NORTHWESTERN MUTUAL LIFE INSURANCE CO

CIK 73076 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 16, 2025 · Latest: Jan. 16, 2025

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Institution

View 13F portfolio

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

6 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 15, 2025 73076 P 2,000,000 $25.00 $50,000,000 2,000,000 Direct — Acquired
Jan. 15, 2025 73076 P 720,000 $25.00 $18,000,000 720,000 Direct — Acquired
Jan. 15, 2025 73076 P 1,680,000 $25.00 $42,000,000 1,680,000 Direct — Acquired
Jan. 15, 2025 73076 P 400,000 $25.00 $10,000,000 400,000 Direct — Acquired
Jan. 15, 2025 73076 P 1,240,000 $25.00 $31,000,000 1,240,000 Direct — Acquired
Jan. 4, 2021 73076 S 5,820,740 $10.67 $62,107,296 2,574,125 Indirect -69.34% Disposed
Jan. 4, 2021 73076 S 679,260 $10.67 $7,247,704 300,391 Direct -69.34% Disposed
Aug. 2, 2011 73076 S 50,000 $20.65 $1,032,500 450,000 Direct -10.00% Disposed
April 15, 2010 73076 S 1,793,780 $18.75 $33,633,375 2,399,276 Direct -42.78% Disposed
Feb. 1, 2010 73076 P 8,844 $16.00 $141,504 8,844 Direct — Acquired
Feb. 1, 2010 73076 P 8,844 $16.00 $141,504 8,844 Direct — Acquired
Dec. 2, 2009 73076 S 275,155 $10.00 $2,751,550 4,193,056 Direct -6.16% Disposed
Nov. 6, 2009 73076 S 1,461,005 $10.00 $14,610,050 4,468,211 Direct -24.64% Disposed
Sept. 21, 2009 73076 S 300,000 $12.36 $3,708,000 0 Direct -100.00% Disposed
Sept. 18, 2009 73076 S 922,640 $12.57 $11,597,585 300,000 Direct -75.46% Disposed
Nov. 26, 2008 73076 S 10,900,000 $11118000.00 $121,186,200,000,000 — Direct — Disposed
Nov. 26, 2008 73076 S 10,900,000 $11118000.00 $121,186,200,000,000 — Direct — Disposed
Nov. 7, 2008 73076 S 7,300,000 $7446000.00 $54,355,800,000,000 — Direct — Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 19, 2003 73076 7.16% Convertible Preferred Securities [F1] Common Stock (1,071,428) $14.00 May 31, 2008 300,000 —

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 10, 2024 CHY Series G Mandatory Redeemable Preferred Shares 640,000 Direct
Sept. 10, 2024 CSQ Series G Mandatory Redeemable Preferred Shares 1,200,000 Direct
Sept. 10, 2024 CHI Series G Mandatory Redeemable Preferred Shares 480,000 Direct
Sept. 10, 2024 CCD Series G Mandatory Redeemable Preferred Shares 400,000 Direct
Oct. 14, 2021 CHI Series D Mandatory Redeemable Preferred Shares 480,000 Direct
Oct. 14, 2021 CHY Series D Mandatory Redeemable Preferred Shares 480,000 Direct
Oct. 14, 2021 CHW Series D Mandatory Redeemable Preferred Shares 200,000 Direct
Sept. 13, 2021 CCD Series D Mandatory Redeemable Preferred Shares 480,000 Direct
Sept. 13, 2021 CGO Series D Mandatory Redeemable Preferred Shares 200,000 Direct
Oct. 22, 2004 BGS Class A Common Stock — Direct