Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 14, 2007 HL S 100,000 $11.22 $1,122,000 37,674 Direct -72.64% Disposed 53.3% (price as of 2026-10-02)
Nov. 14, 2007 HL S 1,474 $11.21 $16,524 36,200 Direct -3.91% Disposed 53.4% (price as of 2026-10-02)
Nov. 14, 2007 HL S 8,600 $11.20 $96,320 27,600 Direct -23.76% Disposed 53.6% (price as of 2026-10-02)
Nov. 14, 2007 HL S 6,500 $11.18 $72,670 21,100 Direct -23.55% Disposed 53.8% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 15, 2008 HL Stock Options Common Stock (40,872) $9.86 May 15, 2013 40,872 Acquired
Nov. 14, 2007 HL Stock Options Common Stock (40,000) $5.04 Aug. 15, 2011 40,000 Disposed
Nov. 14, 2007 HL Stock Options Common Stock (20,000) $6.50 May 5, 2011 20,000 Disposed
Nov. 14, 2007 HL Stock Options Common Stock (40,000) $8.61 May 3, 2012 40,000 Disposed
May 3, 2007 HL Stock Options Common Stock (40,000) $8.61 May 3, 2012 40,000 Acquired
May 5, 2006 HL Stock Options Common Stock (20,000) $6.50 May 5, 2011 20,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Feb. 21, 2006 HL Common Stock 20,000 Direct
Feb. 21, 2006 HL Stock Options→ Common Stock (40,000) 40,000 Direct