Norman Ricken

Insider

First SEC filing: Aug. 7, 2007 · Latest: Aug. 7, 2007

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 3, 2007	FWDI	A	10,000	—	—	30,000 Direct	+50.00%	Acquired	(price as of 2026-08-21)
May 1, 2006	FWDI	A	10,000	—	—	20,000 Direct	+100.00%	Acquired	(price as of 2026-08-21)
May 24, 2005	FWDI	S	5,000	$20.05	$100,250	30,700 Direct	+19.46%	Acquired	-97.3% (price as of 2026-08-21)
May 24, 2005	FWDI	S	5,000	$19.69	$98,450	35,700 Direct	-12.29%	Disposed	-97.2% (price as of 2026-08-21)
May 24, 2005	FWDI	S	5,000	$19.61	$98,050	40,700 Direct	-10.94%	Disposed	-97.2% (price as of 2026-08-21)
May 23, 2005	FWDI	M	10,000	—	—	10,000 Direct	-50.00%	Disposed	(price as of 2026-08-21)
May 23, 2005	FWDI	M	10,000	—	—	20,000 Direct	-33.33%	Disposed	(price as of 2026-08-21)
May 23, 2005	FWDI	M	10,000	—	—	30,000 Direct	-25.00%	Disposed	(price as of 2026-08-21)
May 23, 2005	FWDI	S	5,000	$19.10	$95,500	45,700 Direct	-9.86%	Disposed	-97.1% (price as of 2026-08-21)
May 23, 2005	FWDI	S	10,000	$19.50	$195,000	50,700 Direct	-16.47%	Disposed	-97.2% (price as of 2026-08-21)
May 23, 2005	FWDI	M	10,000	$2.21	$22,100	60,700 Direct	+19.72%	Acquired	-75.3% (price as of 2026-08-21)
May 23, 2005	FWDI	M	10,000	$2.05	$20,500	50,700 Direct	+24.57%	Acquired	-73.4% (price as of 2026-08-21)
May 23, 2005	FWDI	M	10,000	$2.00	$20,000	40,700 Direct	+32.57%	Acquired	-72.7% (price as of 2026-08-21)
April 22, 2005	FWDI	A	10,000	—	—	40,000 Direct	+33.33%	Acquired	(price as of 2026-08-21)
July 23, 2004	FWDI	A	10,000	$2.21	$22,100	30,000 Direct	+50.00%	Acquired	-75.3% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 3, 2007	FWDI	FORWARD INDUSTRIES COMMON STOCK OPTION	FORWARD INDUSTRIES COMMON STOCK (10,000)	$2.85	Aug. 2, 2017	10,000	Acquired
May 1, 2006	FWDI	Forward Industries Common Stock Option	Forward Industries Common Stock (10,000)	$6.02	April 30, 2016	10,000	Acquired
May 23, 2005	FWDI	COMMON STOCK OPTION TO BUY	FORWARD INDUSTRIES COMMON STOCK (10,000)	$2.21	July 22, 2014	10,000	Disposed
May 23, 2005	FWDI	COMMON STOCK OPTION TO BUY	FORWARD INDUSTRIES COMMON STOCK (10,000)	$2.05	April 22, 2013	10,000	Disposed
May 23, 2005	FWDI	COMMON STOCK OPTION TO BUY	FORWARD INDUSTRIES COMMON STOCK (10,000)	$2.00	Jan. 28, 2011	10,000	Disposed
April 22, 2005	FWDI	COMMON STOCK OPTION TO BUY [F1]	FORWARD INDUSTRIES COMMON STOCK (10,000)	$15.91	April 21, 2005	10,000	Acquired
July 23, 2004	FWDI	COMMON STOCK OPION	COMMON STOCK (10,000)	$2.21	July 22, 2014	10,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).