Insider at

04

Insider transactions

05
0 buys (P) 6 sells (S) Net: $-3,662,779 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
April 15, 2026 SCHW S 10b5-1 7,941 $100.00 $794,100 29,866 Indirect -21.00% Disposed -3.3% (price as of 2026-10-02)
April 14, 2026 SCHW S 10b5-1 7,942 $98.00 $778,316 29,866 Indirect -21.01% Disposed -1.3% (price as of 2026-10-02)
March 3, 2026 SCHW S 3,626 $94.41 $342,331 32,366 Indirect -10.07% Disposed 2.4% (price as of 2026-10-02)
March 3, 2026 SCHW S 2,500 $94.89 $237,225 29,866 Indirect -7.72% Disposed 1.9% (price as of 2026-10-02)
March 2, 2026 SCHW S 10b5-1 7,942 $94.23 $748,375 43,934 Indirect -15.31% Disposed 2.6% (price as of 2026-10-02)
March 2, 2026 SCHW S 7,942 $96.00 $762,432 35,992 Indirect -18.08% Disposed 0.7% (price as of 2026-10-02)
Oct. 1, 2025 SCHW S 10b5-1 1,913 $93.04 $177,986 36,070 Indirect -5.04% Disposed 3.9% (price as of 2026-10-02)
Oct. 1, 2025 SCHW S 10b5-1 1,292 $93.74 $121,112 34,778 Indirect -3.58% Disposed 3.2% (price as of 2026-10-02)
Sept. 2, 2025 SCHW S 10b5-1 3,205 $95.20 $305,116 37,983 Indirect -7.78% Disposed 1.6% (price as of 2026-10-02)
Aug. 1, 2025 SCHW S 10b5-1 3,290 $96.06 $316,037 41,188 Indirect -7.40% Disposed 0.7% (price as of 2026-10-02)
July 1, 2025 SCHW S 3,290 $90.95 $299,226 35,864 Indirect -8.40% Disposed 6.3% (price as of 2026-10-02)
June 18, 2025 SCHW S 10,129 $90.01 $911,711 39,154 Indirect -20.55% Disposed 7.4% (price as of 2026-10-02)
June 2, 2025 SCHW S 3,290 $87.68 $288,467 39,154 Indirect -7.75% Disposed 10.3% (price as of 2026-10-02)
May 8, 2025 SCHW S 8,613 $85.00 $732,105 42,444 Indirect -16.87% Disposed 13.8% (price as of 2026-10-02)
May 1, 2025 SCHW S 10b5-1 8,614 $82.00 $706,348 45,824 Indirect -15.82% Disposed 17.9% (price as of 2026-10-02)
May 1, 2025 SCHW S 10b5-1 3,380 $81.15 $274,287 42,444 Indirect -7.38% Disposed 19.2% (price as of 2026-10-02)
April 1, 2025 SCHW S 2,980 $77.36 $230,533 46,224 Indirect -6.06% Disposed 25.0% (price as of 2026-10-02)
April 1, 2025 SCHW S 400 $77.96 $31,184 45,824 Indirect -0.87% Disposed 24.0% (price as of 2026-10-02)
March 24, 2025 SCHW S 10b5-1 8,614 $80.00 $689,120 49,204 Indirect -14.90% Disposed 20.9% (price as of 2026-10-02)
March 5, 2025 SCHW S 9,887 $75.38 $745,282 47,931 Indirect -17.10% Disposed 28.3% (price as of 2026-10-02)
March 3, 2025 SCHW S 3,380 $79.32 $268,102 57,818 Indirect -5.52% Disposed 21.9% (price as of 2026-10-02)
Aug. 1, 2024 SCHW S 1,150 $65.20 $74,980 61,887 Indirect -1.82% Disposed 48.3% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
April 15, 2026 SCHW Nonqualified Stock Option (right to buy) Common Stock (7,941) $52.05 March 1, 2028 7,941 Disposed
April 14, 2026 SCHW Nonqualified Stock Option (right to buy) Common Stock (7,942) $52.05 March 1, 2028 7,942 Disposed
March 2, 2026 SCHW Nonqualified Stock Option (right to buy) Common Stock (15,189) $95.49 March 2, 2036 15,189 Acquired
March 2, 2026 SCHW Nonqualified Stock Option (right to buy) Common Stock (15,884) $52.05 March 1, 2028 15,884 Disposed
June 18, 2025 SCHW Nonqualified Stock Option (right to buy) Common Stock (10,129) $46.81 March 1, 2029 10,129 Disposed
May 8, 2025 SCHW Nonqualified Stock Option (right to buy) Common Stock (8,613) $41.98 March 2, 2030 8,613 Disposed
May 1, 2025 SCHW Nonqualified Stock Option (right to buy) Common Stock (8,614) $41.98 March 2, 2030 8,614 Disposed
March 24, 2025 SCHW Nonqualified Stock Option (right to buy) Common Stock (8,614) $41.98 March 2, 2030 8,614 Disposed
March 3, 2025 SCHW Nonqualified Stock Option (right to buy) Common Stock (20,064) $78.12 March 3, 2035 20,064 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Aug. 2, 2024 SCHW Common Stock 25,153 Direct
Aug. 2, 2024 SCHW Common Stock 63,036 Indirect
Aug. 2, 2024 SCHW Common Stock 7,106 Indirect
Aug. 2, 2024 SCHW Common Stock 1,138 Indirect
Aug. 2, 2024 SCHW Common Stock 1,138 Indirect
Aug. 2, 2024 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (31,767) 31,767 Direct
Aug. 2, 2024 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (20,260) 20,260 Direct
Aug. 2, 2024 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (25,841) 25,841 Direct
Aug. 2, 2024 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (25,433) 25,433 Direct
Aug. 2, 2024 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (17,890) 17,890 Direct
Aug. 2, 2024 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (19,152) 19,152 Direct
Aug. 2, 2024 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (22,002) 22,002 Direct