Patrick A Dunn
CIK 1319002 · View on SEC EDGAR ↗
First SEC filing: March 14, 2005 · Latest: March 14, 2005
On this page
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 24, 2006 | AX | H | 17,379 | $10.00 | $173,790 | 67,621 Direct | -20.45% | Disposed | 3822.8% (price as of 2026-08-19) |
| July 25, 2005 | AX | A | 5,000 | — | — | 85,000 Direct | +6.25% | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 24, 2006 | AX | Qualified and non-qualified Stock Option (Right to Buy) [F1] | Options to purchase BOFI common stock. (17,379) | — | July 25, 2014 | 17,379 | Disposed |
| July 25, 2005 | AX | Non-qualified Stock Option (Right to buy) | Common Stock (5,000) | $9.50 | July 24, 2015 | 5,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 14, 2005 | AX | Incentive Stock Option (right to buy) [F1]→ Common Stock (47,250) | 47,250 | Direct |
| March 14, 2005 | AX | Incentive Stock Option (right to buy) [F1]→ Common Stock (5,250) | 5,250 | Direct |
| March 14, 2005 | AX | Incentive Stock Option (right to buy) [F1]→ Common Stock (12,500) | 12,500 | Direct |
| March 14, 2005 | AX | Incentive Stock Option (right to buy) [F1]→ Common Stock (15,000) | 15,000 | Direct |