Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 61 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

61 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 10, 2017 BAH P 1,000 $32.76 $32,760 47,718 Direct +2.14% Acquired 105.6% (price as of 2026-10-02)
Feb. 8, 2017 BAH S 10,000 $34.06 $340,600 42,585 Direct -19.02% Disposed 97.7% (price as of 2026-10-02)
Nov. 20, 2012 AES P 2,000 $9.86 $19,720 2,000 Indirect · Acquired 51.2% (price as of 2026-10-02)
May 12, 2010 AES P 5,000 $11.06 $55,300 31,000 Indirect +19.23% Acquired 34.8% (price as of 2026-10-02)
May 12, 2010 AES P 3,000 $11.11 $33,330 26,000 Indirect +13.04% Acquired 34.2% (price as of 2026-10-02)
Oct. 6, 2008 AES P 200 $9.83 $1,966 23,000 Indirect +0.88% Acquired 51.7% (price as of 2026-10-02)
Oct. 6, 2008 AES P 3,600 $9.82 $35,352 22,800 Indirect +18.75% Acquired 51.8% (price as of 2026-10-02)
Oct. 6, 2008 AES P 2,200 $9.81 $21,582 19,200 Indirect +12.94% Acquired 52.0% (price as of 2026-10-02)
Aug. 13, 2008 AES P 2,000 $15.80 $31,600 17,000 Indirect +13.33% Acquired -5.6% (price as of 2026-10-02)
Feb. 8, 2006 NOC S 500 $63.17 $31,585 5,039 Direct -9.03% Disposed 737.5% (price as of 2026-10-02)
Feb. 8, 2006 NOC S 500 $63.09 $31,545 5,539 Direct -8.28% Disposed 738.6% (price as of 2026-10-02)
Feb. 8, 2006 NOC S 200 $63.06 $12,612 6,039 Direct -3.21% Disposed 739.0% (price as of 2026-10-02)
Feb. 8, 2006 NOC S 100 $63.05 $6,305 6,239 Direct -1.58% Disposed 739.1% (price as of 2026-10-02)
Feb. 8, 2006 NOC S 1,400 $63.04 $88,256 6,339 Direct -18.09% Disposed 739.2% (price as of 2026-10-02)
Feb. 8, 2006 NOC S 2,100 $63.03 $132,363 7,739 Direct -21.34% Disposed 739.4% (price as of 2026-10-02)
Feb. 8, 2006 NOC S 1,300 $63.02 $81,926 9,839 Direct -11.67% Disposed 739.5% (price as of 2026-10-02)
Feb. 8, 2006 NOC S 700 $63.01 $44,107 11,139 Direct -5.91% Disposed 739.6% (price as of 2026-10-02)
Feb. 8, 2006 NOC S 600 $63.00 $37,800 11,839 Direct -4.82% Disposed 739.8% (price as of 2026-10-02)
Feb. 8, 2006 NOC S 6,500 $62.99 $409,435 12,439 Direct -34.32% Disposed 739.9% (price as of 2026-10-02)
Feb. 8, 2006 NOC S 1,400 $62.98 $88,172 18,939 Direct -6.88% Disposed 740.0% (price as of 2026-10-02)
Feb. 8, 2006 NOC S 400 $62.97 $25,188 20,339 Direct -1.93% Disposed 740.2% (price as of 2026-10-02)
Feb. 8, 2006 NOC S 200 $62.96 $12,592 20,739 Direct -0.96% Disposed 740.3% (price as of 2026-10-02)
Feb. 8, 2006 NOC S 3,900 $62.95 $245,505 20,939 Direct -15.70% Disposed 740.4% (price as of 2026-10-02)
Feb. 8, 2006 NOC S 200 $62.94 $12,588 24,839 Direct -0.80% Disposed 740.6% (price as of 2026-10-02)
Feb. 2, 2006 NOC S 10,000 $62.75 $627,500 5,039 Direct -66.49% Disposed 743.1% (price as of 2026-10-02)
Jan. 30, 2006 NOC S 10,000 $61.55 $615,500 5,039 Direct -66.49% Disposed 759.6% (price as of 2026-10-02)
Jan. 30, 2006 NOC S 2,900 $61.52 $178,408 15,039 Direct -16.17% Disposed 760.0% (price as of 2026-10-02)
Jan. 30, 2006 NOC S 7,100 $61.41 $436,011 17,939 Direct -28.36% Disposed 761.5% (price as of 2026-10-02)
June 22, 2004 AES P 2,000 $9.75 $19,500 17,000 Indirect +13.33% Acquired 52.9% (price as of 2026-10-02)
March 11, 2004 AES P 3,000 $8.00 $24,000 15,000 Indirect +25.00% Acquired 86.4% (price as of 2026-10-02)
Sept. 22, 2003 AES P 4,000 $7.41 $29,640 4,000 Indirect · Acquired 101.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 8, 2017 BAH Employee Stock Option (right to buy) Class A Common Stock (10,000) $6.08 May 7, 2019 10,000 Disposed
April 19, 2012 AES Stock Option (Right to Buy) Common Stock (12,311) $12.12 April 19, 2022 12,311 Acquired
April 19, 2012 AES Units Common Stock (23,076) · · 23,076 Acquired
April 21, 2011 AES Units Common Stock (27,240) · · 27,240 Acquired
April 22, 2010 AES Stock Option (Right to Buy) Common Stock (20,299) $12.34 April 22, 2020 20,299 Acquired
April 22, 2010 AES Units Common Stock (24,380) · · 24,380 Acquired
April 23, 2009 AES Stock Option (Right to Buy) Common Stock (26,442) $6.69 April 23, 2019 26,442 Acquired
April 23, 2009 AES Units Common Stock (29,154) · · 29,154 Acquired
April 24, 2008 AES Stock Option Grant (Right to buy) Common Stock (9,396) $17.71 April 24, 2018 9,396 Acquired
April 24, 2008 AES Units Common Stock (11,761) · · 11,761 Acquired
Oct. 29, 2007 NOC Stock Option (Right-to-Buy) Common Stock (57,140) $49.85 Feb. 10, 2008 57,140 Disposed
Oct. 12, 2007 AES Stock Options (Right to Buy) Common Stock (5,027) $21.44 Oct. 12, 2017 5,027 Acquired
Oct. 12, 2007 AES Units Common Stock (6,477) · · 6,477 Acquired
May 11, 2006 AES Stock Option Grant (Right to buy) Common Stock (4,772) $17.63 May 11, 2016 4,772 Acquired
May 11, 2006 AES Units Common Stock (5,666) · · 5,666 Acquired
Feb. 8, 2006 NOC Stock Option (Right-to-Buy) Common Stock (20,000) $49.85 Feb. 10, 2008 20,000 Disposed
Feb. 2, 2006 NOC Stock Option (Right-to-Buy) Common Stock (10,000) $49.85 Feb. 10, 2008 10,000 Disposed
Jan. 30, 2006 NOC Stock Option (Right-to-Buy) Common Stock (10,000) $49.85 Feb. 10, 2008 10,000 Disposed
Jan. 30, 2006 NOC Stock Option (Right-to-Buy) Common Stock (10,000) $49.85 Feb. 10, 2008 10,000 Disposed
May 20, 2005 NOC Stock Option (Right-to-Buy) Common Stock (3,000) $55.28 May 20, 2015 3,000 Acquired
April 28, 2005 AES Units Common Stock (6,700) · · 6,700 Acquired
May 21, 2004 NOC Stock Option (right-to-buy) Common Stock (1,500) $100.05 May 21, 2014 1,500 Acquired
April 28, 2004 AES Stock Option Grant [F2] Common Stock (6,329) $8.58 April 28, 2014 6,329 Acquired
April 28, 2004 AES Units Common Stock (11,643) · · 11,643 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Nov. 16, 2010 BAH Class A Common Stock [F1] 10,270 Direct
Nov. 16, 2010 BAH Stock Option (right to buy)→ Class A Common Stock (3,330) 3,330 Direct
Nov. 16, 2010 BAH Stock Option (right to buy)→ Class A Common Stock (4,340) 4,340 Direct
Nov. 16, 2010 BAH Stock Option (right to buy)→ Class A Common Stock (2,330) 2,330 Direct