OAKTREE CAPITAL MANAGEMENT LP

CIK 949509 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 15, 2010 · Latest: Dec. 15, 2010

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Institution

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 14, 2010 949509 S 945,600 $8.93 $8,444,208 16,638,149 Indirect -5.38% Disposed
Dec. 13, 2010 949509 S 54,400 $9.19 $499,936 17,583,749 Indirect -0.31% Disposed
Nov. 8, 2010 949509 S 7,000,000 $8.60 $60,200,000 17,638,149 Indirect -28.41% Disposed
Nov. 5, 2010 949509 S 26,500,000 $7.66 $202,990,000 24,638,149 Indirect -51.82% Disposed
Sept. 21, 2010 949509 S 650,000 $7.39 $4,803,500 51,138,149 Indirect -1.26% Disposed
Sept. 15, 2010 949509 S 11,000,000 $7.39 $81,290,000 65,788,149 Indirect -14.33% Disposed
Sept. 15, 2010 949509 S 14,000,000 $6.91 $96,740,000 51,788,149 Indirect -21.28% Disposed
March 19, 2010 949509 S 3,750,000 $4.85 $18,187,500 76,788,149 Indirect -4.66% Disposed
March 15, 2010 949509 S 25,000,000 $4.85 $121,250,000 80,538,149 Indirect -23.69% Disposed
June 15, 2009 949509 S 5,900,000 $5.86 $34,574,000 105,538,149 Indirect -5.29% Disposed
July 29, 2008 949509 S 30,300,000 $16.50 $499,950,000 111,438,149 Indirect -21.38% Disposed
Aug. 15, 2006 949509 S 9,464,168 $16.47 $155,874,847 1,419,626 Indirect -86.96% Disposed
April 12, 2006 949509 S 1,766,820 $16.62 $29,364,548 10,883,794 Indirect -13.97% Disposed
March 24, 2006 949509 S 11,750,336 $16.62 $195,290,584 12,650,614 Indirect -48.16% Disposed
Jan. 4, 2006 949509 S 933,513 $37.00 $34,539,981 0 Indirect -100.00% Disposed
Jan. 4, 2006 949509 S 3,243,243 $37.00 $119,999,991 0 Indirect -100.00% Disposed
Dec. 8, 2005 949509 S 1,137,074 $11.50 $13,076,351 24,400,950 Indirect -4.45% Disposed
July 22, 2005 949509 S 4,125,000 $17.00 $70,125,000 0 Indirect -100.00% Disposed
April 13, 2005 949509 S 5,000 $10.00 $50,000 3,637,702 Indirect -0.14% Disposed
April 11, 2005 949509 S 1,100 $10.00 $11,000 3,642,702 Indirect -0.03% Disposed
April 8, 2005 949509 S 28,900 $10.00 $289,000 3,643,802 Indirect -0.79% Disposed
Dec. 9, 2004 949509 S 2,000 $11.50 $23,000 3,672,702 Indirect -0.05% Disposed
Nov. 3, 2004 949509 S 2,000,000 $37.00 $74,000,000 4,176,756 Indirect -32.38% Disposed
Aug. 2, 2004 949509 S 1,444,750 $27.90 $40,308,525 6,176,756 Indirect -18.96% Disposed
July 30, 2004 949509 S 68,400 $29.57 $2,022,588 7,621,506 Indirect -0.89% Disposed
June 9, 2004 949509 S 200,112 $17.00 $3,401,904 5,546,980 Indirect -3.48% Disposed
May 12, 2004 949509 S 100,000 $12.16 $1,216,000 25,538,046 Indirect -0.39% Disposed
April 21, 2004 949509 S 370,000 $2.00 $740,000 3,896,900 Indirect -8.67% Disposed
April 20, 2004 949509 S 90,000 $2.01 $180,900 4,266,900 Indirect -2.07% Disposed
April 19, 2004 949509 S 40,000 $2.04 $81,600 4,356,900 Indirect -0.91% Disposed
April 16, 2004 949509 S 500,000 $2.00 $1,000,000 4,396,900 Indirect -10.21% Disposed
March 4, 2004 949509 S 185,000 $21.44 $3,966,400 5,747,092 Indirect -3.12% Disposed
March 2, 2004 949509 S 15,000 $22.50 $337,500 5,932,092 Indirect -0.25% Disposed
Feb. 25, 2004 949509 S 454,525 $14.50 $6,590,612 4,778,667 Indirect -8.69% Disposed
Feb. 17, 2004 949509 S 1,560,000 $21.36 $33,321,600 7,683,906 Indirect -16.88% Disposed
Feb. 11, 2004 949509 S 3,207,574 $33.60 $107,774,486 3,624,331 Indirect -46.95% Disposed
Dec. 2, 2003 949509 S 228,305 $16.91 $3,860,638 5,947,092 Indirect -3.70% Disposed
Dec. 2, 2003 949509 S 228,305 $16.91 $3,860,638 5,848,302 Indirect -3.76% Disposed
Nov. 11, 2003 949509 S 327,095 $13.11 $4,288,215 6,175,397 Indirect -5.03% Disposed
Oct. 31, 2003 949509 S 100,000 $0.50 $50,000 4,896,900 Indirect -2.00% Disposed
Oct. 30, 2003 949509 S 500,016 $0.44 $220,007 4,996,900 Indirect -9.10% Disposed
Oct. 15, 2003 949509 S 200,000 $0.33 $66,000 5,496,916 Indirect -3.51% Disposed
Oct. 14, 2003 949509 S 50,000 $0.36 $18,000 5,696,916 Indirect -0.87% Disposed
Oct. 8, 2003 949509 S 2,834,369 $28.21 $79,957,549 6,831,905 Indirect -29.32% Disposed
Oct. 3, 2003 949509 S 100,000 $9.40 $940,000 1,862,005 Indirect -5.10% Disposed
Oct. 3, 2003 949509 S 220,000 $10.00 $2,200,000 1,962,005 Indirect -10.08% Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 28, 2005 949509 Option-right to buy Common Stock (30,000) $11.81 Nov. 28, 2015 30,000 Acquired
Feb. 25, 2004 949509 12% Senior Convertible Note Common Stock (2,946,450) $8.49 Nov. 1, 2008 2,946,450 Acquired
Feb. 24, 2004 949509 Warrant to purchase Common Stock Common Stock (1,151,375) $0.04 — 1,151,375 Acquired
Aug. 7, 2003 949509 Stock Options Common Stock, par value $0.01 per share (4,000) $26.15 March 12, 2013 4,000 Acquired
Aug. 7, 2003 949509 Stock Options Common Stock, par value $0.01 per share (1,000) $26.15 March 12, 2013 1,000 Acquired
May 20, 2003 949509 Option to Purchase Common Stock Common Stock (12,000) $10.80 May 19, 2013 12,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).