Patricia Marie Harrod

Insider

First SEC filing: Jan. 4, 2016 · Latest: Jan. 4, 2016

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

SNEX selling Oct. 26, 2021

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

12 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 26, 2021	SNEX	S	4,221	$71.08	$300,029	12,066 Direct	-25.92%	Disposed	385.4% (price as of 2026-08-21)
Dec. 14, 2020	SNEX	A	8,515	—	—	19,649 Direct	+76.48%	Acquired	(price as of 2026-08-21)
Aug. 11, 2020	SNEX	S	2,863	$59.24	$169,604	11,134 Direct	-20.45%	Disposed	482.4% (price as of 2026-08-21)
Dec. 13, 2019	SNEX	A	5,844	—	—	13,997 Direct	+71.68%	Acquired	(price as of 2026-08-21)
Aug. 27, 2019	SNEX	S	1,091	$36.97	$40,334	8,153 Direct	-11.80%	Disposed	833.2% (price as of 2026-08-21)
Feb. 13, 2019	SNEX	A	100,000	$45.00	$4,500,000	100,000 Direct	—	Acquired	666.6% (price as of 2026-08-21)
Dec. 14, 2018	SNEX	A	4,237	—	—	9,244 Direct	+84.62%	Acquired	(price as of 2026-08-21)
May 22, 2018	SNEX	M	2,000	$20.54	$41,080	0 Direct	-100.00%	Disposed	1579.6% (price as of 2026-08-21)
May 22, 2018	SNEX	S	2,000	$48.75	$97,500	5,007 Direct	-28.54%	Disposed	607.7% (price as of 2026-08-21)
May 22, 2018	SNEX	M	2,000	$20.54	$41,080	7,007 Direct	+39.94%	Acquired	1579.6% (price as of 2026-08-21)
Dec. 15, 2017	SNEX	F	140	$41.89	$5,865	5,007 Direct	-2.72%	Disposed	723.6% (price as of 2026-08-21)
Dec. 14, 2017	SNEX	F	300	$41.00	$12,300	5,147 Direct	-5.51%	Disposed	741.4% (price as of 2026-08-21)
Aug. 4, 2017	SNEX	M	1,333	$19.24	$25,647	0 Direct	-100.00%	Disposed	1693.1% (price as of 2026-08-21)
Aug. 4, 2017	SNEX	F	667	$38.47	$25,659	5,447 Direct	-10.91%	Disposed	796.8% (price as of 2026-08-21)
Aug. 4, 2017	SNEX	M	1,333	$19.24	$25,647	6,114 Direct	+27.88%	Acquired	1693.1% (price as of 2026-08-21)
Dec. 14, 2016	SNEX	A	2,470	—	—	4,781 Direct	+106.88%	Acquired	(price as of 2026-08-21)
May 11, 2016	SNEX	S	909	$26.42	$24,016	2,311 Direct	-28.23%	Disposed	1205.8% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 13, 2019	SNEX	Stock Options [F1]	Common Stock (100,000)	—	Dec. 5, 2026	100,000	Acquired
May 22, 2018	SNEX	Stock Options	Common (2,000)	$20.54	Jan. 8, 2019	2,000	Disposed
Aug. 4, 2017	SNEX	Stock Options	Common (1,333)	$19.24	Jan. 16, 2018	1,333	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 4, 2016	SNEX	Restricted Shares of Common Stock	3,220	Direct
Jan. 4, 2016	SNEX	Stock Options→ Common (2,000)	2,000	Direct
Jan. 4, 2016	SNEX	Stock Options→ Common (1,333)	1,333	Direct