Patrick A Dunn

CIK 1319002 · View on SEC EDGAR ↗

Insider

First SEC filing: March 14, 2005 · Latest: March 14, 2005

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 24, 2006 AX H 17,379 $10.00 $173,790 67,621 Direct -20.45% Disposed 3822.8% (price as of 2026-08-19)
July 25, 2005 AX A 5,000 85,000 Direct +6.25% Acquired (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 24, 2006 AX Qualified and non-qualified Stock Option (Right to Buy) [F1] Options to purchase BOFI common stock. (17,379) July 25, 2014 17,379 Disposed
July 25, 2005 AX Non-qualified Stock Option (Right to buy) Common Stock (5,000) $9.50 July 24, 2015 5,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 14, 2005 AX Incentive Stock Option (right to buy) [F1]→ Common Stock (47,250) 47,250 Direct
March 14, 2005 AX Incentive Stock Option (right to buy) [F1]→ Common Stock (5,250) 5,250 Direct
March 14, 2005 AX Incentive Stock Option (right to buy) [F1]→ Common Stock (12,500) 12,500 Direct
March 14, 2005 AX Incentive Stock Option (right to buy) [F1]→ Common Stock (15,000) 15,000 Direct