Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 29 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

29 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
April 30, 2024 STEM S 23,863 $1.87 $44,624 181,668 Direct -11.61% Disposed -88.6% (price as of 2026-10-02)
March 8, 2024 STEM S 10b5-1 35,902 $2.19 $78,625 137,078 Direct -20.76% Disposed -90.3% (price as of 2026-10-02)
March 4, 2024 STEM S 7,153 $2.48 $17,739 172,980 Direct -3.97% Disposed -91.4% (price as of 2026-10-02)
Feb. 16, 2024 STEM S 14,389 $3.17 $45,613 86,078 Direct -14.32% Disposed -93.3% (price as of 2026-10-02)
May 1, 2023 STEM S 1,260 $4.12 $5,191 67,467 Direct -1.83% Disposed -94.8% (price as of 2026-10-02)
March 1, 2023 STEM S 6,888 $8.10 $55,793 65,274 Direct -9.55% Disposed -97.4% (price as of 2026-10-02)
May 10, 2022 STEM S 1,269 $7.32 $9,289 55,415 Direct -2.24% Disposed -97.1% (price as of 2026-10-02)
Nov. 11, 2021 STEM S 10b5-1 25,000 $25.26 $631,500 58,231 Direct -30.04% Disposed -99.2% (price as of 2026-10-02)
Nov. 11, 2021 STEM S 10b5-1 5,000 $27.02 $135,100 53,231 Direct -8.59% Disposed -99.2% (price as of 2026-10-02)
Nov. 10, 2021 STEM S 10b5-1 90,000 $25.25 $2,272,500 83,231 Direct -51.95% Disposed -99.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 28, 2024 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (125,000) $0.00 · 125,000 Acquired
April 28, 2024 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (3,453) $0.00 · 3,453 Disposed
April 28, 2024 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (65,000) $0.00 · 65,000 Disposed
March 1, 2024 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (16,747) $0.00 · 16,747 Disposed
Feb. 15, 2024 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (33,000) $0.00 · 33,000 Disposed
Feb. 15, 2024 STEM Stock Option (Right to Buy) Common Stock, Par Value $0.0001 Per Share (64,320) $3.37 Feb. 15, 2034 64,320 Acquired
April 28, 2023 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (3,453) · · 3,453 Disposed
March 1, 2023 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (16,747) · · 16,747 Disposed
Feb. 15, 2023 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (100,000) · · 100,000 Acquired
Feb. 15, 2023 STEM Stock Option (Right to Buy) Common Stock, Par Value $0.0001 Per Share (129,183) $10.25 Feb. 15, 2033 129,183 Acquired
April 28, 2022 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (3,453) · · 3,453 Disposed
March 1, 2022 STEM Stock Option (Right to Buy) Common Stock, Par Value $0.0001 Per Share (104,668) $9.33 Feb. 29, 2032 104,668 Acquired
March 1, 2022 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (66,988) · · 66,988 Acquired
Oct. 27, 2021 STEM Stock Option (Right to Buy) Common Stock, Par Value $0.0001 Per Share (116,299) $0.97 Feb. 7, 2025 116,299 Disposed
Oct. 27, 2021 STEM Stock Option (Right to Buy) Common Stock, Par Value $0.0001 Per Share (43,073) $0.97 Feb. 7, 2025 43,073 Disposed
Oct. 27, 2021 STEM Stock Option (Right to Buy) Common Stock, Par Value $0.0001 Per Share (20,628) $1.25 July 20, 2025 20,628 Disposed
July 2, 2021 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (65,000) · · 65,000 Acquired
July 2, 2021 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (13,812) · · 13,812 Acquired
May 28, 2021 STEM Stock Option (Right to Buy) Common Stock (34,530) $25.34 May 27, 2031 34,530 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 28, 2021 STEM Stock Option→ Common Stock (159,372) 159,372 Direct
May 28, 2021 STEM Stock Option→ Common Stock (52,765) 52,765 Direct
May 28, 2021 STEM Stock Option→ Common Stock (303,145) 303,145 Direct
May 28, 2021 STEM Stock Option→ Common Stock (291,632) 291,632 Direct
May 28, 2021 STEM Stock Option→ Common Stock (99,608) 99,608 Direct