Pat Ward

CIK 1436125 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 3, 2017 · Latest: Oct. 3, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 70 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

70 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 3, 2018 CMI S 10b5-1 3,481 $155.00 $539,555 0 Direct -100.00% Disposed 288.5% (price as of 2026-08-20)
Oct. 3, 2018 CMI S 10b5-1 2,221 $149.90 $332,928 3,481 Direct -38.95% Disposed 301.7% (price as of 2026-08-20)
Oct. 2, 2018 CMI S 10b5-1 2,282 $147.98 $337,690 5,702 Direct -28.58% Disposed 306.9% (price as of 2026-08-20)
July 25, 2017 CMI S 10b5-1 5,000 $169.00 $845,000 245 Direct -95.33% Disposed 256.3% (price as of 2026-08-20)
June 19, 2017 CMI S 10b5-1 14,050 $163.95 $2,303,498 5,245 Direct -72.82% Disposed 267.3% (price as of 2026-08-20)
Aug. 12, 2016 CMI S 10b5-1 5,000 $127.50 $637,500 3,024 Direct -62.31% Disposed 372.3% (price as of 2026-08-20)
July 27, 2016 CMI S 10b5-1 5,000 $122.50 $612,500 8,024 Direct -38.39% Disposed 391.6% (price as of 2026-08-20)
April 18, 2016 CMI S 10b5-1 2,950 $116.45 $343,528 13,024 Direct -18.47% Disposed 417.1% (price as of 2026-08-20)
April 18, 2016 CMI S 10b5-1 1,200 $117.22 $140,664 15,974 Direct -6.99% Disposed 413.7% (price as of 2026-08-20)
April 18, 2016 CMI S 10b5-1 850 $115.44 $98,124 17,174 Direct -4.72% Disposed 421.7% (price as of 2026-08-20)
June 6, 2014 CMI S 10b5-1 5,000 $158.00 $790,000 5,032 Direct -49.84% Disposed 281.1% (price as of 2026-08-20)
Sept. 16, 2013 CMI S 10b5-1 4,410 $136.24 $600,818 0 Direct -100.00% Disposed 342.0% (price as of 2026-08-20)
Sept. 9, 2013 CMI S 10b5-1 4,000 $129.95 $519,800 0 Direct -100.00% Disposed 363.4% (price as of 2026-08-20)
Aug. 12, 2013 CMI S 10b5-1 4,000 $124.95 $499,800 11,979 Direct -25.03% Disposed 382.0% (price as of 2026-08-20)
Nov. 7, 2008 CMI P 1,700 $24.09 $40,953 1,700 Indirect — Acquired 2399.8% (price as of 2026-08-20)
Nov. 7, 2008 CMI P 1,500 $24.04 $36,060 3,200 Indirect +88.24% Acquired 2405.0% (price as of 2026-08-20)
Nov. 7, 2008 CMI P 815 $24.23 $19,747 4,015 Indirect +25.47% Acquired 2385.3% (price as of 2026-08-20)
Nov. 7, 2008 CMI P 200 $24.08 $4,816 4,215 Indirect +4.98% Acquired 2400.8% (price as of 2026-08-20)
Nov. 7, 2008 CMI P 200 $24.04 $4,808 4,415 Indirect +4.74% Acquired 2405.0% (price as of 2026-08-20)
Nov. 7, 2008 CMI P 200 $24.04 $4,808 4,615 Indirect +4.53% Acquired 2405.0% (price as of 2026-08-20)
Nov. 7, 2008 CMI P 100 $24.04 $2,404 4,715 Indirect +2.17% Acquired 2405.0% (price as of 2026-08-20)
Nov. 7, 2008 CMI P 100 $24.09 $2,409 4,815 Indirect +2.12% Acquired 2399.8% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 10, 2026 SOLS Restricted Stock Units Common Stock (2) — — 2 Acquired
April 3, 2018 CMI Stock Option (Right-to-Buy) Common (17,380) $160.10 April 3, 2028 17,380 Acquired
June 19, 2017 CMI Stock Option (Right-to-Buy) Common (5,900) $58.12 March 1, 2020 5,900 Disposed
June 19, 2017 CMI Stock Option (Right-to-Buy) Common (8,150) $119.77 May 2, 2021 8,150 Disposed
May 1, 2017 CMI Stock Option (Right-to-Buy) Common (25,010) $149.72 April 3, 2027 25,010 Acquired
April 4, 2016 CMI Stock Option (Right-to-Buy) Common (38,810) $109.09 April 4, 2026 38,810 Acquired
April 2, 2015 CMI Stock Option (Right-to-Buy) Common (15,420) $136.82 April 2, 2025 15,420 Acquired
June 6, 2014 CMI Stock Option (Right-to-Buy) Common (5,000) $58.12 March 1, 2020 5,000 Disposed
April 2, 2014 CMI Stock Option (Right-to-Buy) Common (11,220) $149.34 April 2, 2024 11,220 Acquired
Sept. 16, 2013 CMI Stock Option (Right-to-Buy) Common (4,410) $19.42 March 2, 2019 4,410 Disposed
Sept. 9, 2013 CMI Stock Option (Right-to-Buy) Common (4,000) $19.42 March 2, 2019 4,000 Disposed
Aug. 12, 2013 CMI Stock Option (Right-to-Buy) Common (4,000) $19.42 March 2, 2019 4,000 Disposed
April 2, 2013 CMI Stock Option (Right-to-Buy) Common (15,020) $111.84 April 2, 2023 15,020 Acquired
April 2, 2012 CMI Stock Option (Right-to-Buy) Common (11,030) $120.28 April 2, 2022 11,030 Acquired
May 2, 2011 CMI Stock Option (Right-to-Buy) Common (8,150) $119.77 May 2, 2021 8,150 Acquired
March 1, 2010 CMI Stock Option (Right-to-Buy) Common (10,900) $58.12 March 1, 2020 10,900 Acquired
March 2, 2009 CMI Stock Option (Right-to-Buy) Common (12,410) $19.42 March 2, 2019 12,410 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 28, 2022 FLEX Ordinary Shares 505 Indirect
June 5, 2019 CTVA Common Stock — Direct
Sept. 11, 2017 DD Common Stock 12,779 Direct
May 28, 2008 CMI Common 7,600 Direct
May 28, 2008 CMI Common 226 Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CMI

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $744,000 — $671,565 $598,884 — — — —
2017 $726,000 — $824,636 $925,267 — — — —
2015 $705,500 $0 $593,040 $551,765 $871,273 $1,161,468 $25,678 $3,908,724

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.