Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 63 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

63 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 31, 2012 CNA S 4,859 $28.26 $137,315 0 Direct -100.00% Disposed 64.0% (price as of 2026-10-02)
May 17, 2012 CNA S 5,000 $28.56 $142,800 0 Direct -100.00% Disposed 62.3% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 1, 2018 AXS Restricted Stock Units Common Shares (4,500) · · 4,500 Disposed
May 6, 2017 AXS Restricted Stock Units Common Shares (6,250) · · 6,250 Disposed
March 1, 2017 AXS Restricted Stock Units Common Shares (8,120) · · 8,120 Disposed
March 1, 2017 AXS Restricted Stock Units Common Shares (4,500) · · 4,500 Disposed
May 6, 2016 AXS Restricted Stock Units Common Shares (6,250) · · 6,250 Disposed
March 1, 2016 AXS Restricted Stock Units Common Shares (4,500) · · 4,500 Disposed
May 6, 2015 AXS Restricted Stock Units Common Shares (6,250) · · 6,250 Disposed
March 1, 2015 AXS Restricted Stock Units Common Shares (4,500) · · 4,500 Disposed
May 6, 2014 AXS Restricted Stock Units Common Shares (6,250) · · 6,250 Disposed
May 17, 2012 CNA Stock Appreciation Rights Common Stock (15,000) $11.51 Feb. 4, 2019 15,000 Disposed
May 17, 2012 CNA Stock Option Common Stock (5,000) $24.69 May 7, 2013 5,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
April 7, 2014 AXS Restricted Stock Units→ Common Shares (25,000) 25,000 Direct
April 7, 2014 AXS Restricted Stock Units→ Common Shares (18,000) 18,000 Direct
April 7, 2014 AXS Restricted Stock Units→ Common Shares (8,120) 8,120 Direct
Feb. 6, 2009 CNA Stock Appreciation Rights [F1]→ Common Stock (20,000) 20,000 Direct
Feb. 6, 2009 CNA Stock Appreciation Rights [F2]→ Common Stock (20,000) 20,000 Direct
Feb. 6, 2009 CNA Stock Appreciation Rights [F3]→ Common Stock (20,000) 20,000 Direct
Feb. 6, 2009 CNA Stock Appreciation Rights [F4]→ Common Stock (20,000) 20,000 Direct
Feb. 6, 2009 CNA Stock Options [F5]→ Common Stock (15,000) 15,000 Direct
Feb. 6, 2009 CNA Stock Options [F6]→ Common Stock (10,000) 10,000 Direct
Feb. 6, 2009 CNA Stock Options [F7]→ Common Stock (5,000) 5,000 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CNA

COO
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2012 · · · · · · · ·
2011 $700,000 · · · $939,667 $1,528,680 $32,401 $3,638,223
2010 $700,000 $350,000 · · $1,112,000 $576,591 $39,587 $3,040,654

AXS

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2016 $800,000 · $899,966 · $929,000 · $86,041 $2,715,007
2015 $800,000 · $854,979 · $1,051,000 · $82,769 $2,788,748
2014 $786,346 · $1,157,900 · $1,000,000 · $78,635 $3,022,881

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.