Norris B Battin
CIK 1182042 · View on SEC EDGAR ↗
First SEC filing: Oct. 26, 2006 · Latest: Oct. 26, 2006
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 7, 2006 | COO | P | 2,000 | $43.67 | $87,340 | 4,000 Direct | +100.00% | Acquired | 594.1% (price as of 2026-08-21) |
| Dec. 21, 2005 | COO | P | 1,000 | $48.29 | $48,290 | 2,000 Direct | +100.00% | Acquired | 527.7% (price as of 2026-08-21) |
| Jan. 12, 2005 | COO | S | 3,400 | $71.85 | $244,290 | 1,000 Direct | -77.27% | Disposed | 321.9% (price as of 2026-08-21) |
| Jan. 12, 2005 | COO | S | 1,000 | $71.80 | $71,800 | 4,400 Direct | -18.52% | Disposed | 322.2% (price as of 2026-08-21) |
| Jan. 12, 2005 | COO | S | 19,600 | $71.78 | $1,406,888 | 5,400 Direct | -78.40% | Disposed | 322.3% (price as of 2026-08-21) |
| March 5, 2004 | COO | S | 22,000 | $53.78 | $1,183,160 | 1,000 Direct | -95.65% | Disposed | 463.6% (price as of 2026-08-21) |
| Sept. 16, 2003 | COO | S | 8,000 | $42.10 | $336,800 | 1,000 Direct | -88.89% | Disposed | 620.0% (price as of 2026-08-21) |
| Sept. 16, 2003 | COO | S | 8,000 | $42.10 | $336,800 | 1,000 Direct | -88.89% | Disposed | 620.0% (price as of 2026-08-21) |
| Sept. 16, 2003 | COO | S | 5,000 | $42.10 | $210,500 | 1,000 Direct | -83.33% | Disposed | 620.0% (price as of 2026-08-21) |
| Sept. 16, 2003 | COO | S | 7,000 | $42.10 | $294,700 | 1,000 Direct | -87.50% | Disposed | 620.0% (price as of 2026-08-21) |
| Sept. 16, 2003 | COO | S | 8,000 | $42.10 | $336,800 | 1,000 Direct | -88.89% | Disposed | 620.0% (price as of 2026-08-21) |
| Sept. 16, 2003 | COO | S | 8,000 | $42.10 | $336,800 | 1,000 Direct | -88.89% | Disposed | 620.0% (price as of 2026-08-21) |
| Sept. 16, 2003 | COO | S | 8,000 | $42.10 | $336,800 | 1,000 Direct | -88.89% | Disposed | 620.0% (price as of 2026-08-21) |
| Sept. 16, 2003 | COO | S | 5,000 | $42.10 | $210,500 | 1,000 Direct | -83.33% | Disposed | 620.0% (price as of 2026-08-21) |
| Sept. 16, 2003 | COO | S | 7,000 | $42.10 | $294,700 | 1,000 Direct | -87.50% | Disposed | 620.0% (price as of 2026-08-21) |
| Sept. 16, 2003 | COO | S | 8,000 | $42.10 | $336,800 | 1,000 Direct | -88.89% | Disposed | 620.0% (price as of 2026-08-21) |
| Sept. 16, 2003 | COO | S | 8,000 | $42.10 | $336,800 | 1,000 Direct | -88.89% | Disposed | 620.0% (price as of 2026-08-21) |
| Sept. 16, 2003 | COO | S | 8,000 | $42.10 | $336,800 | 1,000 Direct | -88.89% | Disposed | 620.0% (price as of 2026-08-21) |
| Sept. 16, 2003 | COO | S | 8,000 | $42.10 | $336,800 | 1,000 Direct | -88.89% | Disposed | 620.0% (price as of 2026-08-21) |
| Sept. 16, 2003 | COO | S | 8,000 | $42.10 | $336,800 | 1,000 Direct | -88.89% | Disposed | 620.0% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 24, 2006 | COO | Stock Options (Right to buy) | Common Stock (10,000) | $57.95 | Oct. 23, 2011 | 10,000 | Acquired |
| Oct. 27, 2005 | COO | Stock Options (Right to buy) | Common Stock (10,000) | $67.65 | Oct. 26, 2015 | 10,000 | Acquired |
| Jan. 12, 2005 | COO | Stock Options (Right to buy) | Common Stock (8,000) | $25.18 | Oct. 23, 2011 | 8,000 | Disposed |
| Jan. 12, 2005 | COO | Stock Options (Right to buy) | Common Stock (8,000) | $17.55 | Oct. 23, 2010 | 8,000 | Disposed |
| Jan. 12, 2005 | COO | Stock Options (Right to buy) | Common Stock (8,000) | $13.78 | Oct. 25, 2009 | 8,000 | Disposed |
| Oct. 26, 2004 | COO | Stock Options (Right to buy) | Common Stock (10,000) | $68.66 | Oct. 25, 2014 | 10,000 | Acquired |
| March 5, 2004 | COO | Employee Stock Option (Right to Buy) | Common Stock (8,000) | $11.72 | Oct. 26, 2008 | 8,000 | Disposed |
| March 5, 2004 | COO | Employee Stock Option (Right to Buy) | Common Stock (7,000) | $17.55 | Oct. 28, 2007 | 7,000 | Disposed |
| March 5, 2004 | COO | Employee Stock Option (Right to Buy) | Common Stock (5,000) | $7.25 | Oct. 27, 2006 | 5,000 | Disposed |
| March 5, 2004 | COO | Employee Stock Option (Right to Buy) | Common Stock (2,000) | $3.44 | Oct. 23, 2005 | 2,000 | Disposed |
| Oct. 27, 2003 | COO | Incentive Stock Option (Right to Buy) | Common Stock (16,000) | $41.44 | Oct. 26, 2013 | 16,000 | Acquired |
| Sept. 16, 2003 | COO | Employee Stock Option (Right to Buy) | Common Stock (5,000) | $7.00 | Oct. 27, 2006 | 5,000 | Disposed |
| Sept. 16, 2003 | COO | Employee Stock Option (Right to Buy) | Common Stock (7,000) | $18.00 | Oct. 28, 2007 | 7,000 | Disposed |
| Sept. 16, 2003 | COO | Employee Stock Option (Right to Buy) | Common Stock (8,000) | $12.00 | Oct. 26, 2008 | 8,000 | Disposed |
| Sept. 16, 2003 | COO | Employee Stock Option (Right to Buy) | Common Stock (8,000) | $14.00 | Oct. 25, 2009 | 8,000 | Disposed |
| Sept. 16, 2003 | COO | Employee Stock Option (Right to Buy) | Common Stock (8,000) | $18.00 | Oct. 23, 2010 | 8,000 | Disposed |
| Sept. 16, 2003 | COO | Employee Stock Option (Right to Buy) | Common Stock (8,000) | $25.00 | Oct. 23, 2011 | 8,000 | Disposed |
| Sept. 16, 2003 | COO | Employee Stock Option (Right to Buy) | Common Stock (8,000) | $27.00 | Oct. 29, 2012 | 8,000 | Disposed |
| Sept. 16, 2003 | COO | Employee Stock Option (Right to Buy) | Common Stock (8,000) | $27.00 | Oct. 29, 2012 | 8,000 | Disposed |
| Sept. 16, 2003 | COO | Employee Stock Option (Right to Buy) | Common Stock (8,000) | $25.00 | Oct. 23, 2011 | 8,000 | Disposed |
| Sept. 16, 2003 | COO | Employee Stock Option (Right to Buy) | Common Stock (8,000) | $18.00 | Oct. 23, 2010 | 8,000 | Disposed |
| Sept. 16, 2003 | COO | Employee Stock Option (Right to Buy) | Common Stock (8,000) | $14.00 | Oct. 25, 2009 | 8,000 | Disposed |
| Sept. 16, 2003 | COO | Employee Stock Option (Right to Buy) | Common Stock (8,000) | $12.00 | Oct. 26, 2008 | 8,000 | Disposed |
| Sept. 16, 2003 | COO | Employee Stock Option (Right to Buy) | Common Stock (7,000) | $18.00 | Oct. 28, 2007 | 7,000 | Disposed |
| Sept. 16, 2003 | COO | Employee Stock Option (Right to Buy) | Common Stock (5,000) | $7.00 | Oct. 27, 2006 | 5,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).