Paul Jude Tonna

Insider

First SEC filing: July 1, 2014 · Latest: July 1, 2014

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 23, 2017	BRTX	A	125,000	—	—	125,000 Direct	—	Acquired	(price as of 2026-08-21)
March 1, 2017	BRTX	A	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-21)
March 1, 2017	BRTX	A	30,000	$3.00	$90,000	36,000 Direct	+500.00%	Acquired	-100.0% (price as of 2026-08-21)
Feb. 14, 2017	BRTX	A	60,000	—	—	60,000 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 14, 2017	BRTX	D	60,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 14, 2017	BRTX	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 14, 2017	BRTX	D	25,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 14, 2017	BRTX	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 14, 2017	BRTX	D	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 10, 2016	BRTX	A	64,000	—	—	64,000 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 22, 2015	BRTX	A	60,000	—	—	60,000 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 23, 2014	BRTX	A	500,000	—	—	500,000 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 1, 2014	BRTX	P	2,000	—	—	2,000 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 1, 2014	BRTX	P	28,000	—	—	28,000 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 1, 2014	BRTX	P	120,000	$0.25	$30,000	120,000 Direct	—	Acquired	-100.0% (price as of 2026-08-21)
June 27, 2014	BRTX	A	300,000	—	—	300,000 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 23, 2017	BRTX	Stock Option	Common Stock (125,000)	$3.35	June 23, 2027	125,000	Acquired
March 1, 2017	BRTX	Warrant	Common Stock (30,000)	$4.00	March 1, 2022	30,000	Acquired
Feb. 14, 2017	BRTX	Option	Common Stock (60,000)	$4.70	Sept. 4, 2025	60,000	Acquired
Feb. 14, 2017	BRTX	Option	Common Stock (60,000)	$7.00	Sept. 4, 2025	60,000	Disposed
Feb. 14, 2017	BRTX	Option	Common Stock (25,000)	$4.70	Oct. 23, 2024	25,000	Acquired
Feb. 14, 2017	BRTX	Option	Common Stock (25,000)	$6.60	Oct. 23, 2024	25,000	Disposed
Feb. 14, 2017	BRTX	Option	Common Stock (15,000)	$4.70	June 27, 2024	15,000	Acquired
Feb. 14, 2017	BRTX	Option	Common Stock (15,000)	$5.70	June 27, 2024	15,000	Disposed
June 10, 2016	BRTX	Option	Common Stock (64,000)	$3.73	June 10, 2026	64,000	Acquired
Dec. 22, 2015	BRTX	Option	Common Stock (60,000)	$7.00	Sept. 4, 2025	60,000	Acquired
Oct. 23, 2014	BRTX	Option	Common Stock (500,000)	$0.33	Oct. 23, 2024	500,000	Acquired
Aug. 1, 2014	BRTX	Warrant	Common Stock (2,000)	$0.75	July 31, 2019	2,000	Acquired
Aug. 1, 2014	BRTX	Warrant	Common Stock (28,000)	$0.75	July 11, 2019	28,000	Acquired
June 27, 2014	BRTX	Option	Common Stock (300,000)	$0.28	June 27, 2024	300,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 1, 2014	BRTX	No securities are beneficially owned	0	Direct