Peter D Flynn — SEC Insider Profile, Roles & Companies

Insider at

FATE selling June 12, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 23 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

23 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 5, 2015	FATE	A	2,466	·	·	6,505 Direct	+61.05%	Acquired	(price as of 2026-10-06)
Jan. 5, 2015	FATE	A	70,000	·	·	70,000 Direct	·	Acquired	(price as of 2026-10-06)
June 12, 2014	FATE	M	3,949	$1.63	$6,437	7,988 Direct	+97.77%	Acquired	40.5% (price as of 2026-10-06)
June 12, 2014	FATE	M	422	$1.37	$578	8,410 Direct	+5.28%	Acquired	67.2% (price as of 2026-10-06)
June 12, 2014	FATE	M	1,100	$1.63	$1,793	9,510 Direct	+13.08%	Acquired	40.5% (price as of 2026-10-06)
June 12, 2014	FATE	S 10b5-1	5,471	$7.00	$38,297	4,039 Direct	-57.53%	Disposed	-67.3% (price as of 2026-10-06)
June 12, 2014	FATE	M	3,949	·	·	23,891 Direct	-14.18%	Disposed	(price as of 2026-10-06)
June 12, 2014	FATE	M	422	·	·	19,450 Direct	-2.12%	Disposed	(price as of 2026-10-06)
June 12, 2014	FATE	M	1,100	·	·	24,200 Direct	-4.35%	Disposed	(price as of 2026-10-06)
June 11, 2014	FATE	M	1,017	$1.63	$1,658	5,056 Direct	+25.18%	Acquired	40.5% (price as of 2026-10-06)
June 11, 2014	FATE	S 10b5-1	1,017	$7.00	$7,119	4,039 Direct	-20.11%	Disposed	-67.3% (price as of 2026-10-06)
June 11, 2014	FATE	M	1,017	·	·	27,840 Direct	-3.52%	Disposed	(price as of 2026-10-06)
June 10, 2014	FATE	M	699	$1.63	$1,139	5,389 Direct	+14.90%	Acquired	40.5% (price as of 2026-10-06)
June 10, 2014	FATE	S 10b5-1	1,350	$7.00	$9,450	4,039 Direct	-25.05%	Disposed	-67.3% (price as of 2026-10-06)
June 10, 2014	FATE	M	699	·	·	28,857 Direct	-2.37%	Disposed	(price as of 2026-10-06)
June 9, 2014	FATE	M	1,260	$1.63	$2,054	6,645 Direct	+23.40%	Acquired	40.5% (price as of 2026-10-06)
June 9, 2014	FATE	S 10b5-1	1,955	$7.00	$13,685	4,690 Direct	-29.42%	Disposed	-67.3% (price as of 2026-10-06)
June 9, 2014	FATE	M	1,260	·	·	29,556 Direct	-4.09%	Disposed	(price as of 2026-10-06)
May 1, 2014	FATE	M	6,925	$1.63	$11,288	13,656 Direct	+102.88%	Acquired	40.5% (price as of 2026-10-06)
May 1, 2014	FATE	M	1,100	$1.63	$1,793	14,756 Direct	+8.06%	Acquired	40.5% (price as of 2026-10-06)
May 1, 2014	FATE	M	422	$1.37	$578	15,178 Direct	+2.86%	Acquired	67.2% (price as of 2026-10-06)
May 1, 2014	FATE	S 10b5-1	9,793	$7.07	$69,237	5,385 Direct	-64.52%	Disposed	-67.6% (price as of 2026-10-06)
May 1, 2014	FATE	M	6,925	·	·	30,816 Direct	-18.35%	Disposed	(price as of 2026-10-06)
May 1, 2014	FATE	M	1,100	·	·	25,300 Direct	-4.17%	Disposed	(price as of 2026-10-06)
May 1, 2014	FATE	M	422	·	·	19,872 Direct	-2.08%	Disposed	(price as of 2026-10-06)
April 4, 2014	FATE	M	5,889	$1.63	$9,599	12,620 Direct	+87.49%	Acquired	40.5% (price as of 2026-10-06)
April 4, 2014	FATE	S 10b5-1	5,789	$7.99	$46,254	6,831 Direct	-45.87%	Disposed	-71.3% (price as of 2026-10-06)
April 4, 2014	FATE	S 10b5-1	100	$8.69	$869	6,731 Direct	-1.46%	Disposed	-73.6% (price as of 2026-10-06)
April 4, 2014	FATE	M	5,889	·	·	37,741 Direct	-13.50%	Disposed	(price as of 2026-10-06)
April 1, 2014	FATE	S 10b5-1	1,346	$9.05	$12,181	6,731 Direct	-16.66%	Disposed	-74.7% (price as of 2026-10-06)
March 31, 2014	FATE	S 10b5-1	2,392	$10.08	$24,111	8,377 Direct	-22.21%	Disposed	-77.3% (price as of 2026-10-06)
March 31, 2014	FATE	S 10b5-1	300	$10.77	$3,231	8,077 Direct	-3.58%	Disposed	-78.7% (price as of 2026-10-06)
Jan. 9, 2014	FATE	A	85,000	·	·	85,000 Direct	·	Acquired	(price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 5, 2015	FATE	Stock Option (right to buy)	Common Stock (70,000)	$4.84	Jan. 4, 2025	70,000	Acquired
June 12, 2014	FATE	Stock Option (right to buy)	Common Stock (3,949)	$1.63	Feb. 8, 2022	3,949	Disposed
June 12, 2014	FATE	Stock Option (right to buy)	Common Stock (422)	$1.37	July 23, 2022	422	Disposed
June 12, 2014	FATE	Stock Option (right to buy)	Common Stock (1,100)	$1.63	Feb. 8, 2022	1,100	Disposed
June 11, 2014	FATE	Stock Option (right to buy)	Common Stock (1,017)	$1.63	Feb. 8, 2022	1,017	Disposed
June 10, 2014	FATE	Stock Option (right to buy)	Common Stock (699)	$1.63	Feb. 8, 2022	699	Disposed
June 9, 2014	FATE	Stock Option (right to buy)	Common Stock (1,260)	$1.63	Feb. 8, 2022	1,260	Disposed
May 1, 2014	FATE	Stock Option (right to buy)	Common Stock (6,925)	$1.63	Feb. 8, 2022	6,925	Disposed
May 1, 2014	FATE	Stock Option (right to buy)	Common Stock (1,100)	$1.63	Feb. 8, 2022	1,100	Disposed
May 1, 2014	FATE	Stock Option (right to buy)	Common Stock (422)	$1.37	July 23, 2022	422	Disposed
April 4, 2014	FATE	Stock Option (right to buy)	Common Stock (5,889)	$1.63	Feb. 8, 2022	5,889	Disposed
Jan. 9, 2014	FATE	Stock Option (right to buy)	Common Stock (85,000)	$6.62	Jan. 8, 2024	85,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 30, 2013	FATE	Common Stock	10,769	Direct
Sept. 30, 2013	FATE	Stock Option (right to buy)→ Common Stock (43,630)	43,630	Direct
Sept. 30, 2013	FATE	Stock Option (right to buy)→ Common Stock (26,400)	26,400	Direct
Sept. 30, 2013	FATE	Stock Option (right to buy)→ Common Stock (20,294)	20,294	Direct
Sept. 30, 2013	FATE	Stock Option (right to buy)→ Common Stock (24,615)	24,615	Direct