OSS CAPITAL MANAGEMENT

CIK 1218321 · View on SEC EDGAR ↗

Insider

First SEC filing: March 18, 2008 · Latest: March 18, 2008

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

4 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 13, 2008 1218321 P 100,000 $10.92 $1,092,000 3,306,690 Indirect +3.12% Acquired
Feb. 12, 2008 1218321 P 50,000 $8.40 $420,000 6,090,770 Indirect +0.83% Acquired
Jan. 7, 2008 1218321 P 30,000 $9.80 $294,000 5,890,770 Indirect +0.51% Acquired
Jan. 4, 2008 1218321 P 25,000 $10.24 $256,000 5,860,770 Indirect +0.43% Acquired
Dec. 21, 2007 1218321 P 15,000 $11.26 $168,900 5,835,770 Indirect +0.26% Acquired
Dec. 20, 2007 1218321 P 25,000 $11.23 $280,750 5,820,770 Indirect +0.43% Acquired
Nov. 13, 2007 1218321 P 35,000 $11.52 $403,200 3,920,770 Indirect +0.90% Acquired
Nov. 13, 2007 1218321 P 11,100 $3.02 $33,522 11,687,415 Indirect +0.10% Acquired
Nov. 12, 2007 1218321 P 35,000 $11.28 $394,800 3,885,770 Indirect +0.91% Acquired
Oct. 31, 2007 1218321 P 50,000 $12.05 $602,500 4,000,770 Indirect +1.27% Acquired
Oct. 17, 2007 1218321 P 40,000 $11.84 $473,600 3,850,770 Indirect +1.05% Acquired
Oct. 16, 2007 1218321 P 60,000 $11.68 $700,800 3,810,770 Indirect +1.60% Acquired
Oct. 15, 2007 1218321 P 27,700 $11.81 $327,137 3,750,770 Indirect +0.74% Acquired
Oct. 12, 2007 1218321 P 40,000 $12.25 $490,000 3,723,070 Indirect +1.09% Acquired
Oct. 10, 2007 1218321 P 15,000 $12.57 $188,550 3,683,070 Indirect +0.41% Acquired
Oct. 1, 2007 1218321 P 310,000 $16.05 $4,975,500 3,206,690 Indirect +10.70% Acquired
Sept. 28, 2007 1218321 P 90,000 $12.21 $1,098,900 3,668,070 Indirect +2.52% Acquired
Sept. 27, 2007 1218321 P 50,000 $11.88 $594,000 3,578,070 Indirect +1.42% Acquired
Sept. 26, 2007 1218321 P 36,000 $11.55 $415,800 3,528,070 Indirect +1.03% Acquired
Sept. 14, 2007 1218321 P 35,000 $16.47 $576,450 2,896,690 Indirect +1.22% Acquired
Sept. 13, 2007 1218321 P 25,000 $16.09 $402,250 2,861,690 Indirect +0.88% Acquired
Sept. 12, 2007 1218321 P 52,500 $15.68 $823,200 2,836,690 Indirect +1.89% Acquired
Sept. 11, 2007 1218321 P 77,500 $15.48 $1,199,700 2,784,190 Indirect +2.86% Acquired
Sept. 10, 2007 1218321 P 102,550 $11.01 $1,129,076 3,492,070 Indirect +3.03% Acquired
Sept. 7, 2007 1218321 P 500,000 $10.63 $5,315,000 3,389,520 Indirect +17.30% Acquired
Sept. 6, 2007 1218321 P 500,000 $10.25 $5,125,000 2,889,520 Indirect +20.92% Acquired
Sept. 5, 2007 1218321 P 150,000 $9.50 $1,425,000 2,389,520 Indirect +6.70% Acquired
Sept. 5, 2007 1218321 P 144,520 $9.45 $1,365,714 2,239,520 Indirect +6.90% Acquired
Aug. 28, 2007 1218321 P 90,000 $9.50 $855,000 2,195,000 Indirect +4.28% Acquired
Aug. 27, 2007 1218321 P 10,000 $9.49 $94,900 2,105,000 Indirect +0.48% Acquired
Aug. 24, 2007 1218321 P 25,000 $9.50 $237,500 2,095,000 Indirect +1.21% Acquired
Aug. 20, 2007 1218321 P 25,000 $9.00 $225,000 2,070,000 Indirect +1.22% Acquired
Aug. 10, 2007 1218321 P 15,000 $16.78 $251,700 2,706,690 Indirect +0.56% Acquired
Aug. 6, 2007 1218321 P 100,000 $8.80 $880,000 2,045,000 Indirect +5.14% Acquired
Aug. 6, 2007 1218321 P 80,000 $16.20 $1,296,000 2,691,690 Indirect +3.06% Acquired
June 8, 2007 1218321 P 1,000,000 $4.89 $4,890,000 11,676,315 Indirect +9.37% Acquired
May 31, 2007 AORT S 82,000 $14.74 $1,208,680 1,918,000 Indirect -4.10% Disposed 102.5% (price as of 2026-08-19)
May 21, 2007 1218321 P 70,000 $9.32 $652,400 1,945,000 Indirect +3.73% Acquired
April 13, 2007 1218321 P 50,000 $4.92 $246,000 10,676,315 Indirect +0.47% Acquired
April 2, 2007 1218321 P 100,000 $4.97 $497,000 10,626,315 Indirect +0.95% Acquired
Nov. 18, 2005 1218321 P 9,200 $17.89 $164,588 4,000,000 Indirect +0.23% Acquired
Nov. 16, 2005 1218321 P 146,000 $17.54 $2,560,840 3,990,800 Indirect +3.80% Acquired
Nov. 15, 2005 1218321 P 200,200 $16.89 $3,381,378 3,844,800 Indirect +5.49% Acquired
Nov. 14, 2005 1218321 P 42,600 $16.08 $685,008 3,644,600 Indirect +1.18% Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 3, 2007 1218321 Warrants to Purchase Common Stock Common Stock (1,875,000) $6.00 Dec. 3, 2007 1,875,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 3, 2005 AORT Common Stock 2,000,000 Indirect
Aug. 3, 2005 AORT 6% Convertible Preferred Stock (the "Preferred Stock")→ Common Stock (528,607) 528,607 Indirect