Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 70 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

70 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 6, 2016 H P 25,000 $48.98 $1,224,500 25,000 Direct · Acquired 224.4% (price as of 2026-10-02)
April 1, 2014 YUM S 10b5-1 1,422 $75.98 $108,044 0 Direct -100.00% Disposed 149.2% (price as of 2026-10-02)
March 3, 2014 YUM S 10b5-1 1,397 $73.34 $102,456 0 Direct -100.00% Disposed 158.2% (price as of 2026-10-02)
Feb. 5, 2014 YUM S 10b5-1 1,770 $70.81 $125,334 0 Direct -100.00% Disposed 167.4% (price as of 2026-10-02)
Jan. 2, 2014 YUM S 10b5-1 1,753 $75.21 $131,843 0 Direct -100.00% Disposed 151.8% (price as of 2026-10-02)
Dec. 13, 2013 YUM S 10b5-1 740 $72.31 $53,509 0 Direct -100.00% Disposed 161.8% (price as of 2026-10-02)
Dec. 13, 2013 YUM S 10b5-1 1,931 $72.36 $139,727 0 Direct -100.00% Disposed 161.7% (price as of 2026-10-02)
Nov. 1, 2013 YUM S 10b5-1 4,157 $68.00 $282,676 0 Direct -100.00% Disposed 178.4% (price as of 2026-10-02)
Oct. 30, 2013 YUM S 10b5-1 4,157 $68.03 $282,801 0 Direct -100.00% Disposed 178.3% (price as of 2026-10-02)
Sept. 3, 2013 YUM S 10b5-1 4,157 $70.55 $293,276 0 Direct -100.00% Disposed 168.4% (price as of 2026-10-02)
Aug. 1, 2013 YUM S 10b5-1 4,157 $69.65 $289,535 0 Direct -100.00% Disposed 171.8% (price as of 2026-10-02)
July 1, 2013 YUM S 10b5-1 4,157 $69.66 $289,577 0 Direct -100.00% Disposed 171.8% (price as of 2026-10-02)
June 3, 2013 YUM S 10b5-1 4,157 $68.00 $282,676 0 Direct -100.00% Disposed 178.4% (price as of 2026-10-02)
May 28, 2013 YUM S 10b5-1 4,157 $70.15 $291,614 0 Direct -100.00% Disposed 169.9% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 21, 2018 H Restricted Stock Units Class A Common Stock (8,956) · · 8,956 Acquired
March 21, 2018 H Stock Appreciation Rights Class A Common Stock (33,917) $80.02 March 21, 2028 33,917 Acquired
March 16, 2018 H Restricted Stock Units Class A Common Stock (3,343) · March 16, 2018 3,343 Disposed
March 16, 2018 H Restricted Stock Units Class A Common Stock (3,402) · March 16, 2018 3,402 Disposed
March 22, 2017 H Restricted Stock Units Class A Common Stock (13,611) · · 13,611 Acquired
March 22, 2017 H Stock Appreciation Rights Class A Common Stock (43,832) $52.65 March 22, 2027 43,832 Acquired
March 16, 2017 H Restricted Stock Units Class A Common Stock (3,343) · March 16, 2017 3,343 Disposed
March 23, 2016 H Restricted Stock Units Class A Common Stock (13,372) · · 13,372 Acquired
March 23, 2016 H Restricted Stock Units Class A Common Stock (10,557) · March 16, 2020 10,557 Acquired
March 23, 2016 H Stock Appreciation Rights Class A Common Stock (43,558) $47.36 March 23, 2026 43,558 Acquired
March 23, 2016 H Stock Appreciation Rights Class A Common Stock (45,710) $47.36 March 23, 2026 45,710 Acquired
Feb. 6, 2015 YUM Stock Appreciation Right Common Stock (105,396) $73.93 Feb. 5, 2025 105,396 Acquired
Feb. 6, 2015 YUM Phantom Stock Common Stock (748) · · 748 Disposed
Feb. 6, 2015 YUM Phantom Stock Common Stock (66,852) · · 66,852 Acquired
April 1, 2014 YUM Stock Appreciation Right Common Stock (4,159) $24.47 Jan. 26, 2016 4,159 Disposed
March 3, 2014 YUM Stock Appreciation Right Common Stock (4,157) $24.47 Jan. 26, 2016 4,157 Disposed
Feb. 10, 2014 YUM Phantom Stock Common Stock (318) · · 318 Disposed
Feb. 5, 2014 YUM Stock Appreciation Right Common Stock (84,583) $70.54 Feb. 5, 2024 84,583 Acquired
Feb. 5, 2014 YUM Stock Appreciation Right Common Stock (4,157) $24.47 Jan. 26, 2016 4,157 Disposed
Jan. 2, 2014 YUM Stock Appreciation Right Common Stock (4,157) $24.47 Jan. 26, 2016 4,157 Disposed
Dec. 13, 2013 YUM Stock Appreciation Right Common Stock (2,226) $24.47 Jan. 26, 2016 2,226 Disposed
Dec. 13, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (1,931) $24.11 Nov. 18, 2015 1,931 Disposed
Nov. 1, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (4,157) $24.11 Nov. 18, 2015 4,157 Disposed
Oct. 30, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (4,157) $24.11 Nov. 18, 2015 4,157 Disposed
Sept. 3, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (4,157) $24.11 Nov. 18, 2015 4,157 Disposed
Aug. 1, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (4,157) $24.11 Nov. 18, 2015 4,157 Disposed
July 1, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (1,631) $24.11 Nov. 18, 2015 1,631 Disposed
July 1, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (2,526) $22.53 Jan. 28, 2015 2,526 Disposed
June 3, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (4,157) $22.53 Jan. 28, 2015 4,157 Disposed
May 28, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (4,157) $22.53 Jan. 28, 2015 4,157 Disposed
Feb. 6, 2013 YUM Stock Appreciation Right Common Stock (75,770) $62.93 Feb. 6, 2023 75,770 Acquired
Feb. 6, 2013 YUM Stock Appreciation Right Common Stock (45,462) $62.93 Feb. 6, 2023 45,462 Acquired
Feb. 6, 2013 YUM Phantom Stock Common Stock (16,119) · · 16,119 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 19 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Nov. 16, 2018 SBUX No Securities Beneficially Owned 0 Direct
March 15, 2016 H No securities are beneficially owned 0 Direct
May 4, 2012 YUM Common Stock 6,240 Indirect
May 4, 2012 YUM Common Stock 1,600 Indirect
May 4, 2012 YUM Common Stock 8,500 Indirect
May 4, 2012 YUM Common Stock 1,500 Indirect
May 4, 2012 YUM Phantom Stock→ Common Stock (9,127) 9,127 Direct
May 4, 2012 YUM Employee Stock Option (Right to Buy)→ Common Stock (10,840) 10,840 Direct
May 4, 2012 YUM Employee Stock Option (Right to Buy)→ Common Stock (20,190) 20,190 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (18,856) 18,856 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (33,830) 33,830 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (19,938) 19,938 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (34,424) 34,424 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (43,030) 43,030 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (16,262) 16,262 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (15,853) 15,853 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (20,079) 20,079 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (24,440) 24,440 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (33,102) 33,102 Direct

Compensation (DEF 14A)

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Matched by name from proxy statements (DEF 14A) — verify against the filing.

SBUX

CFO
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2021 $571,151 · $3,687,450 · · · $681,853 $4,940,454

YUM

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2014 $707,500 · $350,019 · $267,410 $9,087 $142,114 $2,952,103
2013 $638,462 · · · $277,875 $3,977 $179,480 $2,979,030

H

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2017 $790,833 $0 $1,433,238 $716,653 $884,900 · $37,703 $3,863,327

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.