Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 30, 2015 GKOS C 20,226 · · 0 Indirect -100.00% Disposed (price as of 2026-10-02)
June 30, 2015 GKOS C 1,109,717 · · 0 Indirect -100.00% Disposed (price as of 2026-10-02)
June 30, 2015 GKOS C 33,951 · · 0 Indirect -100.00% Disposed (price as of 2026-10-02)
June 30, 2015 GKOS C 1,862,784 · · 0 Indirect -100.00% Disposed (price as of 2026-10-02)
June 30, 2015 GKOS C 54,177 · · 54,177 Indirect · Acquired (price as of 2026-10-02)
June 30, 2015 GKOS C 2,972,501 · · 2,972,501 Indirect · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 30, 2015 GKOS Series F Convertible Preferred Stock Common Stock (20,226) · · 20,226 Disposed
June 30, 2015 GKOS Series F Convertible Preferred Stock Common Stock (1,109,717) · · 1,109,717 Disposed
June 30, 2015 GKOS Series E Convertible Preferred Stock Common Stock (33,951) · · 33,951 Disposed
June 30, 2015 GKOS Series E Convertible Preferred Stock Common Stock (1,862,784) · · 1,862,784 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 24, 2015 GKOS Series E Convertible Preferred Stock→ Common Stock (1,862,784) 1,862,784 Indirect
June 24, 2015 GKOS Series E Convertible Preferred Stock→ Common Stock (33,951) 33,951 Indirect
June 24, 2015 GKOS Series F Convertible Preferred Stock→ Common Stock (1,109,717) 1,109,717 Indirect
June 24, 2015 GKOS Series F Convertible Preferred Stock→ Common Stock (20,226) 20,226 Indirect