PEQUOT CAPITAL MANAGEMENT INC
CIK 1071955 · View on SEC EDGAR ↗
Insider
First SEC filing: July 2, 2009 · Latest: July 2, 2009
On this page
- Institution The 13F filer entity this person is associated with.
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
Institution
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 50 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
50 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 4, 2008 | 1071955 | P | 81,783,811 | — | — | 81,783,811 Indirect | — | Acquired | |
| Aug. 4, 2008 | 1071955 | P | 112,743,812 | $1118000.00 | $126,047,581,816,000 | 131,097,456 Indirect | +614.29% | Acquired | |
| July 11, 2008 | 1071955 | P | 13,313,644 | — | — | 13,313,644 Indirect | — | Acquired | |
| July 11, 2008 | 1071955 | P | 18,353,644 | $182000.00 | $3,340,363,208,000 | 18,353,644 Indirect | — | Acquired | |
| Sept. 1, 2005 | 1071955 | S | 737,223 | $1.00 | $737,223 | 0 Indirect | -100.00% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 30, 2009 | 1071955 | Common Stock Warrant (right to buy) | Common Stock (116,591,222) | — | Aug. 4, 2013 | 116,591,222 | Disposed |
| June 30, 2009 | 1071955 | Common Stock Warrant (right to buy) | Common Stock (13,313,644) | — | July 10, 2013 | 13,313,644 | Disposed |
| Aug. 20, 2008 | 1071955 | Warrants for Common Stock | Common Stock | — | Nov. 22, 2009 | 25,499 | Disposed |
| Aug. 20, 2008 | 1071955 | Warrants for Common Stock | Common Stock | — | July 25, 2011 | 59,472 | Disposed |
| Aug. 20, 2008 | 1071955 | Warrants for Common Stock | Common Stock | — | May 24, 2011 | 75,062 | Disposed |
| Aug. 20, 2008 | 1071955 | Warrants for Common Stock | Common Stock | — | March 29, 2011 | 10,349 | Disposed |
| Aug. 20, 2008 | 1071955 | Warrants for Common Stock | Common Stock | — | March 29, 2011 | 30,248 | Disposed |
| Aug. 20, 2008 | 1071955 | Warrants for Common Stock | Common Stock | — | July 7, 2009 | 8,410 | Disposed |
| Aug. 20, 2008 | 1071955 | Warrants for Common Stock | Common Stock | — | June 29, 2009 | 14,153 | Disposed |
| Aug. 20, 2008 | 1071955 | Warrants for Common Stock | Common Stock | — | March 11, 2009 | 18,460 | Disposed |
| Aug. 20, 2008 | 1071955 | Warrants for Common Stock | Common Stock | — | Dec. 9, 2008 | 25,641 | Disposed |
| Aug. 20, 2008 | 1071955 | Warrants for Common Stock | Common Stock | — | Dec. 7, 2008 | 25,641 | Disposed |
| Aug. 20, 2008 | 1071955 | Warrants for Common Stock | Common Stock | — | Sept. 16, 2008 | 26,666 | Disposed |
| Aug. 20, 2008 | 1071955 | Preferred Stock Warrants (right to buy) | Preferred Stock | — | June 16, 2012 | 4,301 | Disposed |
| Aug. 20, 2008 | 1071955 | Preferred Stock Warrants (right to buy) | Preferred Stock | — | June 11, 2012 | 48,889 | Disposed |
| Aug. 20, 2008 | 1071955 | Preferred Stock Warrants (right to buy) | Preferred Stock | — | March 29, 2012 | 26,144 | Disposed |
| Aug. 20, 2008 | 1071955 | 8.5% Subordinated Promissory Notes | Preferred Stock | — | — | 250,000 | Disposed |
| Aug. 20, 2008 | 1071955 | 8.5% Subordinated Promissory Notes | Preferred Stock | — | — | 2,750,000 | Disposed |
| Aug. 20, 2008 | 1071955 | 8.5% Subordinated Promissory Notes | Preferred Stock | — | — | 2,500,000 | Disposed |
| Aug. 20, 2008 | 1071955 | Series A-8 Preferred Stock | Common Stock | — | — | 780,569 | Disposed |
| Aug. 20, 2008 | 1071955 | Series A-7 Preferred Stock | Common Stock | — | — | 4,050,255 | Disposed |
| Aug. 20, 2008 | 1071955 | Series A-6 Preferred Stock | Common Stock | — | — | 2,160,729 | Disposed |
| Aug. 20, 2008 | 1071955 | Series A-5 Preferred Stock | Common Stock | — | — | 2,943,165 | Disposed |
| Aug. 20, 2008 | 1071955 | Series A-4 Preferred Stock | Common Stock | — | — | 5,739,945 | Disposed |
| Aug. 20, 2008 | 1071955 | Series A-3 Preferred Stock | Common Stock | — | — | 2,164,092 | Disposed |
| Aug. 20, 2008 | 1071955 | Series A-2 Preferred Stock | Common Stock | — | — | 2,250,656 | Disposed |
| Aug. 20, 2008 | 1071955 | Series A-1 Preferred Stock | Common Stock | — | — | 3,663,859 | Disposed |
| Aug. 20, 2008 | FA | Warrant | Class A Common Stock | $12.06 | June 5, 2011 | 41,462 | Disposed |
| Aug. 20, 2008 | FA | Stock Option (Right-to-Buy) | Class A Common Stock | $50.25 | July 25, 2011 | 2,000 | Disposed |
| Aug. 20, 2008 | FA | Stock Option (Right-to-Buy) | Class A Common Stock | $46.25 | Sept. 7, 2010 | 2,829 | Disposed |
| Aug. 20, 2008 | FA | Stock Option (Right-to-Buy) | Class A Common Stock | $14.50 | July 17, 2012 | 1,000 | Disposed |
| Aug. 4, 2008 | 1071955 | Common Stock Warrant (right to buy) [F3] | Common Stock | $0.02 | Aug. 4, 2013 | 81,783,811 | Acquired |
| July 11, 2008 | 1071955 | Common Stock Warrant (right to buy) | Common Stock | $0.02 | Aug. 4, 2013 | 25,770,702 | Acquired |
| July 11, 2008 | 1071955 | Common Stock Warrant (right to buy) | Common Stock | $0.02 | Aug. 4, 2013 | 10,229,299 | Acquired |
| July 11, 2008 | 1071955 | Common Stock Warrant (right to buy) [F6] | Common Stock | $0.02 | July 10, 2013 | 13,313,644 | Acquired |
| July 11, 2008 | 1071955 | Common Stock Warrant (right to buy) [F5] | Common Stock | $0.02 | Jan. 24, 2013 | 25,770,702 | Acquired |
| July 11, 2008 | 1071955 | Common Stock Warrant (right to buy) [F5] | Common Stock | $0.38 | Jan. 24, 2013 | 10,144,389 | Disposed |
| July 11, 2008 | 1071955 | Common Stock Warrant (right to buy) [F4] | Common Stock | $0.02 | Sept. 30, 2012 | 10,229,299 | Acquired |
| July 11, 2008 | 1071955 | Common Stock Warrant (right to buy) [F4] | Common Stock | $0.38 | Sept. 30, 2012 | 4,026,665 | Disposed |
| July 11, 2008 | 1071955 | Series B Preferred Stock [F3] | Common Stock | $0.32 | — | 10,144,389 | Disposed |
| July 11, 2008 | 1071955 | Series A Preferred Stock [F3] | Common Stock | $0.32 | — | 4,026,665 | Disposed |
| May 18, 2007 | PODD | Series E Preferred | Common Stock [F2,F3] | — | — | 418,800 | Disposed |
| May 18, 2007 | PODD | Series D Preferred Stock | Common Stock [F2,F3] | — | — | 627,759 | Disposed |
| May 18, 2007 | PODD | Series C Preferred Stock | Common Stock [F2,F3] | — | — | 1,087,730 | Disposed |
| Dec. 28, 2006 | 1071955 | Common Stock Series 2 Warrants (Right-to-buy) [F2,F5,F9] | Common Stock | $3.10 | Dec. 30, 2009 | 0 | Disposed |
| Dec. 28, 2006 | 1071955 | Common Stock Series 1 Warrants (Right-to-buy) [F2,F5,F8] | Common Stock | $3.10 | Dec. 30, 2009 | — | Disposed |
| Dec. 28, 2006 | 1071955 | Series 2 Senior Subordinated Convertible Promissory Note [F2,F4,F7] | Common Stock | $2.60 | Dec. 30, 2009 | — | Disposed |
| Dec. 28, 2006 | 1071955 | Series 1 Senior Subordinated Convertible Promissory Note [F1,F2,F4] | Common Stock | $2.60 | Dec. 30, 2009 | 0 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.