Paolo Fellin

Insider

First SEC filing: Feb. 3, 2006 · Latest: Feb. 3, 2006

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

14 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 1, 2006	CAT	M	9,392	$31.17	$292,749	31,432 Direct	+42.61%	Acquired	2543.3% (price as of 2026-08-21)
Feb. 1, 2006	CAT	S	9,392	$69.10	$648,987	22,040 Direct	-29.88%	Disposed	1092.4% (price as of 2026-08-21)
Feb. 1, 2006	CAT	M	3,590	$27.84	$99,946	25,630 Direct	+16.29%	Acquired	2859.5% (price as of 2026-08-21)
Feb. 1, 2006	CAT	F	1,456	$68.62	$99,911	24,174 Direct	-5.68%	Disposed	1100.7% (price as of 2026-08-21)
Feb. 1, 2006	CAT	M	9,392	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 1, 2006	CAT	M	3,590	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 22, 2005	CAT	M	9,010	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 22, 2005	CAT	F	4,323	$58.02	$250,820	21,245 Direct	-16.91%	Disposed	1320.1% (price as of 2026-08-21)
Dec. 22, 2005	CAT	M	9,010	$27.84	$250,838	25,568 Direct	+54.41%	Acquired	2859.5% (price as of 2026-08-21)
Feb. 18, 2005	CAT	J	27,000	—	—	27,000 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 29, 2004	CAT	M	6,300	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 29, 2004	CAT	M	4,040	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 29, 2004	CAT	S	10,340	$80.00	$827,200	7,463 Direct	-58.08%	Disposed	1959.8% (price as of 2026-08-21)
Sept. 29, 2004	CAT	M	6,300	$51.66	$325,458	17,803 Direct	+54.77%	Acquired	3089.8% (price as of 2026-08-21)
Sept. 29, 2004	CAT	M	4,040	$32.91	$132,956	11,503 Direct	+54.13%	Acquired	4907.1% (price as of 2026-08-21)
June 8, 2004	CAT	J	27,000	—	—	27,000 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 1, 2006	CAT	Employee Stock Option [F2]	Common (9,392)	$31.17	June 8, 2009	9,392	Disposed
Feb. 1, 2006	CAT	Employee Stock Option [F2]	Common (3,590)	$27.84	June 9, 2008	3,590	Disposed
Dec. 22, 2005	CAT	Employee Stock Option [F2]	Common (9,010)	$27.84	June 9, 2008	9,010	Disposed
Feb. 18, 2005	CAT	Option (NQ) [F2]	Common (27,000)	$91.28	Feb. 18, 2015	27,000	Acquired
Sept. 29, 2004	CAT	Employee Stock Option [F3]	Common (6,300)	$51.66	June 10, 2007	6,300	Disposed
Sept. 29, 2004	CAT	Employee Stock Option [F3]	Common (4,040)	$32.91	June 11, 2006	4,040	Disposed
June 8, 2004	CAT	Option (NQ) [F2]	Common (27,000)	$77.26	June 8, 2014	27,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 2, 2004	CAT	Common	—	Direct
June 2, 2004	CAT	Option (NQ) [F2]→ Common (4,040)	4,040	Direct
June 2, 2004	CAT	Option (NQ) [F2]→ Common (6,300)	6,300	Direct
June 2, 2004	CAT	Option (ISO) [F2]→ Common (1,795)	1,795	Direct
June 2, 2004	CAT	Option (NQ) [F2]→ Common (4,505)	4,505	Direct
June 2, 2004	CAT	Option (ISO) [F2]→ Common (1,604)	1,604	Direct
June 2, 2004	CAT	Option (NQ) [F2]→ Common (4,696)	4,696	Direct
June 2, 2004	CAT	Option (ISO) [F2]→ Common (2,601)	2,601	Direct
June 2, 2004	CAT	Option (NQ) [F2]→ Common (4,099)	4,099	Direct
June 2, 2004	CAT	Option (NQ) [F2]→ Common (6,500)	6,500	Direct
June 2, 2004	CAT	Option (NQ) [F2]→ Common (7,000)	7,000	Direct
June 2, 2004	CAT	Option (NQ) [F2]→ Common (6,650)	6,650	Direct