Oliver R Sockwell

Insider

First SEC filing: Oct. 3, 2016 · Latest: Oct. 3, 2016

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 5 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 24, 2018	DFIN	A	7,421	—	—	73,728 Direct	+11.19%	Acquired	(price as of 2026-08-21)
May 18, 2017	DFIN	A	4,871	—	—	53,145 Direct	+10.09%	Acquired	(price as of 2026-08-21)
Oct. 1, 2016	DFIN	J	6,135	—	—	6,135 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 1, 2016	DFIN	J	13,162	—	—	13,162 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 1, 2016	DFIN	J	48,274	—	—	48,274 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 1, 2016	DFIN	Phantom Stock [F1]	Common Stock (6,135)	—	—	6,135	Acquired
Oct. 1, 2016	DFIN	Restricted Stock Units [F1]	Common Stock (13,162)	—	—	13,162	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 3, 2016	DFIN	No Securities Owned	0	Direct