Patrick T Stokes
CIK 1179834 · View on SEC EDGAR ↗
First SEC filing: Jan. 26, 2009 · Latest: Jan. 26, 2009
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 22, 2015 | USB | S | 8,305 | $42.00 | $348,810 | 17,122 Direct | -32.66% | Disposed | 53.5% (price as of 2026-08-19) |
| July 29, 2014 | USB | S | 1,045 | $42.84 | $44,768 | 0 Indirect | -100.00% | Disposed | 50.5% (price as of 2026-08-19) |
| July 29, 2014 | USB | S | 7,859 | $42.78 | $336,208 | 17,122 Direct | -31.46% | Disposed | 50.7% (price as of 2026-08-19) |
| July 18, 2013 | USB | S | 5,882 | $37.00 | $217,634 | 17,122 Direct | -25.57% | Disposed | 74.3% (price as of 2026-08-19) |
| April 26, 2012 | USB | S | 9,665 | $32.03 | $309,570 | 17,122 Direct | -36.08% | Disposed | 101.3% (price as of 2026-08-19) |
| Oct. 28, 2011 | USB | S | 18,902 | $25.97 | $490,885 | 17,122 Direct | -52.47% | Disposed | 148.3% (price as of 2026-08-19) |
| Nov. 5, 2010 | USB | S | 7,475 | $26.05 | $194,724 | 17,122 Direct | -30.39% | Disposed | 147.6% (price as of 2026-08-19) |
| Oct. 27, 2010 | USB | S | 8,961 | $24.22 | $217,035 | 17,122 Direct | -34.36% | Disposed | 166.3% (price as of 2026-08-19) |
| Nov. 11, 2009 | USB | S | 13,139 | $24.56 | $322,694 | 17,122 Direct | -43.42% | Disposed | 162.6% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 29, 2016 | USB | Deferred Compensation Plan Participation | Common Stock, $0.01 par value (3,123) | — | — | 3,123 | Acquired |
| Jan. 19, 2016 | USB | Restricted Stock Units | Common Stock, $0.01 par value (4,076) | — | — | 4,076 | Acquired |
| Oct. 22, 2015 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock, $0.01 par value (8,305) | $30.00 | Jan. 17, 2016 | 8,305 | Disposed |
| Jan. 22, 2015 | USB | Restricted Stock Units | Common Stock, $0.01 par value (5,872) | — | — | 5,872 | Acquired |
| Dec. 30, 2014 | USB | Deferred Compensation Plan Participation | Common Stock, $0.01 par value (66) | — | — | 66 | Acquired |
| July 29, 2014 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock, $0.01 par value (7,859) | $30.40 | Jan. 18, 2015 | 7,859 | Disposed |
| Jan. 23, 2014 | USB | Restricted Stock Units | Common Stock, $0.01 par value (3,438) | — | — | 3,438 | Acquired |
| Jan. 14, 2014 | USB | Deferred Compensation Plan Participation | Common Stock, $0.01 par value (2,812) | — | — | 2,812 | Acquired |
| Dec. 30, 2013 | USB | Deferred Compensation Plan Participation | Common Stock, $0.01 par value (37) | — | — | 37 | Acquired |
| July 18, 2013 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock, $0.01 par value (5,882) | $28.50 | Jan. 20, 2014 | 5,882 | Disposed |
| Jan. 17, 2013 | USB | Restricted Stock Units | Common Stock, $0.01 par value (3,968) | — | — | 3,968 | Acquired |
| Jan. 14, 2013 | USB | Deferred Compensation Plan Participation | Common Stock, $0.01 par value (4,182) | — | — | 4,182 | Acquired |
| Dec. 28, 2012 | USB | Deferred Compensation Plan Participation | Common Stock, $0.01 par value (47) | — | — | 47 | Acquired |
| April 26, 2012 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock, $0.01 par value (7,249) | $21.49 | Dec. 17, 2012 | 7,249 | Disposed |
| April 26, 2012 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock, $0.01 par value (579) | $18.82 | Oct. 1, 2012 | 579 | Disposed |
| April 26, 2012 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock, $0.01 par value (1,837) | $23.02 | July 1, 2012 | 1,837 | Disposed |
| Jan. 19, 2012 | USB | Restricted Stock Units | Common Stock, $0.01 par value (4,552) | — | — | 4,552 | Acquired |
| Jan. 12, 2012 | USB | Deferred Compensation Plan Participation | Common Stock, $0.01 par value (4,871) | — | — | 4,871 | Acquired |
| Oct. 28, 2011 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock, $0.01 par value (1,032) | $22.01 | April 1, 2012 | 1,032 | Disposed |
| Oct. 28, 2011 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock, $0.01 par value (17,870) | $20.64 | Jan. 2, 2012 | 17,870 | Disposed |
| Jan. 20, 2011 | USB | Restricted Stock Units | Common Stock, $0.01 par value (4,869) | — | — | 4,869 | Acquired |
| Jan. 13, 2011 | USB | Deferred Compensation Plan Participation | Common Stock, $0.01 par value (5,234) | — | — | 5,234 | Acquired |
| Nov. 5, 2010 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock, $0.01 par value (6,141) | $23.18 | Feb. 27, 2011 | 6,141 | Disposed |
| Nov. 5, 2010 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock, $0.01 par value (1,334) | $23.28 | Jan. 2, 2011 | 1,334 | Disposed |
| Oct. 27, 2010 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock, $0.01 par value (8,961) | $21.54 | Dec. 12, 2010 | 8,961 | Disposed |
| Jan. 21, 2010 | USB | Restricted Stock Units | Common Stock, $0.01 par value (5,171) | — | — | 5,171 | Acquired |
| Jan. 14, 2010 | USB | Deferred Compensation Plan Participation | Common Stock, $0.01 par value (4,540) | — | — | 4,540 | Acquired |
| Nov. 11, 2009 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock, $0.01 par value (881) | $23.22 | April 3, 2010 | 881 | Disposed |
| Nov. 11, 2009 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock, $0.01 par value (5,311) | $20.80 | Jan. 3, 2010 | 5,311 | Disposed |
| Nov. 11, 2009 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock, $0.01 par value (6,947) | $21.23 | Dec. 14, 2009 | 6,947 | Disposed |
| Jan. 22, 2009 | USB | Restricted Stock Units | Common Stock (9,366) | — | — | 9,366 | Acquired |
| Jan. 14, 2009 | USB | Deferred Compensation Plan Participation | Common Stock (5,458) | — | — | 5,458 | Acquired |
| Jan. 16, 2008 | USB | Restricted Stock Units | Common Stock (7,410) | — | — | 7,410 | Acquired |
| Jan. 30, 2007 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock (2,105) | $26.78 | April 23, 2008 | 2,105 | Disposed |
| Jan. 30, 2007 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock (3,158) | $18.64 | May 20, 2007 | 3,158 | Disposed |
| Jan. 17, 2007 | USB | Non-Employee Director Stock Option | Common Stock (11,029) | $35.76 | Jan. 17, 2017 | 11,029 | Acquired |
| Jan. 17, 2007 | USB | Restricted Stock Units | Common Stock (1,678) | — | — | 1,678 | Acquired |
| Jan. 12, 2007 | USB | Deferred Compensation Plan Participation | Common Stock (2,532) | — | — | 2,532 | Acquired |
| Jan. 17, 2006 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock (8,305) | $30.00 | Jan. 17, 2016 | 8,305 | Acquired |
| Jan. 17, 2006 | USB | Restricted Stock Units | Common Stock (1,766) | — | — | 1,766 | Acquired |
| Jan. 13, 2006 | USB | Deferred Compensation Plan Participation | Common Stock (2,615) | — | — | 2,615 | Acquired |
| Jan. 18, 2005 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock (7,859) | $30.40 | Jan. 18, 2015 | 7,859 | Acquired |
| Jan. 18, 2005 | USB | Restricted Stock Units | Common Stock (1,743) | — | — | 1,743 | Acquired |
| Jan. 14, 2005 | USB | Deferred Compensation Plan Participation | Common Stock (2,319) | — | — | 2,319 | Acquired |
| Jan. 20, 2004 | USB | Non-Employee Director Stock Option (Right to Buy) | Common Stock (5,882) | $28.50 | Jan. 20, 2014 | 5,882 | Acquired |
| Jan. 20, 2004 | USB | Restricted Stock Units | Common Stock (1,882) | — | — | 1,882 | — |
| Jan. 15, 2004 | USB | Deferred Compensation Plan Participation | Common Stock (2,107) | — | — | 2,107 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 17, 2004 | AEE | Common Stock, $.01 Par Value | 0 | Direct |