Paul B Middleton
CIK 1224978 · View on SEC EDGAR ↗
First SEC filing: May 7, 2009 · Latest: May 7, 2009
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 9, 2025 | PLUG | P | 650,000 | $1.03 | $669,500 | 2,558,064 Direct | +34.07% | Acquired | 118.4% (price as of 2026-08-20) |
| May 16, 2025 | PLUG | P | 350,000 | $0.72 | $252,000 | 1,908,064 Direct | +22.46% | Acquired | 212.5% (price as of 2026-08-20) |
| Dec. 24, 2020 | PLUG | S 10b5-1 | 216,667 | $35.13 | $7,611,512 | 199,990 Direct | -52.00% | Disposed | -93.6% (price as of 2026-08-20) |
| Oct. 12, 2020 | PLUG | S 10b5-1 | 697,066 | $18.49 | $12,888,750 | 199,990 Direct | -77.71% | Disposed | -87.8% (price as of 2026-08-20) |
| Aug. 10, 2020 | PLUG | S 10b5-1 | 550,000 | $12.00 | $6,600,000 | 68,983 Direct | -88.86% | Disposed | -81.3% (price as of 2026-08-20) |
| July 6, 2020 | PLUG | S 10b5-1 | 250,000 | $10.00 | $2,500,000 | 68,983 Direct | -78.37% | Disposed | -77.5% (price as of 2026-08-20) |
| Aug. 4, 2014 | ROG | S | 605 | $58.33 | $35,290 | 1,861 Direct | -24.53% | Disposed | 121.1% (price as of 2026-08-20) |
| March 3, 2014 | ROG | S | 1,750 | $63.26 | $110,705 | 2,573 Direct | -40.48% | Disposed | 103.9% (price as of 2026-08-20) |
| Feb. 26, 2014 | ROG | S | 6,200 | $63.53 | $393,886 | 2,573 Direct | -70.67% | Disposed | 103.0% (price as of 2026-08-20) |
| Nov. 27, 2013 | ROG | S | 5,750 | $62.43 | $358,972 | 1,750 Direct | -76.67% | Disposed | 106.6% (price as of 2026-08-20) |
| Nov. 26, 2013 | ROG | S | 2,941 | $61.88 | $181,989 | 1,750 Direct | -62.69% | Disposed | 108.5% (price as of 2026-08-20) |
| Nov. 7, 2013 | ROG | S | 2,959 | $60.84 | $180,026 | 1,750 Direct | -62.84% | Disposed | 112.0% (price as of 2026-08-20) |
| Nov. 7, 2013 | ROG | S | 200 | $62.71 | $12,542 | 1,750 Direct | -10.26% | Disposed | 105.7% (price as of 2026-08-20) |
Showing latest 100 of 262 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 25, 2026 | PLUG | Stock Option (Right to Buy) [F3] | Common Stock (510,204) | $2.57 | June 25, 2036 | 510,204 | Acquired |
| April 26, 2024 | PLUG | Stock Option (Right to Buy) [F1] | Common Stock (750,000) | $2.41 | April 26, 2031 | 750,000 | Acquired |
| May 18, 2023 | PLUG | Performance Stock Option (Right to Buy) [F1] | Common Stock (750,000) | $7.87 | May 18, 2030 | 750,000 | Acquired |
| Sept. 22, 2021 | PLUG | Performance Stock Option (Right to Buy) [F1] | Common Stock (2,000,000) | $26.92 | Sept. 22, 2028 | 2,000,000 | Acquired |
| Aug. 28, 2021 | PLUG | Restricted Stock Unit | Common Stock (66,667) | — | — | 66,667 | Disposed |
| Aug. 19, 2021 | PLUG | Restricted Stock Unit | Common Stock (83,334) | — | — | 83,334 | Disposed |
| Dec. 24, 2020 | PLUG | Stock Option (Right to Buy) | Common Stock (133,333) | $1.96 | Aug. 28, 2028 | 133,333 | Disposed |
| Dec. 24, 2020 | PLUG | Stock Option (Right to Buy) | Common Stock (41,667) | $2.62 | Aug. 19, 2029 | 41,667 | Disposed |
| Dec. 24, 2020 | PLUG | Stock Option (Right to Buy) | Common Stock (41,667) | $2.23 | Aug. 19, 2029 | 41,667 | Disposed |
| Oct. 12, 2020 | PLUG | Stock Option (Right to Buy) | Common Stock (550,000) | $2.14 | Aug. 31, 2027 | 550,000 | Disposed |
| Sept. 28, 2020 | PLUG | Stock Option (Right to Buy) | Common Stock (100,000) | $15.51 | Sept. 28, 2030 | 100,000 | Acquired |
| Sept. 28, 2020 | PLUG | Stock Option (Right to Buy) | Common Stock (100,000) | $13.20 | Sept. 28, 2030 | 100,000 | Acquired |
| Aug. 28, 2020 | PLUG | Restricted Stock Unit | Common Stock (66,666) | — | — | 66,666 | Disposed |
| Aug. 19, 2020 | PLUG | Restricted Stock Unit | Common Stock (83,333) | — | — | 83,333 | Disposed |
| Aug. 10, 2020 | PLUG | Stock Option (Right to Buy) | Common Stock (300,000) | $1.72 | Aug. 9, 2026 | 300,000 | Disposed |
| Aug. 10, 2020 | PLUG | Stock Option (Right to Buy) | Common Stock (250,000) | $2.43 | July 23, 2025 | 250,000 | Disposed |
| July 6, 2020 | PLUG | Stock Option (Right to Buy) | Common Stock (250,000) | $3.54 | Dec. 1, 2024 | 250,000 | Acquired |
| Aug. 28, 2019 | PLUG | Restricted Stock Unit | Common Stock (66,667) | — | — | 66,667 | Disposed |
| Aug. 19, 2019 | PLUG | Restricted Stock Unit | Common Stock (250,000) | — | — | 250,000 | Acquired |
| Aug. 19, 2019 | PLUG | Stock Option (right to buy) | Common Stock (125,000) | $2.62 | Aug. 19, 2029 | 125,000 | Acquired |
| Aug. 19, 2019 | PLUG | Stock Option (right to buy) | Common Stock (125,000) | $2.23 | Aug. 19, 2029 | 125,000 | Acquired |
| Aug. 28, 2018 | PLUG | Restricted Stock Unit | Common Stock (200,000) | — | — | 200,000 | Acquired |
| Aug. 28, 2018 | PLUG | Stock Option (right to buy) | Common Stock (200,000) | $1.96 | Aug. 28, 2028 | 200,000 | Acquired |
| Dec. 1, 2017 | PLUG | Restricted Stock Units | Common Stock (13,332) | $1.31 | — | 13,332 | Disposed |
| Aug. 31, 2017 | PLUG | Stock Option (right to buy) | Common Stock (550,000) | $2.14 | Aug. 31, 2027 | 550,000 | Acquired |
| Dec. 1, 2016 | PLUG | Restricted Stock Units | Common Stock (13,322) | $1.31 | — | 13,334 | Disposed |
| Aug. 9, 2016 | PLUG | Stock Option (right to buy) | Common Stock (300,000) | $1.72 | Aug. 9, 2016 | 300,000 | Acquired |
| Dec. 1, 2015 | PLUG | Restricted Stock Units | Common Stock (13,334) | — | — | 13,334 | Disposed |
| Dec. 1, 2015 | PLUG | Restricted Stock Units | Common Stock (13,334) | — | — | 13,334 | Disposed |
| Dec. 1, 2014 | PLUG | Restricted Stock Unit | Common Stock (40,000) | — | Dec. 1, 2024 | 40,000 | Acquired |
| Dec. 1, 2014 | PLUG | Stock Option | Common Stock (250,000) | $3.54 | Dec. 1, 2024 | 250,000 | Acquired |
| March 3, 2014 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (1,750) | $24.20 | Feb. 10, 2020 | 1,750 | Disposed |
| Feb. 26, 2014 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (6,200) | $52.51 | Feb. 14, 2017 | 6,200 | Disposed |
| Nov. 27, 2013 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (5,750) | $48.00 | Feb. 15, 2016 | 5,750 | Disposed |
| Nov. 26, 2013 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (2,941) | $58.85 | April 29, 2014 | 2,941 | Disposed |
| Nov. 7, 2013 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (200) | $59.85 | April 29, 2014 | 200 | Disposed |
| Nov. 7, 2013 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (900) | $59.85 | April 29, 2014 | 900 | Disposed |
| Nov. 7, 2013 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (2,959) | $58.85 | April 29, 2014 | 2,959 | Disposed |
| Aug. 9, 2013 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (3,317) | $31.31 | Feb. 14, 2018 | 3,317 | Disposed |
| Feb. 25, 2013 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (6,400) | $23.86 | Feb. 11, 2019 | 6,400 | Disposed |
| Nov. 7, 2012 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (2,500) | $23.86 | Feb. 11, 2019 | 2,500 | Disposed |
| Aug. 8, 2012 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (2,000) | $23.86 | Feb. 11, 2019 | 2,000 | Disposed |
| May 31, 2012 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (2,500) | $23.86 | Feb. 11, 2019 | 2,500 | Disposed |
| Feb. 9, 2012 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (1,600) | $41.27 | Feb. 9, 2022 | 1,600 | Acquired |
| Aug. 3, 2011 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (6,633) | $31.31 | Feb. 14, 2018 | 6,633 | Disposed |
| May 12, 2011 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (900) | $47.89 | May 12, 2021 | 900 | Acquired |
| May 6, 2011 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (12,000) | $34.83 | April 28, 2015 | 12,000 | Disposed |
| May 6, 2011 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (5,334) | $38.53 | Oct. 29, 2013 | 5,334 | Disposed |
| Feb. 10, 2010 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (1,750) | $24.20 | Feb. 10, 2020 | 1,750 | Acquired |
| May 7, 2009 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (13,400) | $23.86 | Feb. 11, 2019 | 13,400 | Acquired |
| Aug. 4, 2008 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (2,667) | $26.11 | Oct. 23, 2012 | 2,667 | Disposed |
| Feb. 14, 2008 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (9,950) | $31.31 | Feb. 14, 2018 | 9,950 | Acquired |
| Feb. 14, 2007 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (6,200) | $52.51 | Feb. 14, 2017 | 6,200 | Acquired |
| April 24, 2006 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (1,447) | $38.53 | Oct. 29, 2013 | 1,447 | Disposed |
| April 24, 2006 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (1,219) | $38.53 | Oct. 29, 2013 | 1,219 | Disposed |
| April 24, 2006 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (2,667) | $26.11 | Oct. 23, 2012 | 2,667 | Disposed |
| April 24, 2006 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (5,000) | $31.80 | Dec. 12, 2011 | 5,000 | Disposed |
| Feb. 15, 2006 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (5,750) | $48.00 | Feb. 15, 2016 | 5,750 | Acquired |
| April 28, 2005 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (12,000) | $34.83 | April 28, 2015 | 12,000 | Acquired |
| March 21, 2005 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (2,666) | $26.11 | Oct. 23, 2012 | 2,666 | Disposed |
| Oct. 29, 2003 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (1,591) | $38.53 | Oct. 29, 2013 | 1,591 | Acquired |
| Oct. 29, 2003 | ROG | Employee Stock Option (Right to Buy) | Capital (Common) Stock (6,409) | $38.53 | Oct. 29, 2013 | 6,409 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
PLUG
EVP| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2023 | $400,000 | — | — | $3,242,500 | — | — | $17,805 | $3,660,305 |
| 2022 | $400,000 | — | — | — | — | — | $16,555 | $416,555 |
| 2021 | $392,692 | — | — | $25,400,000 | $364,000 | — | $15,805 | $26,172,497 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.