Ozer Baysal

Insider

First SEC filing: June 17, 2013 · Latest: June 17, 2013

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

AGEN selling Dec. 12, 2017

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

20 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 20, 2018	AGEN	A	165,000	$5.65	$932,250	165,000 Direct	—	Acquired	-92.9% (price as of 2026-08-21)
Dec. 12, 2017	AGEN	S	3,712	$3.46	$12,844	58,790 Direct	-5.94%	Disposed	-88.5% (price as of 2026-08-21)
Oct. 9, 2017	AGEN	A	13,080	$3.59	$46,957	62,502 Direct	+26.47%	Acquired	-88.9% (price as of 2026-08-21)
April 19, 2017	AGEN	A	13,078	$3.39	$44,334	52,961 Direct	+32.79%	Acquired	-88.2% (price as of 2026-08-21)
April 19, 2017	AGEN	D	3,539	$3.39	$11,997	49,422 Direct	-6.68%	Disposed	-88.2% (price as of 2026-08-21)
March 31, 2017	AGEN	A	75,000	$3.77	$282,750	75,000 Direct	—	Acquired	-89.4% (price as of 2026-08-21)
Jan. 3, 2017	AGEN	A	6,250	$4.16	$26,000	39,883 Direct	+18.58%	Acquired	-90.4% (price as of 2026-08-21)
June 14, 2016	AGEN	A	40,000	$4.16	$166,400	40,000 Direct	—	Acquired	-90.4% (price as of 2026-08-21)
June 14, 2016	AGEN	A	13,500	—	—	13,500 Direct	—	Acquired	(price as of 2026-08-21)
May 5, 2016	AGEN	P	2,250	$3.10	$6,975	33,538 Direct	+7.19%	Acquired	-87.1% (price as of 2026-08-21)
April 26, 2016	AGEN	A	13,078	$4.15	$54,274	37,178 Direct	+54.27%	Acquired	-90.4% (price as of 2026-08-21)
April 26, 2016	AGEN	D	3,545	$4.15	$14,712	33,633 Direct	-9.54%	Disposed	-90.4% (price as of 2026-08-21)
April 26, 2016	AGEN	A	12,947	$4.15	$53,730	12,947 Direct	—	Acquired	-90.4% (price as of 2026-08-21)
April 26, 2016	AGEN	D	3,509	$4.15	$14,562	9,438 Direct	+59.18%	Acquired	-90.4% (price as of 2026-08-21)
Jan. 4, 2016	AGEN	A	6,250	$4.46	$27,875	21,850 Direct	+40.06%	Acquired	-91.0% (price as of 2026-08-21)
July 6, 2015	AGEN	A	5,850	$5.04	$29,484	5,850 Direct	—	Acquired	-92.1% (price as of 2026-08-21)
Feb. 12, 2015	AGEN	A	27,300	$5.04	$137,592	27,300 Direct	—	Acquired	-92.1% (price as of 2026-08-21)
Jan. 2, 2015	AGEN	A	6,250	$3.98	$24,875	15,600 Direct	+66.84%	Acquired	-90.0% (price as of 2026-08-21)
Feb. 14, 2014	AGEN	A	86,700	$3.00	$260,100	86,700 Direct	—	Acquired	-86.7% (price as of 2026-08-21)
Jan. 2, 2014	AGEN	A	6,250	$2.78	$17,375	9,350 Direct	+201.61%	Acquired	-85.6% (price as of 2026-08-21)
Sept. 12, 2013	AGEN	A	40,000	$2.72	$108,800	40,000 Direct	—	Acquired	-85.3% (price as of 2026-08-21)
June 13, 2013	AGEN	A	47,500	—	—	47,500 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 20, 2018	AGEN	Stock Option, right to buy	Common Stock (165,000)	$5.65	March 2, 2028	165,000	Acquired
March 31, 2017	AGEN	Stock Option, Right to Buy	Common Stock (75,000)	$3.77	March 31, 2027	75,000	Acquired
June 14, 2016	AGEN	stock Option, right to buy	Common Stock (40,000)	$4.16	March 31, 2026	40,000	Acquired
June 14, 2016	AGEN	Restricted Stock Unit	Common Stock (13,500)	—	March 31, 2019	13,500	Acquired
July 6, 2015	AGEN	Stock Option, right to buy	Commmon Stock (5,850)	$5.04	Feb. 12, 2025	5,850	Acquired
Feb. 12, 2015	AGEN	Stock Option, right to buy	Common Stock	$5.04	Feb. 12, 2025	27,300	Acquired
Feb. 14, 2014	AGEN	Stock Option, Right to Buy	Common Stock (86,700)	$3.00	Feb. 14, 2024	86,700	Acquired
Sept. 12, 2013	AGEN	Stock Option, Right to buy	Common Stock (40,000)	$2.72	Sept. 12, 2016	40,000	Acquired
June 13, 2013	AGEN	Stock Option, right to buy	Common Stock (47,500)	$3.61	June 13, 2023	47,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 17, 2013	AGEN	Common Stock	3,100	Direct
June 17, 2013	AGEN	Stock Option, Right to Buy→ Common stock (25,000)	25,000	Direct
June 17, 2013	AGEN	Restricted Stock→ Common Stock (25,000)	25,000	Direct
June 17, 2013	AGEN	Stock Option, Right to Buy→ Common Stock (25,000)	25,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AGEN

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2016	$209,000	$95,000	—	—	—	—	$3,617	$461,729
2015	$209,000	$92,796	—	—	—	—	$9,406	$440,103
2014	$204,327	—	—	—	$125,400	—	$2,579	$593,602

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.