Penny Herscher

CIK 1232019 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 9, 2021 · Latest: Feb. 9, 2021

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Insider at

Insider transactions

0 buys (P) 9 sells (S) Net: $-4,985,726 + 65 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

65 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 12, 2026 LITE S 812 $594.42 $482,669 5,245 Direct -13.41% Disposed 38.0% (price as of 2026-08-20)
Feb. 12, 2026 LITE S 419 $595.19 $249,385 4,826 Direct -7.99% Disposed 37.9% (price as of 2026-08-20)
Feb. 12, 2026 LITE S 1,037 $596.28 $618,342 3,789 Direct -21.49% Disposed 37.6% (price as of 2026-08-20)
Feb. 12, 2026 LITE S 427 $597.90 $255,303 3,362 Direct -11.27% Disposed 37.2% (price as of 2026-08-20)
Feb. 12, 2026 LITE S 363 $599.01 $217,441 2,999 Direct -10.80% Disposed 37.0% (price as of 2026-08-20)
Feb. 12, 2026 LITE S 434 $600.04 $260,417 2,565 Direct -14.47% Disposed 36.7% (price as of 2026-08-20)
Feb. 12, 2026 LITE S 349 $601.17 $209,808 2,216 Direct -13.61% Disposed 36.5% (price as of 2026-08-20)
Feb. 12, 2026 LITE S 159 $602.63 $95,818 2,057 Direct -7.18% Disposed 36.2% (price as of 2026-08-20)
Feb. 6, 2026 LITE S 4,849 $535.48 $2,596,543 6,057 Direct -44.46% Disposed 53.2% (price as of 2026-08-20)
Nov. 16, 2020 LITE S 10b5-1 1,626 $82.38 $133,950 38,991 Direct -4.00% Disposed 896.0% (price as of 2026-08-20)
Nov. 18, 2019 LITE S 1,207 $68.87 $83,126 40,617 Direct -2.89% Disposed 1091.4% (price as of 2026-08-20)
Oct. 2, 2017 RMBS S 10b5-1 6,437 $13.44 $86,513 26,145 Indirect -19.76% Disposed 579.9% (price as of 2026-08-20)
Nov. 28, 2016 RMBS S 30,000 $13.56 $406,800 32,582 Indirect -47.94% Disposed 573.9% (price as of 2026-08-20)
Oct. 3, 2016 RMBS S 10b5-1 6,809 $12.43 $84,636 62,582 Indirect -9.81% Disposed 635.2% (price as of 2026-08-20)
Oct. 1, 2015 RMBS S 10b5-1 6,709 $11.66 $78,227 55,773 Indirect -10.74% Disposed 683.7% (price as of 2026-08-20)
Nov. 18, 2014 VIAV S 10b5-1 1,732 $13.27 $22,984 50,753 Direct -3.30% Disposed 411.1% (price as of 2026-08-20)
Oct. 3, 2014 RMBS S 10b5-1 8,265 $12.21 $100,916 49,064 Indirect -14.42% Disposed 648.4% (price as of 2026-08-20)
Dec. 3, 2013 VIAV S 10b5-1 1,146 $11.97 $13,718 39,904 Direct -2.79% Disposed 466.6% (price as of 2026-08-20)
Nov. 19, 2013 VIAV S 10b5-1 1,732 $12.04 $20,853 38,186 Direct -4.34% Disposed 463.3% (price as of 2026-08-20)
Oct. 1, 2013 RMBS S 10b5-1 10,000 $9.53 $95,300 16,530 Direct -37.69% Disposed 858.9% (price as of 2026-08-20)
Dec. 4, 2012 VIAV S 10b5-1 1,146 $12.29 $14,084 30,864 Direct -3.58% Disposed 451.9% (price as of 2026-08-20)
Nov. 20, 2012 VIAV S 10b5-1 1,732 $10.87 $18,827 29,146 Direct -5.61% Disposed 524.0% (price as of 2026-08-20)
Nov. 13, 2012 VIAV S 10b5-1 2,077 $11.07 $22,992 26,549 Direct -7.26% Disposed 512.7% (price as of 2026-08-20)
Dec. 2, 2011 VIAV S 10b5-1 1,145 $11.14 $12,755 23,434 Direct -4.66% Disposed 508.8% (price as of 2026-08-20)
Nov. 15, 2011 VIAV S 10b5-1 4,493 $11.90 $53,467 21,716 Direct -17.14% Disposed 469.9% (price as of 2026-08-20)
Oct. 4, 2011 RMBS S 10b5-1 3,836 $14.44 $55,392 14,187 Indirect +37.06% Acquired 532.8% (price as of 2026-08-20)
Oct. 3, 2011 RMBS P 10b5-1 11,612 — — 11,612 Direct — Acquired (price as of 2026-08-20)
July 22, 2011 VIAV S 10b5-1 2,400 $14.94 $35,856 14,978 Direct -13.81% Disposed 354.0% (price as of 2026-08-20)
Feb. 17, 2011 VIAV S 11,000 $26.75 $294,250 11,377 Direct -49.16% Disposed 153.5% (price as of 2026-08-20)
Nov. 16, 2010 VIAV S 10b5-1 2,415 $11.46 $27,676 22,377 Direct -9.74% Disposed 491.8% (price as of 2026-08-20)
Nov. 12, 2010 VIAV S 10b5-1 2,076 $11.64 $24,165 18,754 Direct -9.97% Disposed 482.7% (price as of 2026-08-20)
Oct. 4, 2010 RMBS S 10b5-1 3,978 $20.50 $81,549 10,351 Indirect -27.76% Disposed 345.8% (price as of 2026-08-20)
July 22, 2010 VIAV S 10b5-1 2,400 $10.53 $25,272 15,638 Direct -13.31% Disposed 544.1% (price as of 2026-08-20)
Feb. 2, 2010 RMBS S 10b5-1 8,000 $22.68 $181,440 4,383 Indirect -64.60% Disposed 302.9% (price as of 2026-08-20)
Nov. 3, 2003 CDNS S 10b5-1 10,000 $15.39 $153,900 195,054 Direct -4.88% Disposed 1949.3% (price as of 2026-08-20)

Showing latest 100 of 101 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 8, 2014 VIAV Restricted Stock Unit Common Stock (11,297) $0.00 — 11,297 Acquired
Nov. 17, 2014 VIAV Restricted Stock Unit Common Stock (4,329) $0.00 — 4,329 Disposed
Nov. 15, 2014 VIAV Restricted Stock Unit Common Stock (4,726) $0.00 — 4,726 Disposed
Nov. 14, 2014 VIAV Restricted Stock Unit Common Stock (3,526) $0.00 — 3,526 Disposed
Dec. 1, 2013 VIAV Restricted Stock Unit Common Stock (2,864) $0.00 — 2,864 Disposed
Nov. 17, 2013 VIAV Restricted Stock Unit Common Stock (4,329) $0.00 — 4,329 Disposed
Nov. 15, 2013 VIAV Restricted Stock Unit Common Stock (4,725) $0.00 — 4,725 Disposed
Nov. 14, 2013 VIAV Restricted Stock Unit Common Stock (10,578) $0.00 — 10,578 Acquired
Dec. 1, 2012 VIAV Restricted Stock Unit Common Stock (2,864) $0.00 — 2,864 Disposed
Nov. 17, 2012 VIAV Restricted Stock Unit Common Stock (4,329) $0.00 — 4,329 Disposed
Nov. 15, 2012 VIAV Restricted Stock Unit Common Stock (14,177) $0.00 — 14,177 Acquired
Nov. 12, 2012 VIAV Restricted Stock Unit Common Stock (5,192) $0.00 — 5,192 Disposed
Dec. 1, 2011 VIAV Restricted Stock Unit Common Stock (2,863) $0.00 — 2,863 Disposed
Nov. 17, 2011 VIAV Restricted Stock Unit Common Stock (12,987) $0.00 — 12,987 Acquired
Nov. 13, 2011 VIAV Restricted Stock Unit Common Stock (6,039) $0.00 — 6,039 Disposed
Nov. 12, 2011 VIAV Restricted Stock Unit Common Stock (5,192) $0.00 — 5,192 Disposed
July 21, 2011 VIAV Restricted Stock Unit Common Stock (1,500) $0.00 — 1,500 Disposed
July 21, 2011 VIAV Restricted Stock Unit Common Stock (4,501) $0.00 — 4,501 Disposed
Dec. 1, 2010 VIAV Restricted Stock Unit Common Stock (8,591) $0.00 — 8,591 Acquired
Nov. 13, 2010 VIAV Restricted Stock Unit Common Stock (6,038) $0.00 — 6,038 Disposed
Nov. 12, 2010 VIAV Restricted Stock Unit Common Stock (5,192) $0.00 — 5,192 Disposed
July 21, 2010 VIAV Restricted Stock Unit Common Stock (1,500) $0.00 — 1,500 Disposed
July 21, 2010 VIAV Restricted Stock Unit Common Stock (4,500) $0.00 — 4,500 Disposed
Nov. 13, 2009 VIAV Restricted Stock Unit Common Stock (6,038) $0.00 — 6,038 Disposed
Nov. 12, 2009 VIAV Restricted Stock Unit Common Stock (15,576) $0.00 — 15,576 Acquired
July 21, 2009 VIAV Restricted Stock Unit Common Stock (4,500) $0.00 — 4,500 Disposed
July 21, 2009 VIAV Restricted Stock Unit Common Stock (1,500) $0.00 — 1,500 Disposed
Nov. 13, 2008 VIAV Restricted Stock Unit Common Stock (18,115) $0.00 — 18,115 Acquired
Oct. 1, 2007 RMBS Director Stock Option Common (20,000) $19.63 Oct. 1, 2017 20,000 Acquired
July 12, 2006 RMBS Director Stock Option #1 Common Stock (40,000) $22.36 July 12, 2016 40,000 Acquired
July 12, 2006 RMBS Director Stock Option #1 Common Stock (40,000) $22.36 July 12, 2010 40,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 9, 2021 LITE Common Stock 2,163 Direct
Aug. 7, 2015 LITE Common Stock 0 Direct
July 23, 2008 VIAV Restricted Stock Unit→ Common Stock (13,501) 13,501 Direct
July 23, 2008 VIAV Restricted Stock Unit→ Common Stock (4,500) 4,500 Direct
July 14, 2006 RMBS No Securities Owned 0 Direct