Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 28 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 29, 2024 NN A 2,725 · · 328,208 Direct +0.84% Acquired (price as of 2026-10-06)
Dec. 29, 2023 NN A 3,320 · · 325,483 Direct +1.03% Acquired (price as of 2026-10-06)
Sept. 29, 2023 NN A 2,695 · · 322,163 Direct +0.84% Acquired (price as of 2026-10-06)
June 30, 2023 NN A 4,784 · · 319,468 Direct +1.52% Acquired (price as of 2026-10-06)
May 24, 2023 NN A 66,703 · · 314,684 Direct +26.90% Acquired (price as of 2026-10-06)
March 31, 2023 NN A 3,146 · · 247,981 Direct +1.28% Acquired (price as of 2026-10-06)
Dec. 29, 2022 NN A 2,368 · · 244,835 Direct +0.98% Acquired (price as of 2026-10-06)
June 22, 2022 NN A 41,170 · · 242,467 Direct +20.45% Acquired (price as of 2026-10-06)
Feb. 14, 2022 NN J 185,185 · · 201,297 Direct +1149.36% Acquired (price as of 2026-10-06)
Dec. 27, 2021 NN A 16,112 · · 16,112 Direct · Acquired (price as of 2026-10-06)
April 30, 2013 VATE F 17,924 $12.57 $225,305 497,267 Direct -3.48% Disposed -94.2% (price as of 2026-10-06)
April 26, 2013 VATE D 41,586 · · 473,605 Direct -8.07% Disposed (price as of 2026-10-06)
April 26, 2013 VATE A 41,586 · · 515,191 Direct +8.78% Acquired (price as of 2026-10-06)
March 31, 2013 VATE F 17,924 $11.05 $198,060 515,191 Direct -3.36% Disposed -93.4% (price as of 2026-10-06)
Jan. 1, 2013 VATE F 35,728 $10.87 $388,363 533,115 Direct -6.28% Disposed -93.3% (price as of 2026-10-06)
March 31, 2012 VATE F 17,549 $16.08 $282,188 568,843 Direct -2.99% Disposed -95.5% (price as of 2026-10-06)
March 31, 2012 VATE A 62,380 · · 586,392 Direct +11.90% Acquired (price as of 2026-10-06)
March 29, 2012 VATE F 34,508 $16.13 $556,614 524,012 Direct -6.18% Disposed -95.5% (price as of 2026-10-06)
March 29, 2012 VATE A 81,774 · · 558,520 Direct +17.15% Acquired (price as of 2026-10-06)
Aug. 30, 2011 VATE A 5,500 $11.50 $63,250 476,746 Direct +1.17% Acquired -93.7% (price as of 2026-10-06)
Aug. 9, 2011 VATE A 62,380 · · 471,246 Direct +15.26% Acquired (price as of 2026-10-06)
June 30, 2011 VATE A 163,546 · · 408,866 Direct +66.67% Acquired (price as of 2026-10-06)
June 30, 2011 VATE A 80,820 · · 245,320 Direct +49.13% Acquired (price as of 2026-10-06)
June 30, 2011 VATE A 163,546 · · 408,866 Direct -28.57% Disposed (price as of 2026-10-06)
June 30, 2011 VATE A 80,820 · · 245,320 Direct -24.78% Disposed (price as of 2026-10-06)
Jan. 1, 2011 VATE M 54,833 · · 54,833 Direct · Acquired (price as of 2026-10-06)
Oct. 12, 2010 VATE A 164,500 · · 164,500 Direct · Acquired (price as of 2026-10-06)
July 30, 2010 VATE A 10,000 · · 10,000 Direct · Acquired (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 30, 2010 VATE Stock Option (right to buy) Common Stock (10,000) $7.60 July 30, 2020 10,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Oct. 28, 2021 NN Warrants→ Common Stock (324,074) 324,074 Direct