Patrick P. Goris

CIK 1696060 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 8, 2017 · Latest: Feb. 8, 2017

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 68 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

68 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 13, 2020 ROK S 12,701 $237.99 $3,022,711 19,906 Direct -38.95% Disposed 83.3% (price as of 2026-08-19)
Nov. 13, 2020 ROK S 10,163 $238.75 $2,426,416 9,743 Direct -51.05% Disposed 82.7% (price as of 2026-08-19)
Nov. 12, 2020 ROK S 3,468 $237.23 $822,714 9,743 Direct -26.25% Disposed 83.9% (price as of 2026-08-19)
July 30, 2020 ROK S 10b5-1 2,600 $220.00 $572,000 9,743 Direct -21.06% Disposed 98.3% (price as of 2026-08-19)
May 28, 2020 ROK S 3,300 $220.00 $726,000 9,743 Direct -25.30% Disposed 98.3% (price as of 2026-08-19)
Feb. 13, 2020 ROK S 10b5-1 127 $204.55 $25,978 9,743 Direct -1.29% Disposed 113.3% (price as of 2026-08-19)
Feb. 10, 2020 ROK S 10b5-1 323 $202.52 $65,414 9,870 Direct -3.17% Disposed 115.4% (price as of 2026-08-19)
Dec. 12, 2019 ROK S 10b5-1 69 $202.86 $13,997 10,193 Direct -0.67% Disposed 115.1% (price as of 2026-08-19)
Dec. 9, 2019 ROK S 10b5-1 164 $199.22 $32,672 10,262 Direct -1.57% Disposed 119.0% (price as of 2026-08-19)
Nov. 12, 2019 ROK S 10b5-1 3,400 $200.00 $680,000 8,802 Direct -27.86% Disposed 118.1% (price as of 2026-08-19)
Dec. 7, 2018 ROK S 10b5-1 177 $167.71 $29,685 8,802 Direct -1.97% Disposed 160.1% (price as of 2026-08-19)
Dec. 4, 2018 ROK S 10b5-1 577 $175.83 $101,454 8,979 Direct -6.04% Disposed 148.1% (price as of 2026-08-19)
Jan. 30, 2018 ROK S 4,900 $200.00 $980,000 6,806 Direct -41.86% Disposed 118.1% (price as of 2026-08-19)
Dec. 8, 2017 ROK S 10b5-1 145 $192.36 $27,892 6,806 Direct -2.09% Disposed 126.8% (price as of 2026-08-19)
Dec. 4, 2017 ROK S 10b5-1 527 $190.57 $100,430 5,931 Direct -8.16% Disposed 128.9% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 28, 2026 CARR Stock Appreciation Right Common Stock (134,405) $57.91 Jan. 27, 2036 134,405 Acquired
Feb. 6, 2025 CARR Stock Appreciation Right Common Stock (97,405) $65.21 Feb. 5, 2035 97,405 Acquired
Jan. 30, 2024 CARR Stock Appreciation Right Common Stock (77,295) $56.33 Jan. 29, 2034 77,295 Acquired
Jan. 30, 2024 CARR Stock Appreciation Right Common Stock (172,535) $56.33 Jan. 29, 2034 172,535 Acquired
Dec. 1, 2023 CARR Restricted Stock Unit RSU Common Stock (18,457) — — 18,457 Disposed
Feb. 1, 2023 CARR Stock Appreciation Right Common Stock (227,070) $46.14 Jan. 31, 2033 227,070 Acquired
Dec. 1, 2022 CARR Restricted Stock Unit RSU Common Stock (18,162) — — 18,162 Disposed
Feb. 2, 2022 CARR Stock Appreciation Right Common Stock (136,650) $47.51 Feb. 1, 2032 136,650 Acquired
Dec. 1, 2021 CARR Restricted Stock Unit RSU Common Stock (17,908) — — 17,908 Disposed
Feb. 4, 2021 CARR Stock Appreciation Right Common Stock (139,925) $38.33 Feb. 3, 2031 139,925 Acquired
Dec. 1, 2020 CARR Restricted Stock Unit RSU Common Stock (17,731) — — 17,731 Acquired
Dec. 1, 2020 CARR Restricted Stock Unit RSU Common Stock (17,731) — — 17,731 Acquired
Dec. 1, 2020 CARR Restricted Stock Unit RSU Common Stock (17,733) — — 17,733 Acquired
Dec. 1, 2020 CARR Stock Appreciation Right Common Stock (60,966) $37.60 Nov. 30, 2030 60,966 Acquired
Dec. 1, 2020 CARR Stock Appreciation Right Common Stock (60,966) $37.60 Nov. 30, 2030 60,966 Acquired
Dec. 1, 2020 CARR Stock Appreciation Right Common Stock (60,968) $37.60 Nov. 30, 2030 60,968 Acquired
Nov. 13, 2020 ROK Employee Stock Option (Right to Buy) Common Stock (3,100) $136.40 Dec. 6, 2026 3,100 Disposed
Nov. 13, 2020 ROK Employee Stock Option (Right to Buy) Common Stock (232) $104.08 Dec. 3, 2025 232 Disposed
Nov. 13, 2020 ROK Employee stock option (right to buy) Common Stock (19,532) $149.41 Feb. 7, 2027 19,532 Disposed
Nov. 12, 2020 ROK Employee Stock Option (Right to Buy) Common Stock (3,468) $104.08 Dec. 3, 2025 3,468 Disposed
Oct. 1, 2020 ROK Performance Shares Common Stock (2,242) — Dec. 8, 2020 2,242 Acquired
July 30, 2020 ROK Employee stock option (right to buy) Common Stock (2,600) $108.89 Dec. 4, 2023 2,600 Disposed
May 28, 2020 ROK Employee Stock Option (Right to Buy) Common Stock (3,300) $115.69 Dec. 2, 2024 3,300 Disposed
Dec. 6, 2019 ROK Performance Shares Common Stock (324) — Dec. 6, 2019 324 Disposed
Dec. 5, 2019 ROK Employee stock option (right to buy) Common Stock (21,400) $196.43 Dec. 5, 2029 21,400 Acquired
Nov. 12, 2019 ROK Employee Stock Option (Right to Buy) Common Stock (3,400) $80.11 Dec. 6, 2022 3,400 Disposed
Oct. 1, 2019 ROK Performance Shares Common Stock (324) — Dec. 6, 2019 324 Acquired
Dec. 4, 2018 ROK Employee stock option (right to buy) Common Stock (19,400) $171.46 Dec. 4, 2028 19,400 Acquired
Dec. 3, 2018 ROK Performance Shares Common Stock (1,520) — Dec. 3, 2018 1,520 Disposed
Oct. 1, 2018 ROK Performance Shares Common Stock (1,520) — Dec. 3, 2018 1,520 Acquired
Jan. 30, 2018 ROK Employee Stock Option (Right to Buy) Common Stock (4,900) $74.14 Dec. 1, 2021 4,900 Disposed
Dec. 8, 2017 ROK Employee Stock Option (right to buy) Common Stock (16,500) $192.86 Dec. 8, 2027 16,500 Acquired
Dec. 2, 2017 ROK Performance Shares Common Stock (1,309) — Dec. 2, 2017 1,309 Disposed
Oct. 2, 2017 ROK Performance Shares Common Stock (1,309) — Dec. 2, 2017 1,309 Acquired
Feb. 7, 2017 ROK Employee stock option (Right to buy) Common Stock (28,400) $149.41 Feb. 7, 2027 28,400 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 8, 2017 ROK Common Stock 4,188 Direct
Feb. 8, 2017 ROK Common Stock 1,405 Indirect
Feb. 8, 2017 ROK Common Stock Share Equivalents→ Common Stock (327) 327 Indirect
Feb. 8, 2017 ROK Employee Stock Option (Right to Buy)→ Common Stock (4,900) 4,900 Direct
Feb. 8, 2017 ROK Employee Stock Option (Right to Buy)→ Common Stock (3,400) 3,400 Direct
Feb. 8, 2017 ROK Employee Stock Option (Right to Buy)→ Common Stock (2,600) 2,600 Direct
Feb. 8, 2017 ROK Employee Stock Option (Right to Buy)→ Common Stock (3,300) 3,300 Direct
Feb. 8, 2017 ROK Employee Stock Option (Right to Buy)→ Common Stock (3,700) 3,700 Direct
Feb. 8, 2017 ROK Employee Stock Option (Right to Buy)→ Common Stock (3,100) 3,100 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ROK

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $517,308 $0 $724,603 $585,585 $515,700 $125,984 $24,034 $2,493,214

CARR

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2020 $87,500 $1,000,000 $2,000,132 $2,000,926 — — $41,053 $5,129,611

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.