Patrick J Grismer

CIK 1548438 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 16, 2018 · Latest: June 12, 2026

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 49 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

49 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 1, 2014 YUM S 10b5-1 1,422 $75.98 $108,044 0 Direct -100.00% Disposed 168.9% (price as of 2026-08-19)
March 3, 2014 YUM S 10b5-1 1,397 $73.34 $102,456 0 Direct -100.00% Disposed 178.5% (price as of 2026-08-19)
Feb. 5, 2014 YUM S 10b5-1 1,770 $70.81 $125,334 0 Direct -100.00% Disposed 188.5% (price as of 2026-08-19)
Jan. 2, 2014 YUM S 10b5-1 1,753 $75.21 $131,843 0 Direct -100.00% Disposed 171.6% (price as of 2026-08-19)
Dec. 13, 2013 YUM S 10b5-1 740 $72.31 $53,509 0 Direct -100.00% Disposed 182.5% (price as of 2026-08-19)
Dec. 13, 2013 YUM S 10b5-1 1,931 $72.36 $139,727 0 Direct -100.00% Disposed 182.3% (price as of 2026-08-19)
Nov. 1, 2013 YUM S 10b5-1 4,157 $68.00 $282,676 0 Direct -100.00% Disposed 200.4% (price as of 2026-08-19)
Oct. 30, 2013 YUM S 10b5-1 4,157 $68.03 $282,801 0 Direct -100.00% Disposed 200.3% (price as of 2026-08-19)
Sept. 3, 2013 YUM S 10b5-1 4,157 $70.55 $293,276 0 Direct -100.00% Disposed 189.6% (price as of 2026-08-19)
Aug. 1, 2013 YUM S 10b5-1 4,157 $69.65 $289,535 0 Direct -100.00% Disposed 193.3% (price as of 2026-08-19)
July 1, 2013 YUM S 10b5-1 4,157 $69.66 $289,577 0 Direct -100.00% Disposed 193.3% (price as of 2026-08-19)
June 3, 2013 YUM S 10b5-1 4,157 $68.00 $282,676 0 Direct -100.00% Disposed 200.4% (price as of 2026-08-19)
May 28, 2013 YUM S 10b5-1 4,157 $70.15 $291,614 0 Direct -100.00% Disposed 191.2% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 6, 2015 YUM Stock Appreciation Right Common Stock (105,396) $73.93 Feb. 5, 2025 105,396 Acquired
Feb. 6, 2015 YUM Phantom Stock Common Stock (748) 748 Disposed
Feb. 6, 2015 YUM Phantom Stock Common Stock (66,852) 66,852 Acquired
April 1, 2014 YUM Stock Appreciation Right Common Stock (4,159) $24.47 Jan. 26, 2016 4,159 Disposed
March 3, 2014 YUM Stock Appreciation Right Common Stock (4,157) $24.47 Jan. 26, 2016 4,157 Disposed
Feb. 10, 2014 YUM Phantom Stock Common Stock (318) 318 Disposed
Feb. 5, 2014 YUM Stock Appreciation Right Common Stock (84,583) $70.54 Feb. 5, 2024 84,583 Acquired
Feb. 5, 2014 YUM Stock Appreciation Right Common Stock (4,157) $24.47 Jan. 26, 2016 4,157 Disposed
Jan. 2, 2014 YUM Stock Appreciation Right Common Stock (4,157) $24.47 Jan. 26, 2016 4,157 Disposed
Dec. 13, 2013 YUM Stock Appreciation Right Common Stock (2,226) $24.47 Jan. 26, 2016 2,226 Disposed
Dec. 13, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (1,931) $24.11 Nov. 18, 2015 1,931 Disposed
Nov. 1, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (4,157) $24.11 Nov. 18, 2015 4,157 Disposed
Oct. 30, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (4,157) $24.11 Nov. 18, 2015 4,157 Disposed
Sept. 3, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (4,157) $24.11 Nov. 18, 2015 4,157 Disposed
Aug. 1, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (4,157) $24.11 Nov. 18, 2015 4,157 Disposed
July 1, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (1,631) $24.11 Nov. 18, 2015 1,631 Disposed
July 1, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (2,526) $22.53 Jan. 28, 2015 2,526 Disposed
June 3, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (4,157) $22.53 Jan. 28, 2015 4,157 Disposed
May 28, 2013 YUM Employee Stock Option (Right to Buy) Common Stock (4,157) $22.53 Jan. 28, 2015 4,157 Disposed
Feb. 6, 2013 YUM Stock Appreciation Right Common Stock (75,770) $62.93 Feb. 6, 2023 75,770 Acquired
Feb. 6, 2013 YUM Stock Appreciation Right Common Stock (45,462) $62.93 Feb. 6, 2023 45,462 Acquired
Feb. 6, 2013 YUM Phantom Stock Common Stock (16,119) 16,119 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 19 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 16, 2018 SBUX No Securities Beneficially Owned 0 Direct
March 15, 2016 H No securities are beneficially owned 0 Direct
May 4, 2012 YUM Common Stock 6,240 Indirect
May 4, 2012 YUM Common Stock 1,600 Indirect
May 4, 2012 YUM Common Stock 8,500 Indirect
May 4, 2012 YUM Common Stock 1,500 Indirect
May 4, 2012 YUM Phantom Stock→ Common Stock (9,127) 9,127 Direct
May 4, 2012 YUM Employee Stock Option (Right to Buy)→ Common Stock (10,840) 10,840 Direct
May 4, 2012 YUM Employee Stock Option (Right to Buy)→ Common Stock (20,190) 20,190 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (18,856) 18,856 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (33,830) 33,830 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (19,938) 19,938 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (34,424) 34,424 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (43,030) 43,030 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (16,262) 16,262 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (15,853) 15,853 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (20,079) 20,079 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (24,440) 24,440 Direct
May 4, 2012 YUM Stock Appreciation Right→ Common Stock (33,102) 33,102 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SBUX

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2021 $571,151 $3,687,450 $681,853 $4,940,454

YUM

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2014 $707,500 $350,019 $267,410 $9,087 $142,114 $2,952,103
2013 $638,462 $277,875 $3,977 $179,480 $2,979,030

H

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2017 $790,833 $0 $1,433,238 $716,653 $884,900 $37,703 $3,863,327

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.