Direct	+23.54%	Acquired	-3.2% (price as of 2026-08-21)
Aug. 31, 2009	BEN	F	920	$93.33	$85,864	14,071 Direct	-6.14%	Disposed	11.1% (price as of 2026-08-21)
Jan. 30, 2009	BEN	F	15	$48.42	$726	14,742 Direct	-0.10%	Disposed	114.2% (price as of 2026-08-21)
Nov. 3, 2008	BEN	A	3,262	$68.67	$224,002	14,719 Direct	+28.47%	Acquired	51.0% (price as of 2026-08-21)
Sept. 30, 2008	BEN	F	304	$88.13	$26,792	11,457 Direct	-2.58%	Disposed	17.7% (price as of 2026-08-21)
Aug. 29, 2008	BEN	F	531	$104.50	$55,490	11,761 Direct	-4.32%	Disposed	-0.8% (price as of 2026-08-21)
July 31, 2008	BEN	F	32	$100.61	$3,220	12,215 Direct	-0.26%	Disposed	3.1% (price as of 2026-08-21)
Jan. 31, 2008	BEN	F	28	$104.09	$2,915	11,949 Direct	-0.23%	Disposed	-0.4% (price as of 2026-08-21)
Nov. 5, 2007	BEN	A	2,300	$121.76	$280,048	11,905 Direct	+23.95%	Acquired	-14.8% (price as of 2026-08-21)
Sept. 28, 2007	BEN	F	1,155	$127.50	$147,262	9,605 Direct	-10.73%	Disposed	-18.7% (price as of 2026-08-21)
Aug. 31, 2007	BEN	F	257	$131.77	$33,865	10,760 Direct	-2.33%	Disposed	-21.3% (price as of 2026-08-21)
Aug. 15, 2007	BEN	S	400	$121.25	$48,500	10,566 Direct	-3.65%	Disposed	-14.5% (price as of 2026-08-21)
Aug. 15, 2007	BEN	S	100	$121.28	$12,128	10,966 Direct	-0.90%	Disposed	-14.5% (price as of 2026-08-21)
Aug. 15, 2007	BEN	S	100	$121.35	$12,135	11,066 Direct	-0.90%	Disposed	-14.5% (price as of 2026-08-21)
Aug. 15, 2007	BEN	S	100	$121.28	$12,128	11,166 Direct	-0.89%	Disposed	-14.5% (price as of 2026-08-21)
July 31, 2007	BEN	F	61	$127.37	$7,770	11,266 Direct	-0.54%	Disposed	-18.6% (price as of 2026-08-21)
June 15, 2007	BEN	M	1,000	$47.57	$47,570	4,148 Direct	-19.43%	Disposed	118.0% (price as of 2026-08-21)
June 15, 2007	BEN	S	1,000	$131.33	$131,330	10,940 Direct	-8.38%	Disposed	-21.0% (price as of 2026-08-21)
June 15, 2007	BEN	M	1,000	$47.57	$47,570	11,940 Direct	+9.14%	Acquired	118.0% (price as of 2026-08-21)
Jan. 31, 2007	BEN	F	23	$119.11	$2,740	10,940 Direct	-0.21%	Disposed	-12.9% (price as of 2026-08-21)
Jan. 8, 2007	BEN	F	535	$114.94	$61,493	10,892 Direct	-4.68%	Disposed	-9.8% (price as of 2026-08-21)
Nov. 2, 2006	BEN	A	2,149	$109.95	$236,283	11,427 Direct	+23.16%	Acquired	-5.7% (price as of 2026-08-21)
Sept. 29, 2006	BEN	F	954	$105.75	$100,886	9,278 Direct	-9.32%	Disposed	-1.9% (price as of 2026-08-21)
Aug. 11, 2006	BEN	M	3,431	$36.30	$124,545	0 Direct	-100.00%	Disposed	185.7% (price as of 2026-08-21)
Aug. 11, 2006	BEN	S	786	$92.10	$72,391	10,232 Direct	-7.13%	Disposed	12.6% (price as of 2026-08-21)
Aug. 11, 2006	BEN	S	1,600	$92.07	$147,312	11,018 Direct	-12.68%	Disposed	12.6% (price as of 2026-08-21)
Aug. 11, 2006	BEN	S	2,753	$92.00	$253,276	12,618 Direct	-17.91%	Disposed	12.7% (price as of 2026-08-21)
Aug. 11, 2006	BEN	S	678	$92.00	$62,376	15,371 Direct	-4.22%	Disposed	12.7% (price as of 2026-08-21)
Aug. 11, 2006	BEN	M	3,431	$36.30	$124,545	16,049 Direct	+27.19%	Acquired	185.7% (price as of 2026-08-21)
July 31, 2006	BEN	D	61	$91.45	$5,578	12,474 Direct	-0.49%	Disposed	13.4% (price as of 2026-08-21)
Jan. 31, 2006	BEN	S	58	$98.50	$5,713	11,973 Direct	-0.48%	Disposed	5.3% (price as of 2026-08-21)
Dec. 29, 2005	BEN	S	611	$94.48	$57,727	11,885 Direct	-4.89%	Disposed	9.8% (price as of 2026-08-21)
Nov. 18, 2005	BEN	M	10,297	$31.95	$328,989	0 Direct	-100.00%	Disposed	224.6% (price as of 2026-08-21)
Nov. 18, 2005	BEN	S	10,297	$95.24	$980,686	12,496 Direct	-45.18%	Disposed	8.9% (price as of 2026-08-21)
Nov. 18, 2005	BEN	M	10,297	$31.95	$328,989	22,793 Direct	+82.40%	Acquired	224.6% (price as of 2026-08-21)
Nov. 3, 2005	BEN	M	10,297	$47.57	$489,828	5,148 Direct	-66.67%	Disposed	118.0% (price as of 2026-08-21)
Nov. 3, 2005	BEN	A	2,546	$89.39	$227,587	12,496 Direct	+25.59%	Acquired	16.0% (price as of 2026-08-21)
Nov. 3, 2005	BEN	S	10,297	$90.07	$927,451	9,950 Direct	-50.86%	Disposed	15.1% (price as of 2026-08-21)
Nov. 3, 2005	BEN	M	10,297	$47.57	$489,828	20,247 Direct	+103.49%	Acquired	118.0% (price as of 2026-08-21)
Oct. 3, 2005	BEN	S	650	$83.34	$54,171	9,950 Direct	-6.13%	Disposed	24.4% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 15, 2007	BEN	Employee Stock Option (Right to Buy)	Common Stock, par value $.10	—	Nov. 11, 2013	1,000	Disposed
Aug. 11, 2006	BEN	Employee Stock Option (Right to Buy)	Common Stock, par value $.10	—	Nov. 19, 2011	3,431	Disposed
Nov. 18, 2005	BEN	Employee Stock Option (Right to Buy)	Common Stock, par value $.10	—	Nov. 9, 2012	10,297	Disposed
Nov. 3, 2005	BEN	Employee Stock Option (Right to Buy)	Common Stock, par value $.10	—	Nov. 11, 2013	10,297	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 19, 2005	BEN	Common Stock, par value $.10	—	Direct
Sept. 19, 2005	BEN	Employee Stock Option (Right to Buy)→ Common Stock, par value $.10 (3,431)	3,431	Direct
Sept. 19, 2005	BEN	Employee Stock Option (Right to Buy)→ Common Stock, par value $.10 (10,297)	10,297	Direct
Sept. 19, 2005	BEN	Employee Stock Option (Right to Buy)→ Common Stock, par value $.10 (15,445)	15,445	Direct