NORTH SOUND CAPITAL LLC

Insider

First SEC filing: Dec. 6, 2006 · Latest: Dec. 6, 2006

On this page

Institution

0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
Dec. 4, 2006	1166904	S	1,440,000	$5.15	$7,416,000	4,766,400 Indirect	-23.20%	Disposed
June 6, 2006	1166904	X	3,888,000	—	—	0 Indirect	-100.00%	Disposed
June 6, 2006	1166904	X	3,888,000	$4.10	$15,940,800	6,206,400 Indirect	+167.70%	Acquired
Nov. 14, 2005	1166904	J	0	—	—	2,002,942 Direct	0.00%	Acquired
Aug. 12, 2005	1166904	J	381,914	$6.00	$2,291,484	2,002,942 Direct	+23.56%	Acquired
June 23, 2005	1166904	J	1	—	—	1 Indirect	—	Acquired
Dec. 31, 2004	1166904	S	110,000	$0.54	$59,400	1,621,028 Direct	-6.35%	Disposed
Oct. 28, 2004	1166904	J	0	—	—	8,774,812 Direct	0.00%	Disposed
Aug. 6, 2004	1166904	X	665,309	$2.50	$1,663,272	7,774,254 Direct	+9.36%	Acquired
Aug. 6, 2004	1166904	X	1,666,668	$2.50	$4,166,670	9,440,922 Direct	+21.44%	Acquired
Aug. 6, 2004	1166904	X	665,309	—	—	0 Direct	-100.00%	Disposed
Aug. 6, 2004	1166904	X	1,666,668	—	—	0 Direct	-100.00%	Disposed
Nov. 24, 2003	1166904	J	1	—	—	1 Indirect	—	Acquired
Nov. 24, 2003	1166904	J	1	—	—	1 Indirect	—	Acquired
Nov. 24, 2003	1166904	J	1	—	—	1 Indirect	—	Acquired
Nov. 24, 2003	1166904	J	1	—	—	1 Indirect	—	Acquired
June 18, 2002	1166904	J	1	—	—	1 Indirect	—	Acquired
June 18, 2002	1166904	J	1	—	—	1 Indirect	—	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 6, 2006	1166904	Warrants to purchase Common Stock	Common Stock (3,888,000)	$4.10	Dec. 9, 2008	3,888,000	Disposed
June 23, 2005	1166904	Equity Swap on Common Stock	Common Stock (460,000)	$1.63	June 23, 2006	1	Acquired
Aug. 6, 2004	1166904	Warrant to purchase Common Stock	Common Stock (665,309)	—	Jan. 8, 2007	665,309	Disposed
Aug. 6, 2004	1166904	Warrant to purchase Common Stock	Common Stock (1,666,668)	—	June 28, 2007	1,666,668	Disposed
Nov. 24, 2003	1166904	Equity Swap on Warrant and Common Stock Underlying Warrant [F4]	Warrant and Common Stock Underlying Warrant [F4] (362,250)	$1.90	—	1	Acquired
Nov. 24, 2003	1166904	Equity Swap on Common Stock	Common Stock (603,750)	$3.36	—	1	Acquired
Nov. 24, 2003	1166904	Equity Swap on Common Stock	Common Stock (603,750)	—	—	1	Acquired
Nov. 24, 2003	1166904	Equity Swap on Warrant and Common Stock Underlying Warrant [F7]	Warrant and Common Stock Underlying Warrant [F7] (362,250)	—	—	1	Acquired
June 18, 2002	1166904	Equity Swap on Common Stock	Common Stock (460,000)	$1.63	June 23, 2005	1	Acquired
June 18, 2002	1166904	Equity Swap on Common Stock	Common Stock (600,000)	$1.61	—	1	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).