Philip A Fain
CIK 1294958 · View on SEC EDGAR ↗
First SEC filing: March 9, 2015 · Latest: March 9, 2015
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 15, 2013 | ULBI | P | 10,000 | $3.75 | $37,500 | 61,286 Direct | +19.50% | Acquired | 82.7% (price as of 2026-08-21) |
| May 9, 2011 | ULBI | P | 20,000 | $3.99 | $79,800 | 51,286 Direct | +63.93% | Acquired | 71.7% (price as of 2026-08-21) |
| Dec. 18, 2009 | ULBI | P | 25,000 | $3.65 | $91,250 | 66,786 Direct | +59.83% | Acquired | 87.7% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 1, 2016 | ULBI | Common Stock (Right to Buy) | Common Stock | $4.29 | June 1, 2023 | 20,000 | Acquired |
| March 3, 2015 | ULBI | Common Stock (Right to Buy) | Common Stock; $.10 par value | $3.71 | March 3, 2022 | 30,000 | Acquired |
| March 4, 2014 | ULBI | Common Stock (Right to Buy) | Common Stock; $.10 par value | $3.94 | March 4, 2021 | 70,000 | Acquired |
| Jan. 3, 2012 | ULBI | Common Stock (Right to Buy) | Common Stock; $.10 par value | $3.98 | Jan. 3, 2019 | 20,000 | Acquired |
| Dec. 9, 2011 | ULBI | Common Stock (Right to Buy) | Common Stock; $.10 par value | $4.42 | Dec. 9, 2018 | 50,000 | Acquired |
| Dec. 3, 2010 | ULBI | Common Stock (Right to Buy) | Common Stock; $.10 par value | $6.91 | Dec. 3, 2017 | 25,000 | Acquired |
| Dec. 4, 2009 | ULBI | Common Stock, $.10 par value | Common Stock; $.10 par value (33,000) | $3.91 | Dec. 4, 2016 | 33,000 | Acquired |
| Jan. 14, 2009 | ULBI | Common Stock, $.10 par value | Common Stock; $.10 par value | $12.18 | Jan. 14, 2016 | 7,976 | Acquired |
| March 7, 2008 | ULBI | Common Stock, $.10 par value | Common Stock; $.10 par value (50,000) | $12.74 | March 7, 2015 | 50,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 10, 2008 | ULBI | Common Stock (Right to Buy)→ Common Stock; $.10 par value (10,000) | 10,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2015 | $303,737 | $0 | — | — | — | — | $24,063 | $397,400 |
| 2014 | $279,826 | $0 | — | $112,000 | — | — | $21,967 | $413,793 |
| 2013 | $267,500 | $10,000 | — | — | — | — | $21,686 | $299,186 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.