Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 36 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

36 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
April 11, 2006 MS S 100 $63.95 $6,395 635,215 Direct -0.02% Disposed 197.6% (price as of 2026-10-02)
April 11, 2006 MS S 3,100 $64.00 $198,400 635,315 Direct -0.49% Disposed 197.4% (price as of 2026-10-02)
April 11, 2006 MS S 400 $64.01 $25,604 638,415 Direct -0.06% Disposed 197.3% (price as of 2026-10-02)
April 11, 2006 MS S 100 $64.04 $6,404 638,815 Direct -0.02% Disposed 197.2% (price as of 2026-10-02)
April 11, 2006 MS S 5,600 $64.05 $358,680 638,915 Direct -0.87% Disposed 197.1% (price as of 2026-10-02)
April 11, 2006 MS S 200 $64.06 $12,812 644,515 Direct -0.03% Disposed 197.1% (price as of 2026-10-02)
April 11, 2006 MS S 500 $64.07 $32,035 644,715 Direct -0.08% Disposed 197.0% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 6, 2017 HLNE Class B Units Class A Common Stock (1,191,233) · · 1,191,233 Acquired
March 6, 2017 HLNE Class B Units Class A Common Stock (1,191,233) · · 1,191,233 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 22, 2005 MS Common Stock 635,309 Direct
Sept. 22, 2005 MS Common Stock 7,855 Indirect